K2 PRINCIPAL FUND, L.P. Q2 2016 Filing
Filed August 11, 2016
Portfolio Value
$758.5B
Holdings
208
Report Date
Q2 2016
Filing Type
13F-HR
All Holdings (208 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —GAS NAT INC | 182,405 | $1.3B | 0.17% | |
| 102 | SWN1EURSOUTHWESTERN ENERGY CO | 100,000 | $1.3B | 0.17% | |
| 103 | —MEDIVATION INC | 20,870 | $1.3B | 0.17% | |
| 104 | IGTINTERNATIONAL GAME TECHNOLOG | 67,000 | $1.3B | 0.17% | Put |
| 105 | —KEYCORP NEW | 9,075 | $1.2B | 0.16% | |
| 106 | —SILVER RUN ACQUISITION CORP | 120,000 | $1.2B | 0.16% | |
| 107 | —EMERGENT CAP INC | 1,031,736 | $1.1B | 0.15% | |
| 108 | DEDEERE & CO | 14,000 | $1.1B | 0.15% | Put |
| 109 | —COTT CORP QUE | 80,000 | $1.1B | 0.15% | |
| 110 | —HENNESSY CAP ACQUISITION COR | 113,172 | $1.1B | 0.15% | |
| 111 | BENFRANKLIN RES INC | 31,148 | $1.0B | 0.14% | Call |
| 112 | —NANOSPHERE INC | 603,617 | $1.0B | 0.13% | |
| 113 | PANWPALO ALTO NETWORKS INC | 8,000 | $981.0M | 0.13% | |
| 114 | —AXIALL CORP | 30,000 | $978.0M | 0.13% | |
| 115 | —PACE HLDGS CORP | 99,000 | $975.0M | 0.13% | |
| 116 | GQ9SPDR GOLD TRUST | 7,600 | $961.0M | 0.13% | |
| 117 | PANLPANGAEA LOGISTICS SOLUTION L | 468,902 | $949.0M | 0.13% | |
| 118 | —RPX CORP | 102,704 | $942.0M | 0.12% | |
| 119 | IMGIAMGOLD CORP | 226,000 | $935.0M | 0.12% | Put |
| 120 | —DEPOMED INC | 47,389 | $930.0M | 0.12% | |
| 121 | TLTISHARES TR | 6,500 | $903.0M | 0.12% | |
| 122 | WDAYWORKDAY INC | 12,000 | $896.0M | 0.12% | Put |
| 123 | —MARKETO INC | 23,000 | $801.0M | 0.11% | |
| 124 | —AEGERION PHARMACEUTICALS INC | 520,165 | $775.0M | 0.10% | |
| 125 | —FIESTA RESTAURANT GROUP INC | 35,000 | $763.0M | 0.10% | |
| 126 | MORNMORNINGSTAR INC | 9,224 | $754.0M | 0.10% | |
| 127 | DALDELTA AIR LINES INC DEL | 20,000 | $728.0M | 0.10% | Call |
| 128 | —FELCOR LODGING TR INC | 116,254 | $724.0M | 0.10% | |
| 129 | QSRRESTAURANT BRANDS INTL INC | 17,000 | $707.0M | 0.09% | Put |
| 130 | BRK/BBERKSHIRE HATHAWAY INC DEL | 4,838 | $700.0M | 0.09% | |
| 131 | REGNREGENERON PHARMACEUTICALS | 1,850 | $646.0M | 0.09% | |
| 132 | EGRXEAGLE PHARMACEUTICALS INC | 16,496 | $640.0M | 0.08% | |
| 133 | AALAMERICAN AIRLS GROUP INC | 22,000 | $623.0M | 0.08% | Call |
| 134 | UALUNITED CONTL HLDGS INC | 15,100 | $619.0M | 0.08% | Call |
| 135 | CAKECHEESECAKE FACTORY INC | 12,852 | $619.0M | 0.08% | |
| 136 | UHALAMERCO | 1,616 | $605.0M | 0.08% | |
| 137 | —SMART TECHNOLOGIES INC | 131,307 | $583.0M | 0.08% | |
| 138 | DKSDICKS SPORTING GOODS INC | 12,711 | $573.0M | 0.08% | |
| 139 | —STAPLES INC | 66,000 | $569.0M | 0.08% | Call |
| 140 | —STAMPS COM INC | 6,489 | $567.0M | 0.07% | |
| 141 | PSXPHILLIPS 66 | 7,000 | $555.0M | 0.07% | |
| 142 | GLPIGAMING & LEISURE PPTYS INC | 15,683 | $540.0M | 0.07% | Put |
| 143 | GMGENERAL MTRS CO | 19,000 | $538.0M | 0.07% | Put |
| 144 | —TUMI HLDGS INC | 20,000 | $535.0M | 0.07% | |
| 145 | —FEI CO | 5,000 | $534.0M | 0.07% | |
| 146 | —FIRST MARBLEHEAD CORP | 107,746 | $524.0M | 0.07% | |
| 147 | AAPLAPPLE INC | 5,331 | $510.0M | 0.07% | |
| 148 | ILFISHARES TR | 19,267 | $507.0M | 0.07% | |
| 149 | VWOVANGUARD INTL EQUITY INDEX F | 14,000 | $493.0M | 0.07% | Put |
| 150 | BYDBOYD GAMING CORP | 26,600 | $489.0M | 0.06% | |
| 151 | BKRBAKER HUGHES INC | 10,800 | $487.0M | 0.06% | |
| 152 | —PACIFIC SPL ACQUISITION CORP | 47,160 | $482.0M | 0.06% | |
| 153 | RIORIO TINTO PLC | 14,800 | $463.0M | 0.06% | Put |
| 154 | BOBEUSDBOB EVANS FARMS INC | 12,000 | $455.0M | 0.06% | |
| 155 | —DIREXION SHS ETF TR | 3,500 | $441.0M | 0.06% | Put |
| 156 | —XEROX CORP | 45,000 | $427.0M | 0.06% | |
| 157 | —DT ASIA INVTS LTD | 43,204 | $404.0M | 0.05% | |
| 158 | MRVLMARVELL TECHNOLOGY GROUP LTD | 40,000 | $381.0M | 0.05% | Call |
| 159 | —ANDINA ACQUISITION CORP II | 38,802 | $378.0M | 0.05% | |
| 160 | BALLBALL CORP | 5,000 | $361.0M | 0.05% | |
| 161 | FORFORESTAR GROUP INC | 29,748 | $354.0M | 0.05% | |
| 162 | —ORIGO ACQUISITION CORP | 33,694 | $344.0M | 0.05% | |
| 163 | —TALMER BANCORP INC | 17,681 | $339.0M | 0.04% | |
| 164 | TLNTALEN ENERGY CORP | 24,623 | $334.0M | 0.04% | |
| 165 | —CLAYMORE EXCHANGE TRD FD TR | 30,000 | $329.0M | 0.04% | Put |
| 166 | DLTRDOLLAR TREE INC | 3,348 | $316.0M | 0.04% | |
| 167 | AWNADVANCE AUTO PARTS INC | 1,879 | $304.0M | 0.04% | |
| 168 | —SILVER WHEATON CORP | 12,500 | $294.0M | 0.04% | |
| 169 | —PATTERN ENERGY GROUP INC | 12,692 | $292.0M | 0.04% | |
| 170 | —GP INVTS ACQUISITION COR | 28,700 | $290.0M | 0.04% | |
| 171 | VYXNCR CORP NEW | 10,000 | $278.0M | 0.04% | |
| 172 | XEMDXWESTERN ASSET EMRG MKT DEBT | 18,040 | $277.0M | 0.04% | |
| 173 | AGGISHARES TR | 2,400 | $270.0M | 0.04% | |
| 174 | —FINTECH ACQUISITION CORP | 25,496 | $255.0M | 0.03% | |
| 175 | SRGSERITAGE GROWTH PPTYS | 5,000 | $249.0M | 0.03% | Put |
| 176 | —HATTERAS FINL CORP | 15,000 | $246.0M | 0.03% | |
| 177 | —MULTI FINELINE ELECTRONIX IN | 9,899 | $230.0M | 0.03% | |
| 178 | SJNKSPDR SER TR | 8,500 | $229.0M | 0.03% | |
| 179 | —1347 CAP CORP | 24,539 | $227.0M | 0.03% | |
| 180 | I9DNARBUTUS BIOPHARMA CORP | 63,550 | $221.0M | 0.03% | |
| 181 | MGAMAGNA INTL INC | 6,000 | $210.0M | 0.03% | |
| 182 | —CERES INC | 500,000 | $195.0M | 0.03% | |
| 183 | —TERRAPIN 3 ACQUISITION CORP | 19,000 | $192.0M | 0.03% | |
| 184 | —MORGANS HOTEL GROUP CO | 86,853 | $186.0M | 0.02% | |
| 185 | —VERIFONE SYS INC | 10,000 | $185.0M | 0.02% | |
| 186 | —HARMONY MERGER CORP | 900,000 | $180.0M | 0.02% | |
| 187 | —RITE AID CORP | 24,097 | $180.0M | 0.02% | |
| 188 | —HIGHER ONE HLDGS INC | 35,000 | $179.0M | 0.02% | |
| 189 | —MEDIA GEN INC NEW | 10,000 | $172.0M | 0.02% | |
| 190 | —NEXEO SOLUTIONS INC | 224,410 | $155.0M | 0.02% | |
| 191 | —AMAYA INC | 10,000 | $153.0M | 0.02% | Put |
| 192 | CEFCENTRAL FD CDA LTD | 10,106 | $138.0M | 0.02% | |
| 193 | AKG1EURASANKO GOLD INC | 35,300 | $135.0M | 0.02% | Put |
| 194 | TREURTRILLIUM THERAPEUTICS INC | 14,614 | $131.0M | 0.02% | |
| 195 | —DOMINION DIAMOND CORP | 14,000 | $124.0M | 0.02% | Call |
| 196 | —BASIC ENERGY SVCS INC NEW | 66,400 | $112.0M | 0.01% | Put |
| 197 | —MITEL NETWORKS CORP | 16,200 | $102.0M | 0.01% | Call |
| 198 | —GP INVTS ACQUISITION COR | 132,500 | $90.0M | 0.01% | |
| 199 | WPRTWESTPORT FUEL SYSTEMS INC | 52,991 | $89.0M | 0.01% | Put |
| 200 | —KLR ENERGY ACQUISITION CORP | 500,000 | $85.0M | 0.01% |