K2 PRINCIPAL FUND, L.P. Q2 2021 Filing
Filed August 13, 2021
Portfolio Value
$1.2T
Holdings
350
Report Date
Q2 2021
Filing Type
13F-HR
All Holdings (350 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | BABOEING CO | 170,000 | $40.7B | 3.39% | Call |
| 2 | INMDINMODE LTD | 417,668 | $39.5B | 3.29% | Put |
| 3 | SKINTHE BEAUTY HEALTH COMPANY | 1,699,680 | $28.6B | 2.37% | Call |
| 4 | GQ9SPDR GOLD TR | 165,000 | $27.3B | 2.27% | Put |
| 5 | XLESELECT SECTOR SPDR TR | 405,000 | $21.8B | 1.81% | Call |
| 6 | HHC*HOWARD HUGHES CORP | 210,594 | $20.5B | 1.71% | |
| 7 | MERCMERCER INTL INC | 1,242,988 | $15.8B | 1.32% | Call |
| 8 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 10,437 | $15.2B | 1.26% | |
| 9 | —CC NEUBERGER PRIN HLDGS II | 1,528,838 | $15.1B | 1.26% | |
| 10 | —GOPRO INC | 11,000 | $14.1B | 1.17% | |
| 11 | IWMISHARES TR | 60,000 | $13.8B | 1.14% | Put |
| 12 | —COLONY STARWOOD HOMES | 8,075 | $13.2B | 1.10% | |
| 13 | IAU*ISHARES GOLD TR | 390,050 | $13.1B | 1.09% | Put |
| 14 | —GLOBAL CONSUMER ACQUISITN CO | 1,225,489 | $12.2B | 1.02% | |
| 15 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 7,838 | $11.9B | 0.99% | |
| 16 | —TWITTER INC | 8,300 | $11.4B | 0.95% | |
| 17 | AVYA 2.25 06/15/23AVAYA HLDGS CORP | 9,450 | $11.2B | 0.93% | |
| 18 | —TWITTER INC | 10,889 | $11.1B | 0.92% | |
| 19 | —NATURAL ORDER ACQUISITION CO | 1,053,080 | $10.3B | 0.86% | |
| 20 | BPYPNBROOKFIELD PPTY REIT INC | 541,344 | $10.2B | 0.85% | |
| 21 | —GORES METROPOULOS II INC | 1,022,688 | $10.1B | 0.84% | |
| 22 | —LUMINEX CORP DEL | 10,009 | $10.1B | 0.84% | |
| 23 | —IRONWOOD PHARMACEUTICALS INC | 9,000 | $10.0B | 0.83% | |
| 24 | RMBS 1.375 02/01/23RAMBUS INC DEL | 7,500 | $9.9B | 0.82% | |
| 25 | HYGISHARES TR | 109,900 | $9.7B | 0.80% | Put |
| 26 | PSTG 0.125 04/15/23PURE STORAGE INC | 9,200 | $9.7B | 0.80% | |
| 27 | —KNOWLES CORP | 8,545 | $9.5B | 0.79% | |
| 28 | RNGRINGCENTRAL INC | 32,800 | $9.5B | 0.79% | Put |
| 29 | LPXLOUISIANA PAC CORP | 157,700 | $9.5B | 0.79% | Call |
| 30 | —DYCOM INDS INC | 9,155 | $9.1B | 0.76% | |
| 31 | IMOIMPERIAL OIL LTD | 300,000 | $9.1B | 0.76% | Put |
| 32 | ITBISHARES TR | 130,000 | $9.0B | 0.75% | Put |
| 33 | SPLK 0.5 09/15/23SPLUNK INC | 7,719 | $9.0B | 0.75% | |
| 34 | —SEVEN OAKS ACQUISITION CORP | 888,206 | $8.8B | 0.73% | |
| 35 | —BLUESCAPE OPPORTUNITIES ACQU | 890,955 | $8.7B | 0.73% | |
| 36 | —MARRIOTT VACATIONS WORLDWIDE | 7,252 | $8.7B | 0.72% | |
| 37 | —CREE INC | 5,150 | $8.6B | 0.72% | |
| 38 | —MAGELLAN HEALTH INC | 89,269 | $8.4B | 0.70% | |
| 39 | FWONK 1 01/30/23LIBERTY MEDIA CORP DEL | 6,000 | $8.2B | 0.68% | |
| 40 | SSRMCN 2.5 04/01/39SSR MNG INC | 6,822 | $8.1B | 0.68% | |
| 41 | —NORTHERN LIGHTS ACQUISITN CO | 800,000 | $8.1B | 0.67% | |
| 42 | PMTPENNYMAC MTG INVT TR | 383,229 | $8.1B | 0.67% | |
| 43 | —IHS MARKIT LTD | 70,779 | $8.0B | 0.66% | |
| 44 | MXIMMAXIM INTEGRATED PRODS INC | 75,292 | $7.9B | 0.66% | |
| 45 | KBR 2.5 11/01/23KBR INC | 5,000 | $7.9B | 0.65% | |
| 46 | —HORIZON ACQUISITION CORPORAT | 801,494 | $7.8B | 0.65% | |
| 47 | PD 1.25 07/01/25PAGERDUTY INC | 6,000 | $7.8B | 0.65% | |
| 48 | —ATLAS AIR WORLDWIDE HLDGS IN | 7,151 | $7.8B | 0.64% | |
| 49 | WGO 1.5 04/01/25WINNEBAGO INDS INC | 6,000 | $7.7B | 0.64% | |
| 50 | —THE BEAUTY HEALTH COMPANY | 1,182,164 | $7.6B | 0.63% | Call |
| 51 | —ARIES I ACQUISITION CORP | 725,921 | $7.3B | 0.61% | |
| 52 | —ZILLOW GROUP INC | 4,640 | $7.3B | 0.60% | |
| 53 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 5,575 | $7.1B | 0.59% | |
| 54 | CRSRCORSAIR GAMING INC | 210,000 | $7.0B | 0.58% | Call |
| 55 | KSUEURKANSAS CITY SOUTHERN | 24,100 | $6.8B | 0.57% | |
| 56 | NUANEURNUANCE COMMUNICATIONS INC | 122,733 | $6.7B | 0.56% | |
| 57 | —PRICELINE GRP INC | 6,000 | $6.5B | 0.54% | |
| 58 | NAVNAVISTAR INTL CORP NEW | 147,001 | $6.5B | 0.54% | |
| 59 | ALXNALEXION PHARMACEUTICALS INC | 34,777 | $6.4B | 0.53% | |
| 60 | TLTISHARES TR | 44,000 | $6.4B | 0.53% | Put |
| 61 | —REDBALL ACQUISITION CORP | 644,980 | $6.3B | 0.52% | |
| 62 | WTWWILLIS TOWERS WATSON PLC LTD | 27,302 | $6.3B | 0.52% | |
| 63 | PRAHPRA HEALTH SCIENCES INC | 37,907 | $6.3B | 0.52% | |
| 64 | —B RILEY PRINCIPAL 150 MERGER | 622,412 | $6.1B | 0.50% | |
| 65 | —IVANHOE CAPITAL ACQUISTIN CO | 593,944 | $6.0B | 0.50% | |
| 66 | PFSIPENNYMAC FINL SVCS INC NEW | 97,284 | $6.0B | 0.50% | |
| 67 | —LUMINEX CORP DEL | 162,949 | $6.0B | 0.50% | |
| 68 | —RMG ACQUISITION CORP II | 598,941 | $6.0B | 0.50% | |
| 69 | VERVEREIT INC | 129,046 | $5.9B | 0.49% | |
| 70 | —PPD INC | 127,469 | $5.9B | 0.49% | |
| 71 | —AEROJET ROCKETDYNE HLDGS INC | 3,062 | $5.7B | 0.47% | |
| 72 | —890 5TH AVE PARTNERS INC | 573,749 | $5.7B | 0.47% | |
| 73 | —II-VI INC | 3,510 | $5.6B | 0.46% | |
| 74 | —FG NEW AMER ACQUISITION CORP | 537,613 | $5.5B | 0.46% | |
| 75 | MAQCUMAQUIA CAPITAL ACQUISITION C | 539,452 | $5.5B | 0.45% | |
| 76 | PATK 1 02/01/23PATRICK INDS INC | 5,000 | $5.5B | 0.45% | |
| 77 | SPWHSPORTSMANS WHSE HLDGS INC | 301,222 | $5.4B | 0.44% | |
| 78 | —ROTOR ACQUISITION CORP | 534,511 | $5.3B | 0.44% | |
| 79 | WORKSLACK TECHNOLOGIES INC | 120,183 | $5.3B | 0.44% | |
| 80 | —HEALTHCARE SERVICES ACQU COR | 544,777 | $5.3B | 0.44% | |
| 81 | CSVCARRIAGE SVCS INC | 141,525 | $5.2B | 0.43% | |
| 82 | —AFRICAN GOLD ACQUISITION COR | 500,000 | $5.1B | 0.42% | |
| 83 | TXNMPNM RES INC | 100,703 | $4.9B | 0.41% | |
| 84 | —PTK ACQUISITION CORP | 483,563 | $4.8B | 0.40% | |
| 85 | —MALLARD ACQUISITION CORP | 481,820 | $4.8B | 0.40% | |
| 86 | —HORIZON ACQUISITION CORP | 478,735 | $4.8B | 0.40% | |
| 87 | PANWPALO ALTO NETWORKS INC | 12,500 | $4.6B | 0.39% | Call |
| 88 | PTONPELOTON INTERACTIVE INC | 37,000 | $4.6B | 0.38% | Put |
| 89 | —CAPITOL INVESTMENT CORP V | 455,509 | $4.5B | 0.38% | |
| 90 | —DPCM CAP INC | 457,942 | $4.5B | 0.38% | |
| 91 | SUSUNCOR ENERGY INC NEW | 188,000 | $4.5B | 0.37% | Call |
| 92 | RDS/AROYAL DUTCH SHELL PLC | 110,000 | $4.4B | 0.37% | Call |
| 93 | —CHP MERGER CORP | 442,226 | $4.4B | 0.37% | |
| 94 | —GLOBAL SPAC PARTNERS CO | 440,954 | $4.4B | 0.36% | |
| 95 | —NOCTURNE ACQUISITION CORP | 441,131 | $4.3B | 0.36% | |
| 96 | —ROTH CH ACQUISITION II CO | 436,932 | $4.3B | 0.36% | |
| 97 | XLNXEURXILINX INC | 30,000 | $4.3B | 0.36% | |
| 98 | 2JEFOCUS FINL PARTNERS INC | 87,653 | $4.3B | 0.35% | Put |
| 99 | —7GC & CO HOLDINGS INC | 434,166 | $4.2B | 0.35% | |
| 100 | —LIFESCI ACQUISITION II CORP | 418,727 | $4.2B | 0.35% |
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