K2 PRINCIPAL FUND, L.P. Q2 2017 Filing
Filed August 11, 2017
Portfolio Value
$1.5T
Holdings
280
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (280 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —POWERSHARES QQQ TRUST | 1,401,400 | $192.9B | 12.79% | Put |
| 2 | GOOGLALPHABET INC | 97,252 | $90.4B | 5.99% | Put |
| 3 | BMYBRISTOL MYERS SQUIBB CO | 1,049,933 | $58.5B | 3.88% | Put |
| 4 | TLTISHARES TR | 330,700 | $41.4B | 2.74% | Put |
| 5 | —DOMINION DIAMOND CORP | 3,291,733 | $41.3B | 2.74% | |
| 6 | TWXCHFTIME WARNER INC | 380,000 | $38.2B | 2.53% | |
| 7 | XLFSELECT SECTOR SPDR TR | 1,360,000 | $33.6B | 2.22% | Put |
| 8 | TAT&T INC | 761,000 | $28.7B | 1.90% | Put |
| 9 | —VANTAGE ENERGY ACQUISITION | 2,499,999 | $24.4B | 1.62% | |
| 10 | AABAUSDALTABA INC | 441,437 | $24.1B | 1.59% | Call |
| 11 | WPMWHEATON PRECIOUS METALS CORP | 1,150,249 | $22.9B | 1.52% | Call |
| 12 | NXPINXP SEMICONDUCTORS N V | 200,000 | $21.9B | 1.45% | |
| 13 | SPYSPDR S&P 500 ETF TR | 90,200 | $21.8B | 1.45% | Put |
| 14 | LPXLOUISIANA PAC CORP | 900,000 | $21.7B | 1.44% | Put |
| 15 | XBISPDR SERIES TRUST | 280,000 | $21.6B | 1.43% | Put |
| 16 | SMHVANECK VECTORS ETF TR | 260,200 | $21.3B | 1.41% | Put |
| 17 | —MOBILEYE N V AMSTELVEEN | 336,471 | $21.1B | 1.40% | |
| 18 | —KAYNE ANDERSON ACQUISITION | 2,000,000 | $19.4B | 1.29% | |
| 19 | NESRNATIONAL ENERGY SERVICES REU | 2,000,004 | $19.1B | 1.27% | |
| 20 | —CYPRESS SEMICONDUCTOR CORP | 1,345,000 | $18.4B | 1.22% | Call |
| 21 | —TPG PACE ENERGY HLDGS CORP | 1,749,999 | $17.6B | 1.17% | |
| 22 | —HARMONY MERGER CORP | 1,399,379 | $14.5B | 0.96% | |
| 23 | —B2GOLD CORP | 13,000 | $13.7B | 0.91% | |
| 24 | —VCA INC | 140,598 | $13.0B | 0.86% | |
| 25 | AMCAMC ENTMT HLDGS INC | 548,500 | $12.5B | 0.83% | Call |
| 26 | PYPLPAYPAL HLDGS INC | 229,800 | $12.3B | 0.82% | Put |
| 27 | —TPG PACE HLDGS CORP | 1,200,000 | $12.3B | 0.82% | |
| 28 | SLVISHARES SILVER TRUST | 775,000 | $12.2B | 0.81% | Put |
| 29 | BABAALIBABA GROUP HLDG LTD | 86,000 | $12.1B | 0.80% | Put |
| 30 | —SYNERON MEDICAL LTD | 1,102,828 | $12.1B | 0.80% | |
| 31 | —BROCADE COMMUNICATIONS SYS I | 11,533 | $11.7B | 0.78% | |
| 32 | NFLXNETFLIX INC | 77,500 | $11.6B | 0.77% | Put |
| 33 | RICEEURRICE ENERGY INC | 408,568 | $10.9B | 0.72% | |
| 34 | —REYNOLDS AMERICAN INC | 160,595 | $10.4B | 0.69% | |
| 35 | NVDANVIDIA CORP | 68,000 | $9.8B | 0.65% | Put |
| 36 | DELLDELL TECHNOLOGIES INC | 160,352 | $9.8B | 0.65% | |
| 37 | DBDEURDIEBOLD NXDF INC | 346,400 | $9.7B | 0.64% | Call |
| 38 | —SHORETEL INC | 1,647,642 | $9.6B | 0.63% | |
| 39 | AAPLAPPLE INC | 64,964 | $9.4B | 0.62% | Call |
| 40 | —HENNESSY CAP ACQUSTON CORP I | 900,000 | $9.1B | 0.60% | |
| 41 | —WHOLE FOODS MKT INC | 207,500 | $8.7B | 0.58% | Call |
| 42 | —KAPSTONE PAPER & PACKAGING C | 422,438 | $8.7B | 0.58% | Call |
| 43 | —CSRA INC | 245,000 | $7.8B | 0.52% | |
| 44 | HUNHUNTSMAN CORP | 300,000 | $7.8B | 0.51% | |
| 45 | VMWEURVMWARE INC | 85,900 | $7.5B | 0.50% | Put |
| 46 | GMGENERAL MTRS CO | 207,500 | $7.2B | 0.48% | Put |
| 47 | QCOMQUALCOMM INC | 130,000 | $7.2B | 0.48% | Call |
| 48 | BHCVALEANT PHARMACEUTICALS INTL | 399,900 | $6.9B | 0.46% | Put |
| 49 | —MODERN MEDIA ACQUISITION | 700,000 | $6.8B | 0.45% | |
| 50 | BBBLACKBERRY LTD | 682,000 | $6.8B | 0.45% | Call |
| 51 | UBNTEURUBIQUITI NETWORKS INC | 130,076 | $6.8B | 0.45% | Call |
| 52 | FFORD MTR CO DEL | 600,200 | $6.7B | 0.45% | Put |
| 53 | —GORES HLDGS II INC | 650,000 | $6.5B | 0.43% | |
| 54 | —DIGITALGLOBE INC | 187,416 | $6.2B | 0.41% | |
| 55 | —PANERA BREAD CO | 19,564 | $6.2B | 0.41% | |
| 56 | TJXTJX COS INC NEW | 83,442 | $6.0B | 0.40% | Put |
| 57 | TSLATESLA INC | 16,500 | $6.0B | 0.40% | Put |
| 58 | —SILVER STD RES INC | 6,000 | $5.8B | 0.39% | |
| 59 | —SILVER RUN ACQUISITION | 574,260 | $5.8B | 0.39% | |
| 60 | —FORUM MERGER CORP | 590,600 | $5.7B | 0.38% | |
| 61 | —ENERNOC INC | 5,500 | $5.5B | 0.36% | |
| 62 | WCNWASTE CONNECTIONS INC | 81,564 | $5.3B | 0.35% | |
| 63 | GOOGALPHABET INC | 5,648 | $5.1B | 0.34% | |
| 64 | —CONSTELLATION ALPHA CAPITAL | 500,000 | $5.1B | 0.34% | |
| 65 | —MYLAN N V | 130,400 | $5.1B | 0.34% | |
| 66 | CLCOLGATE PALMOLIVE CO | 68,100 | $5.0B | 0.33% | Call |
| 67 | —DUPONT FABROS TECHNOLOGY INC | 81,073 | $5.0B | 0.33% | |
| 68 | —KBL MERGER CORP IV | 508,600 | $4.9B | 0.33% | |
| 69 | —FINTECH ACQUISITION CORP II | 500,000 | $4.9B | 0.32% | |
| 70 | UPSUNITED PARCEL SERVICE INC | 44,000 | $4.9B | 0.32% | Put |
| 71 | —GAS NAT INC | 357,396 | $4.6B | 0.31% | |
| 72 | —STAPLES INC | 456,400 | $4.6B | 0.30% | |
| 73 | MSFTMICROSOFT CORP | 65,881 | $4.5B | 0.30% | Put |
| 74 | —SABAN CAP ACQUISITION CORP | 450,000 | $4.5B | 0.30% | |
| 75 | —SPRINT CORP | 537,600 | $4.4B | 0.29% | Call |
| 76 | —CHICAGO BRIDGE & IRON CO N V | 215,500 | $4.3B | 0.28% | Call |
| 77 | —BUNGE LIMITED | 55,000 | $4.1B | 0.27% | |
| 78 | PXGBXPRAXAIR INC | 30,800 | $4.1B | 0.27% | |
| 79 | —ROSEHILL RES INC | 487,820 | $4.1B | 0.27% | |
| 80 | —M I ACQUISITIONS INC | 404,924 | $4.1B | 0.27% | |
| 81 | MRVLMARVELL TECHNOLOGY GROUP LTD | 245,000 | $4.0B | 0.27% | |
| 82 | T7DTRANSDIGM GROUP INC | 15,000 | $4.0B | 0.27% | Put |
| 83 | DWDMORGAN STANLEY | 90,000 | $4.0B | 0.27% | Put |
| 84 | WGOWINNEBAGO INDS INC | 114,300 | $4.0B | 0.27% | Put |
| 85 | SYFSYNCHRONY FINL | 130,100 | $3.9B | 0.26% | Call |
| 86 | —MATLIN & PARTNERS ACQUISITIO | 400,000 | $3.9B | 0.26% | |
| 87 | —FIRST POTOMAC RLTY TR | 346,555 | $3.9B | 0.26% | |
| 88 | —DIREXION SHS ETF TR | 123,602 | $3.8B | 0.25% | Put |
| 89 | —DELTIC TIMBER CORP | 51,436 | $3.8B | 0.25% | |
| 90 | —GTY TECHNOLOGY HOLDINGS INC | 377,259 | $3.8B | 0.25% | |
| 91 | HRLHORMEL FOODS CORP | 108,687 | $3.7B | 0.25% | Call |
| 92 | —NXP SEMICONDUCTORS N V | 3,000 | $3.6B | 0.24% | |
| 93 | —NOVADAQ TECHNOLOGIES INC | 300,000 | $3.5B | 0.23% | |
| 94 | —ENTERCOM COMMUNICATIONS CORP | 337,510 | $3.5B | 0.23% | |
| 95 | —ELECTRUM SPL ACQUISITION COR | 342,907 | $3.5B | 0.23% | |
| 96 | —AVISTA HEALTHCARE PUB ACQ CO | 350,000 | $3.4B | 0.23% | |
| 97 | —ASTORIA FINL CORP | 170,797 | $3.4B | 0.23% | |
| 98 | AMBAAMBARELLA INC | 70,000 | $3.4B | 0.23% | |
| 99 | SAVESPIRIT AIRLS INC | 63,584 | $3.3B | 0.22% | |
| 100 | SHLDEURSEARS HLDGS CORP | 351,400 | $3.1B | 0.21% | Put |
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