K2 PRINCIPAL FUND, L.P. Q1 2017 Filing
Filed May 11, 2017
Portfolio Value
$1.2T
Holdings
249
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (249 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —POWERSHARES QQQ TRUST | 1,091,100 | $144.4B | 11.99% | Put |
| 2 | GOOGLALPHABET INC | 74,700 | $63.3B | 5.26% | Put |
| 3 | XLFSELECT SECTOR SPDR TR | 2,030,200 | $48.2B | 4.00% | Put |
| 4 | TWXCHFTIME WARNER INC | 357,374 | $34.9B | 2.90% | Call |
| 5 | BMYBRISTOL MYERS SQUIBB CO | 598,300 | $32.5B | 2.70% | Put |
| 6 | —DOMINION DIAMOND CORP | 2,588,550 | $31.5B | 2.61% | |
| 7 | —YAHOO INC | 590,555 | $27.4B | 2.28% | |
| 8 | SPYSPDR S&P 500 ETF TR | 107,500 | $25.3B | 2.10% | Put |
| 9 | —MYLAN N V | 646,200 | $25.2B | 2.09% | Call |
| 10 | —KAYNE ANDERSON ACQUISITION | 2,000,000 | $20.0B | 1.66% | |
| 11 | IWMISHARES TR | 132,500 | $18.2B | 1.51% | Put |
| 12 | PANWPALO ALTO NETWORKS INC | 155,264 | $17.5B | 1.45% | Call |
| 13 | —WILLIAMS CLAYTON ENERGY INC | 130,638 | $17.3B | 1.43% | |
| 14 | TAT&T INC | 411,900 | $17.1B | 1.42% | Put |
| 15 | —HARMONY MERGER CORP | 1,500,000 | $15.3B | 1.27% | |
| 16 | NXPINXP SEMICONDUCTORS N V | 147,233 | $15.2B | 1.27% | |
| 17 | SLVISHARES SILVER TRUST | 866,000 | $14.9B | 1.24% | Put |
| 18 | —WHITEWAVE FOODS CO | 260,843 | $14.6B | 1.22% | |
| 19 | —B2GOLD CORP | 13,000 | $13.9B | 1.16% | |
| 20 | TSLATESLA INC | 47,500 | $13.2B | 1.10% | Put |
| 21 | —NIELSEN HLDGS PLC | 300,600 | $12.4B | 1.03% | Call |
| 22 | WFCWELLS FARGO AND CO NEW | 220,000 | $12.2B | 1.02% | Call |
| 23 | NFLXNETFLIX INC | 81,600 | $12.1B | 1.00% | Put |
| 24 | SMHVANECK VECTORS ETF TR | 150,000 | $12.0B | 0.99% | Put |
| 25 | —BROCADE COMMUNICATIONS SYS I | 11,533 | $11.7B | 0.97% | |
| 26 | HACKUSDETF MANAGERS TR | 393,000 | $11.6B | 0.96% | Put |
| 27 | —CYPRESS SEMICONDUCTOR CORP | 816,455 | $11.2B | 0.93% | Call |
| 28 | PYPLPAYPAL HLDGS INC | 240,000 | $10.3B | 0.86% | Call |
| 29 | —SHORETEL INC | 1,672,909 | $10.3B | 0.85% | |
| 30 | PRGOPERRIGO CO PLC | 147,301 | $9.8B | 0.81% | Call |
| 31 | DBDEURDIEBOLD NXDF INC | 298,663 | $9.2B | 0.76% | Call |
| 32 | UBNTEURUBIQUITI NETWORKS INC | 181,100 | $9.1B | 0.76% | Put |
| 33 | BABAALIBABA GROUP HLDG LTD | 80,000 | $8.6B | 0.72% | Put |
| 34 | MXIMMAXIM INTEGRATED PRODS INC | 190,000 | $8.5B | 0.71% | Call |
| 35 | —ALLIED WRLD ASSUR COM HLDG A | 160,270 | $8.5B | 0.71% | |
| 36 | VMWEURVMWARE INC | 92,300 | $8.5B | 0.71% | Put |
| 37 | CDEVEURCENTENNIAL RESOURCE DEV INC | 464,429 | $8.5B | 0.70% | Put |
| 38 | TRVCCITIGROUP INC | 135,000 | $8.1B | 0.67% | |
| 39 | FEYECHFFIREEYE INC | 590,000 | $7.4B | 0.62% | Call |
| 40 | DELLDELL TECHNOLOGIES INC | 114,096 | $7.3B | 0.61% | |
| 41 | XBISPDR SERIES TRUST | 103,500 | $7.2B | 0.60% | Put |
| 42 | —SILVER WHEATON CORP | 334,800 | $7.0B | 0.58% | Call |
| 43 | VYXNCR CORP NEW | 150,000 | $6.9B | 0.57% | Put |
| 44 | —GORES HLDGS II INC | 650,000 | $6.7B | 0.55% | |
| 45 | XLUSELECT SECTOR SPDR TR | 125,000 | $6.4B | 0.53% | Put |
| 46 | —CSRA INC | 216,800 | $6.3B | 0.53% | Call |
| 47 | —MEAD JOHNSON NUTRITION CO | 70,000 | $6.2B | 0.52% | |
| 48 | PHMPULTE GROUP INC | 245,000 | $5.8B | 0.48% | Call |
| 49 | —AEGERION PHARMACEUTICALS INC | 7,000 | $5.7B | 0.47% | |
| 50 | JPMJPMORGAN CHASE AND CO | 63,467 | $5.6B | 0.46% | |
| 51 | MSFTMICROSOFT CORP | 82,881 | $5.5B | 0.45% | |
| 52 | RSGREPUBLIC SVCS INC | 86,200 | $5.4B | 0.45% | Put |
| 53 | —GAS NAT INC | 418,520 | $5.3B | 0.44% | |
| 54 | TXNTEXAS INSTRS INC | 65,000 | $5.2B | 0.43% | Put |
| 55 | —MOBILEYE N V AMSTELVEEN | 85,121 | $5.2B | 0.43% | |
| 56 | —SILVER RUN ACQUISITION | 500,000 | $5.2B | 0.43% | |
| 57 | —REYNOLDS AMERICAN INC | 80,020 | $5.0B | 0.42% | |
| 58 | —KLR ENERGY ACQUISITION CORP | 483,117 | $5.0B | 0.41% | |
| 59 | LPXLOUISIANA PAC CORP | 200,000 | $5.0B | 0.41% | |
| 60 | NKENIKE INC | 88,600 | $4.9B | 0.41% | Call |
| 61 | —FINTECH ACQUISITION CORP II | 500,000 | $4.9B | 0.41% | |
| 62 | —LEVEL 3 COMMUNICATIONS INC | 85,558 | $4.9B | 0.41% | |
| 63 | —MONSANTO CO NEW | 40,908 | $4.6B | 0.38% | |
| 64 | —SABAN CAP ACQUISITION CORP | 450,000 | $4.5B | 0.37% | |
| 65 | NBRNABORS INDUSTRIES LTD | 330,000 | $4.3B | 0.36% | Put |
| 66 | —WESTERN REFNG INC | 122,208 | $4.3B | 0.36% | |
| 67 | SHLDEURSEARS HLDGS CORP | 360,400 | $4.1B | 0.34% | Put |
| 68 | —M I ACQUISITIONS INC | 402,464 | $4.1B | 0.34% | |
| 69 | —MATLIN AND PARTNERS ACQUISITIO | 400,000 | $4.0B | 0.33% | |
| 70 | —CF CORP | 400,000 | $4.0B | 0.33% | |
| 71 | MRO*MARATHON OIL CORP | 248,100 | $3.9B | 0.33% | Put |
| 72 | GSTEURGASTAR EXPL INC NEW | 2,515,441 | $3.9B | 0.32% | |
| 73 | CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 65,000 | $3.9B | 0.32% | |
| 74 | —GTY TECHNOLOGY HOLDINGS INC | 377,259 | $3.8B | 0.31% | |
| 75 | RRNRED ROBIN GOURMET BURGERS IN | 63,672 | $3.7B | 0.31% | |
| 76 | —DIGITALGLOBE INC | 110,123 | $3.6B | 0.30% | |
| 77 | BXUSDBLACKSTONE GROUP L P | 121,400 | $3.6B | 0.30% | Call |
| 78 | —ISLE OF CAPRI CASINOS INC | 134,689 | $3.5B | 0.29% | |
| 79 | —NEW YORK REIT INC | 359,008 | $3.5B | 0.29% | |
| 80 | —NXP SEMICONDUCTORS N V | 3,000 | $3.5B | 0.29% | |
| 81 | INCYINCYTE CORP | 25,800 | $3.4B | 0.29% | Call |
| 82 | —AVISTA HEALTHCARE PUB ACQ CO | 350,000 | $3.4B | 0.29% | |
| 83 | PCHPOTLATCH CORP NEW | 75,000 | $3.4B | 0.28% | |
| 84 | —ELECTRUM SPL ACQUISITION COR | 342,907 | $3.4B | 0.28% | |
| 85 | VIABVIACOM INC NEW | 71,600 | $3.3B | 0.28% | Put |
| 86 | —CBS CORP NEW | 45,000 | $3.1B | 0.26% | Put |
| 87 | —DOUBLE EAGLE ACQUISITION COR | 305,451 | $3.1B | 0.25% | |
| 88 | —GP INVTS ACQUISITION COR | 298,700 | $3.0B | 0.25% | |
| 89 | FDO.FMACYS INC | 98,200 | $2.9B | 0.24% | Call |
| 90 | HRLHORMEL FOODS CORP | 83,800 | $2.9B | 0.24% | |
| 91 | KRKROGER CO | 98,267 | $2.9B | 0.24% | Call |
| 92 | TEVATEVA PHARMACEUTICAL INDS LTD | 87,800 | $2.8B | 0.23% | Call |
| 93 | —FAIRMOUNT SANTROL HLDGS INC | 380,527 | $2.8B | 0.23% | |
| 94 | QSRRESTAURANT BRANDS INTL INC | 50,000 | $2.8B | 0.23% | Put |
| 95 | —HEADWATERS INC | 117,531 | $2.8B | 0.23% | |
| 96 | CITCINTAS CORP | 21,500 | $2.7B | 0.23% | |
| 97 | —METALDYNE PERFORMANCE GROUP | 117,916 | $2.7B | 0.22% | |
| 98 | AMBAAMBARELLA INC | 47,750 | $2.6B | 0.22% | Call |
| 99 | NBL2EURNOBLE ENERGY INC | 75,000 | $2.6B | 0.21% | Put |
| 100 | DWDMORGAN STANLEY | 60,000 | $2.6B | 0.21% |
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