K2 PRINCIPAL FUND, L.P. Q2 2016 Filing
Filed August 11, 2016
Portfolio Value
$758.5B
Holdings
208
Report Date
Q2 2016
Filing Type
13F-HR
All Holdings (208 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —POWERSHARES QQQ TRUST | 755,000 | $81.2B | 10.70% | Put |
| 2 | BLKCHFBLACKROCK INC | 1,041,370 | $54.3B | 7.16% | Put |
| 3 | GOOGLALPHABET INC | 62,600 | $44.0B | 5.81% | Put |
| 4 | STTSTATE STR CORP | 578,000 | $19.6B | 2.58% | Put |
| 5 | —STARWOOD HOTELS&RESORTS WRLD | 243,944 | $18.0B | 2.38% | |
| 6 | PYPLPAYPAL HLDGS INC | 462,500 | $16.9B | 2.23% | Put |
| 7 | —VALSPAR CORP | 149,761 | $16.2B | 2.13% | |
| 8 | XLFSELECT SECTOR SPDR TR | 700,000 | $16.0B | 2.11% | |
| 9 | WCNWASTE CONNECTIONS INC | 219,668 | $15.8B | 2.09% | Call |
| 10 | NXPINXP SEMICONDUCTORS N V | 198,500 | $15.6B | 2.05% | Put |
| 11 | —COLUMBIA PIPELINE GROUP INC | 554,478 | $14.1B | 1.86% | |
| 12 | —LINKEDIN CORP | 74,500 | $14.1B | 1.86% | |
| 13 | —YAHOO INC | 373,866 | $14.0B | 1.85% | Call |
| 14 | SMHVANECK VECTORS ETF TR | 242,500 | $13.8B | 1.82% | Put |
| 15 | —AMERICAN CAP LTD | 815,905 | $12.9B | 1.70% | |
| 16 | —CYPRESS SEMICONDUCTOR CORP | 1,219,900 | $12.9B | 1.70% | Call |
| 17 | —ST JUDE MED INC | 159,340 | $12.4B | 1.64% | |
| 18 | —FIRST NIAGARA FINL GP INC | 1,275,055 | $12.4B | 1.64% | |
| 19 | INGMINGRAM MICRO INC | 345,317 | $12.0B | 1.58% | |
| 20 | —NEW YORK REIT INC | 1,184,477 | $11.0B | 1.44% | |
| 21 | —SHORETEL INC | 1,629,078 | $10.9B | 1.44% | Call |
| 22 | —MYLAN N V | 251,200 | $10.9B | 1.43% | Put |
| 23 | —HARMONY MERGER CORP | 900,000 | $9.0B | 1.19% | |
| 24 | —CELATOR PHARMACEUTICALS INC | 269,547 | $8.1B | 1.07% | |
| 25 | KLACKLA-TENCOR CORP | 109,571 | $8.0B | 1.06% | |
| 26 | —POLYCOM INC | 652,832 | $7.3B | 0.97% | Put |
| 27 | —DEMANDWARE INC | 96,145 | $7.2B | 0.95% | |
| 28 | —E M C CORP MASS | 249,000 | $6.8B | 0.89% | |
| 29 | MXIMMAXIM INTEGRATED PRODS INC | 175,000 | $6.2B | 0.82% | Call |
| 30 | MDLZMONDELEZ INTL INC | 135,000 | $6.1B | 0.81% | Put |
| 31 | —HARMONY MERGER CORP | 600,000 | $6.1B | 0.81% | |
| 32 | RRNRED ROBIN GOURMET BURGERS IN | 128,012 | $6.1B | 0.80% | Call |
| 33 | —SILVER RUN ACQUISITION CORP | 580,000 | $5.8B | 0.76% | |
| 34 | —B2GOLD CORP | 5,500,000 | $5.4B | 0.71% | |
| 35 | QCOMQUALCOMM INC | 100,000 | $5.4B | 0.71% | Put |
| 36 | —CSRA INC | 220,000 | $5.2B | 0.68% | |
| 37 | SHLDEURSEARS HLDGS CORP | 367,600 | $5.0B | 0.66% | Put |
| 38 | —KLR ENERGY ACQUISITION CORP | 500,000 | $5.0B | 0.66% | |
| 39 | BGCPEURBGC PARTNERS INC | 546,442 | $4.8B | 0.63% | |
| 40 | —FAIRCHILD SEMICONDUCTOR INTL | 230,059 | $4.6B | 0.60% | |
| 41 | MSFTMICROSOFT CORP | 88,343 | $4.5B | 0.60% | |
| 42 | CDECOEUR MNG INC | 415,900 | $4.4B | 0.58% | Put |
| 43 | —CVENT INC | 122,836 | $4.4B | 0.58% | |
| 44 | —QLIK TECHNOLOGIES INC | 147,783 | $4.4B | 0.58% | |
| 45 | —CF CORP | 421,000 | $4.2B | 0.55% | |
| 46 | TSLATESLA MTRS INC | 18,500 | $3.9B | 0.52% | Put |
| 47 | —SCIQUEST INC NEW | 217,073 | $3.8B | 0.51% | |
| 48 | AANUSDAARONS INC | 161,793 | $3.5B | 0.47% | |
| 49 | —ELECTRUM SPL ACQUISITION COR | 342,697 | $3.3B | 0.44% | |
| 50 | —INTERXION HOLDING N.V | 90,000 | $3.3B | 0.44% | Put |
| 51 | —EXPRESS SCRIPTS HLDG CO | 43,734 | $3.3B | 0.44% | |
| 52 | —C1 FINL INC | 139,127 | $3.2B | 0.43% | |
| 53 | —XENOPORT INC | 436,927 | $3.1B | 0.41% | |
| 54 | LPXLOUISIANA PAC CORP | 170,000 | $3.0B | 0.39% | Put |
| 55 | —DOUBLE EAGLE ACQUISITION COR | 305,451 | $2.9B | 0.39% | |
| 56 | BFHALLIANCE DATA SYSTEMS CORP | 15,000 | $2.9B | 0.39% | |
| 57 | CVSCVS HEALTH CORP | 30,000 | $2.9B | 0.38% | Call |
| 58 | —CAVIUM INC | 72,500 | $2.8B | 0.37% | Call |
| 59 | PRGOPERRIGO CO PLC | 30,000 | $2.7B | 0.36% | Call |
| 60 | —GP INVTS ACQUISITION COR | 270,000 | $2.6B | 0.35% | |
| 61 | INFNEURINFINERA CORPORATION | 230,950 | $2.6B | 0.34% | Call |
| 62 | —IHS INC | 22,061 | $2.5B | 0.34% | Call |
| 63 | —LANDCADIA HLDGS INC | 250,000 | $2.5B | 0.33% | |
| 64 | POT1EURPOTASH CORP SASK INC | 151,500 | $2.5B | 0.32% | Put |
| 65 | —INCONTACT INC | 2,000,000 | $2.4B | 0.32% | |
| 66 | GILDGILEAD SCIENCES INC | 28,317 | $2.4B | 0.31% | |
| 67 | —QLT INC | 1,623,866 | $2.3B | 0.30% | |
| 68 | UPBDRENT A CTR INC NEW | 187,000 | $2.3B | 0.30% | |
| 69 | NGNOVAGOLD RES INC | 368,200 | $2.3B | 0.30% | Put |
| 70 | —TERRAPIN 3 ACQUISITION CORP | 223,176 | $2.2B | 0.29% | |
| 71 | —HEARTWARE INTL INC | 35,801 | $2.1B | 0.27% | |
| 72 | —QUINPARIO ACQUISITION CORP 2 | 205,955 | $2.0B | 0.27% | |
| 73 | —HEARTWARE INTL INC | 2,000,000 | $2.0B | 0.26% | |
| 74 | CLBCORE LABORATORIES N V | 15,926 | $2.0B | 0.26% | |
| 75 | SLG2EURSL GREEN RLTY CORP | 18,500 | $2.0B | 0.26% | Put |
| 76 | —DONNELLEY R R & SONS CO | 115,000 | $1.9B | 0.26% | Put |
| 77 | —ALLERGAN PLC | 8,419 | $1.9B | 0.26% | Call |
| 78 | TQQQPROSHARES TR | 20,000 | $1.9B | 0.25% | Put |
| 79 | —MEMORIAL RESOURCE DEV CORP | 120,602 | $1.9B | 0.25% | |
| 80 | TJXTJX COS INC NEW | 23,777 | $1.8B | 0.24% | |
| 81 | —HORIZON PHARMA INVT LTD | 2,000,000 | $1.8B | 0.24% | |
| 82 | DVNDEVON ENERGY CORP NEW | 50,000 | $1.8B | 0.24% | |
| 83 | ABTABBOTT LABS | 44,000 | $1.7B | 0.23% | Put |
| 84 | WERNWERNER ENTERPRISES INC | 73,800 | $1.7B | 0.22% | |
| 85 | KHCKRAFT HEINZ CO | 19,000 | $1.7B | 0.22% | Put |
| 86 | —AEGERION PHARMACEUTICALS INC | 3,000,000 | $1.7B | 0.22% | |
| 87 | —DIREXION SHS ETF TR | 213,780 | $1.7B | 0.22% | Put |
| 88 | PFEPFIZER INC | 42,900 | $1.5B | 0.20% | Call |
| 89 | PHMPULTE GROUP INC | 75,000 | $1.5B | 0.19% | |
| 90 | OIBR/USDOI S A | 475,000 | $1.4B | 0.19% | |
| 91 | XPOXPO LOGISTICS INC | 55,000 | $1.4B | 0.19% | |
| 92 | BXUSDBLACKSTONE GROUP L P | 58,784 | $1.4B | 0.19% | Call |
| 93 | SPWHSPORTSMANS WHSE HLDGS INC | 178,944 | $1.4B | 0.19% | |
| 94 | —TECH DATA CORP | 20,000 | $1.4B | 0.19% | Put |
| 95 | —ITC HLDGS CORP | 30,000 | $1.4B | 0.19% | |
| 96 | TNADIREXION SHS ETF TR | 22,000 | $1.4B | 0.18% | Put |
| 97 | XLNXEURXILINX INC | 29,900 | $1.4B | 0.18% | |
| 98 | —MINES MGMT INC | 1,262,357 | $1.3B | 0.18% | |
| 99 | —ATLANTIC ALLIANCE PARTNER CO | 127,019 | $1.3B | 0.17% | |
| 100 | JPMJPMORGAN CHASE & CO | 21,171 | $1.3B | 0.17% |
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