K2 PRINCIPAL FUND, L.P. Q4 2022 Filing
Filed February 10, 2023
Portfolio Value
$658.1T
Holdings
222
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (222 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | TLTISHARES TR | 795,600 | $79.2T | 12.04% | Call |
| 2 | BNSBANK NOVA SCOTIA HALIFAX | 790,754 | $45.6T | 6.92% | Call |
| 3 | —CI FINL CORP | 2,223,012 | $29.0T | 4.40% | Call |
| 4 | SJTSAN JUAN BASIN RTY TR | 2,438,809 | $27.9T | 4.23% | Put |
| 5 | HTZHERTZ GLOBAL HLDGS INC | 1,699,481 | $26.2T | 3.97% | Call |
| 6 | SPRYARS PHARMACEUTICALS INC | 2,872,148 | $24.5T | 3.72% | |
| 7 | 07WAMR COOPER GROUP INC | 507,339 | $20.4T | 3.09% | |
| 8 | FCXFREEPORT-MCMORAN INC | 432,200 | $16.4T | 2.50% | Put |
| 9 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 8,692 | $14.5T | 2.21% | |
| 10 | DBX 0 03/01/26DROPBOX INC | 14,859 | $13.5T | 2.05% | |
| 11 | —WISDOMTREE INC | 12,250 | $12.9T | 1.95% | |
| 12 | SPLK 0.5 09/15/23SPLUNK INC | 13,057 | $12.6T | 1.92% | |
| 13 | DASHDOORDASH INC | 235,200 | $11.5T | 1.74% | Put |
| 14 | MNSTMONSTER BEVERAGE CORP NEW | 108,327 | $11.0T | 1.67% | |
| 15 | NTNX 0.25 10/01/27NUTANIX INC | 13,000 | $10.9T | 1.66% | |
| 16 | IAU*ISHARES GOLD TR | 300,000 | $10.4T | 1.58% | Call |
| 17 | SRGSERITAGE GROWTH PPTYS | 833,624 | $9.9T | 1.50% | Call |
| 18 | UHAL/BU HAUL HOLDING COMPANY | 176,882 | $9.7T | 1.48% | |
| 19 | SPOT 0 03/15/26SPOTIFY USA INC | 12,000 | $9.7T | 1.48% | |
| 20 | DYHTARGET CORP | 56,000 | $8.3T | 1.27% | Put |
| 21 | HYGISHARES TR | 110,000 | $8.1T | 1.23% | Put |
| 22 | ONEM 3 06/15/251LIFE HEALTHCARE INC | 8,150 | $7.9T | 1.20% | |
| 23 | INN 1.5 02/15/26SUMMIT HOTEL PPTYS | 8,375 | $7.2T | 1.09% | |
| 24 | SJR/BEURSHAW COMMUNICATIONS INC | 244,800 | $7.0T | 1.07% | |
| 25 | TWOTWO HBRS INVT CORP | 439,460 | $6.9T | 1.05% | |
| 26 | TRIP 0.25 04/01/26TRIPADVISOR INC | 8,500 | $6.9T | 1.05% | |
| 27 | RNG 0 03/01/25RINGCENTRAL INC | 7,799 | $6.7T | 1.02% | |
| 28 | RBAGBPRITCHIE BROS AUCTIONEERS | 110,000 | $6.4T | 0.97% | Call |
| 29 | PD 1.25 07/01/25PAGERDUTY INC | 6,000 | $6.1T | 0.93% | |
| 30 | IEIISHARES TR | 50,000 | $5.7T | 0.87% | Put |
| 31 | SSRMCN 2.5 04/01/39SSR MNG INC | 5,000 | $5.6T | 0.86% | |
| 32 | RVLVREVOLVE GROUP INC | 245,990 | $5.5T | 0.83% | Call |
| 33 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR | 6,300 | $5.2T | 0.80% | |
| 34 | S76STORE CAP CORP | 157,800 | $5.1T | 0.77% | |
| 35 | USX1UNITED STATES STL CORP NEW | 195,000 | $4.9T | 0.74% | Put |
| 36 | PTONPELOTON INTERACTIVE INC | 606,800 | $4.8T | 0.73% | Put |
| 37 | SWCHFSIERRA WIRELESS INC | 164,395 | $4.8T | 0.72% | |
| 38 | W 1.125 11/01/24WAYFAIR INC | 5,000 | $4.2T | 0.64% | |
| 39 | MTARCELORMITTAL SA LUXEMBOURG | 160,000 | $4.2T | 0.64% | Put |
| 40 | WWAYFAIR INC | 119,000 | $3.9T | 0.59% | Call |
| 41 | SAVE 1 05/15/26SPIRIT AIRLS INC | 4,798 | $3.9T | 0.59% | |
| 42 | INSPINSPIRE MED SYS INC | 14,956 | $3.8T | 0.57% | |
| 43 | YRIYAMANA GOLD INC | 673,830 | $3.7T | 0.57% | |
| 44 | RWTREDWOOD TR INC | 538,220 | $3.6T | 0.55% | |
| 45 | CCIXCHURCHILL CAPITAL CORP VII | 360,218 | $3.6T | 0.55% | |
| 46 | PTON 0 02/15/26PELOTON INTERACTIVE INC | 5,000 | $3.6T | 0.54% | |
| 47 | FNVFRANCO NEV CORP | 25,000 | $3.4T | 0.52% | Call |
| 48 | UBER 0 12/15/25UBER TECHNOLOGIES INC | 4,000 | $3.4T | 0.51% | |
| 49 | CCIXCHURCHILL CAPITAL CORP VI | 333,202 | $3.3T | 0.51% | |
| 50 | FT2FIRST HORIZON CORPORATION | 127,421 | $3.1T | 0.47% | |
| 51 | NBRNABORS INDUSTRIES LTD | 20,000 | $3.1T | 0.47% | Put |
| 52 | TXNMPNM RES INC | 60,186 | $2.9T | 0.45% | |
| 53 | SJIEURSOUTH JERSEY INDS INC | 81,207 | $2.9T | 0.44% | |
| 54 | PFSIPENNYMAC FINL SVCS INC NEW | 49,583 | $2.8T | 0.43% | Call |
| 55 | MPCMARATHON PETE CORP | 22,500 | $2.6T | 0.40% | Call |
| 56 | —MASON INDUSTRIAL TECHNOLGY I | 259,220 | $2.6T | 0.39% | |
| 57 | NVROEURNEVRO CORP | 65,300 | $2.6T | 0.39% | Put |
| 58 | CLFCLEVELAND-CLIFFS INC NEW | 160,000 | $2.6T | 0.39% | Put |
| 59 | ABEVAMBEV SA | 937,836 | $2.6T | 0.39% | |
| 60 | —PIVOTAL INVESTMENT CORP III | 249,450 | $2.5T | 0.38% | |
| 61 | AAALCOA CORP | 54,859 | $2.5T | 0.38% | Put |
| 62 | RIVNRIVIAN AUTOMOTIVE INC | 132,000 | $2.4T | 0.37% | Call |
| 63 | PMCBPHARMACYTE BIOTECH INC | 732,105 | $2.1T | 0.33% | |
| 64 | VMWEURVMWARE INC | 17,348 | $2.1T | 0.32% | |
| 65 | AGFIRST MAJESTIC SILVER CORP | 255,000 | $2.1T | 0.32% | Call |
| 66 | BKLNINVESCO EXCH TRADED FD TR II | 100,000 | $2.1T | 0.31% | Put |
| 67 | COINCOINBASE GLOBAL INC | 58,000 | $2.1T | 0.31% | Call |
| 68 | SAVESPIRIT AIRLS INC | 104,665 | $2.0T | 0.31% | |
| 69 | GL40INDUS REALTY TRUST INC | 30,963 | $2.0T | 0.30% | |
| 70 | RCLROYAL CARIBBEAN GROUP | 37,500 | $1.9T | 0.28% | Call |
| 71 | SLDBSOLID BIOSCIENCES INC | 342,271 | $1.8T | 0.28% | |
| 72 | MAXREURMAXAR TECHNOLOGIES INC | 35,574 | $1.8T | 0.28% | Call |
| 73 | —NORTHERN STAR INVEST CORP II | 179,257 | $1.8T | 0.27% | |
| 74 | LYFTLYFT INC | 2,000 | $1.8T | 0.27% | |
| 75 | JETSETF SER SOLUTIONS | 90,000 | $1.5T | 0.23% | |
| 76 | UHALU HAUL HOLDING COMPANY | 25,000 | $1.5T | 0.23% | Call |
| 77 | TOLTOLL BROTHERS INC | 30,000 | $1.5T | 0.23% | Call |
| 78 | KGCKINROSS GOLD CORP | 350,000 | $1.4T | 0.22% | Call |
| 79 | FRPTFRESHPET INC | 27,000 | $1.4T | 0.22% | Put |
| 80 | MLAIMCLAREN TECHNOLOGY ACQ CORP | 123,998 | $1.3T | 0.19% | |
| 81 | —ALPHAVEST ACQUISITION CORP | 125,000 | $1.3T | 0.19% | |
| 82 | FVICHFFORTUNA SILVER MINES INC | 324,300 | $1.2T | 0.18% | Call |
| 83 | BGCPEURBGC PARTNERS INC | 317,145 | $1.2T | 0.18% | |
| 84 | CMCANADIAN IMPERIAL BK COMM TO | 21,600 | $1.2T | 0.18% | Call |
| 85 | AFRMAFFIRM HLDGS INC | 113,100 | $1.1T | 0.17% | Call |
| 86 | DKNGDRAFTKINGS INC NEW | 90,000 | $1.0T | 0.16% | Call |
| 87 | SPMEURAMERICAS GOLD AND SILVER COR | 1,776,500 | $1.0T | 0.15% | |
| 88 | 2JEFOCUS FINL PARTNERS INC | 26,300 | $980.2B | 0.15% | Call |
| 89 | LXULSB INDS INC | 70,000 | $931.0B | 0.14% | Call |
| 90 | COWNEURCOWEN INC | 22,814 | $881.1B | 0.13% | |
| 91 | AIC3 AI INC | 78,000 | $872.8B | 0.13% | |
| 92 | SPLKCHFSPLUNK INC | 10,000 | $860.9B | 0.13% | Call |
| 93 | —NORTHERN STAR INVSTMNT CORP | 78,334 | $784.9B | 0.12% | |
| 94 | RFAIRF ACQUISITION CORP | 76,850 | $777.0B | 0.12% | |
| 95 | ATVIEURACTIVISION BLIZZARD INC | 10,112 | $774.1B | 0.12% | |
| 96 | IAA-WUSDIAA INC | 19,227 | $769.1B | 0.12% | |
| 97 | SMTCSEMTECH CORP | 26,718 | $766.5B | 0.12% | |
| 98 | CCLCARNIVAL CORP | 95,000 | $765.7B | 0.12% | Put |
| 99 | —ACUITYADS HLDGS INC | 498,531 | $762.8B | 0.12% | |
| 100 | INNSUMMIT HOTEL PPTYS INC | 104,700 | $755.9B | 0.11% | Call |
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