JPMORGAN CHASE & CO Q3 2019 Filing

Filed November 12, 2019

Portfolio Value

$502.2M

Holdings

5,794

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (5,794 positions)

#	Stock	Shares	Value	% Portfolio	Type
3101	EMBJEMBRAER S A	179,404	$3.1M	0.62%
3102	MLB1MERCADOLIBRE INC	2,198,994	$3.1M	0.61%
3103	PFBCPREFERRED BK LOS ANGELES CA	58,872	$3.1M	0.61%
3104	ACTGACACIA RESH CORP	1,150,374	$3.1M	0.61%
3105	CGBDTCG BDC INC	213,363	$3.1M	0.61%
3106	ZSZSCALER INC	65,000	$3.1M	0.61%	Call
3107	—ASSERTIO THERAPEUTICS INC	4,126,000	$3.1M	0.61%
3108	GKOSGLAUKOS CORP	49,059	$3.1M	0.61%
3109	MITKMITEK SYS INC	317,349	$3.1M	0.61%
3110	EWAISHARES MSCI AUSTRALIA ETF	137,606	$3.1M	0.61%
3111	IVCUSDINVACARE CORP	407,543	$3.1M	0.61%
3112	—RED LION HOTELS CORP	470,852	$3.1M	0.61%
3113	FBNCFIRST BANCORP N C	84,858	$3.0M	0.61%
3114	CMCTCIM COML TR CORP	196,470	$3.0M	0.61%
3115	—FORTY SEVEN INC	473,867	$3.0M	0.61%
3116	—BONANZA CREEK ENERGY INC	135,812	$3.0M	0.61%
3117	—ECHO GLOBAL LOGISTICS INC	3,055,000	$3.0M	0.61%
3118	SJNKSPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETF	112,498	$3.0M	0.61%
3119	—INTERDIGITAL INC	3,038,000	$3.0M	0.60%
3120	—TCR2 THERAPEUTICS INC	202,016	$3.0M	0.60%
3121	NOKNOKIA CORP	600,000	$3.0M	0.60%	Call
3122	—SYNAPTICS INC	3,247,000	$3.0M	0.60%
3123	OSPNONESPAN INC	208,992	$3.0M	0.60%
3124	FNHCUSDFEDNAT HLDG CO	216,385	$3.0M	0.60%
3125	—HESS CORP	50,000	$3.0M	0.60%	Put
3126	MSIMOTOROLA SOLUTIONS INC	17,700	$3.0M	0.60%	Call
3127	HCAHCA HEALTHCARE INC	25,000	$3.0M	0.60%	Call
3128	HCAHCA HEALTHCARE INC	25,000	$3.0M	0.60%	Put
3129	AVUSAVANTIS U.S. EQUITY ETF	60,000	$3.0M	0.60%
3130	HEZUISHARES CURRENCY HEDGED MSCI	97,195	$3.0M	0.60%
3131	FCELCHFFUELCELL ENERGY INC	9,775	$3.0M	0.60%
3132	FPFFIRST TRUST EMERGING MARKETS	126,895	$3.0M	0.60%
3133	—FLY LEASING LTD	145,882	$3.0M	0.60%
3134	—DERMIRA INC	468,070	$3.0M	0.60%
3135	—ELDORADO RESORTS INC	75,000	$3.0M	0.60%	Call
3136	—ELDORADO RESORTS INC	75,000	$3.0M	0.60%	Put
3137	CHHCHOICE HOTELS INTL INC	33,538	$3.0M	0.59%
3138	BSXBOSTON SCIENTIFIC CORP	73,300	$3.0M	0.59%	Call
3139	CN4CONNS INC	119,891	$3.0M	0.59%
3140	SHAKSHAKE SHACK INC	30,397	$3.0M	0.59%
3141	DDDUPONT DE NEMOURS INC	41,687	$3.0M	0.59%	Call
3142	SOHUSOHU COM LTD	292,363	$3.0M	0.59%
3143	—AMERICAN AIRLS GROUP INC	110,000	$3.0M	0.59%	Call
3144	CALYCALLAWAY GOLF CO	152,434	$3.0M	0.59%
3145	AVDVAVANTIS INTL S/C VALUE ETF	60,000	$3.0M	0.59%
3146	—SYMANTEC CORP	125,000	$3.0M	0.59%	Put
3147	BECNUSDBEACON ROOFING SUPPLY INC	87,990	$3.0M	0.59%
3148	EVBGEUREVERBRIDGE INC	47,825	$3.0M	0.59%
3149	CPKCHESAPEAKE UTILS CORP	30,958	$3.0M	0.59%
3150	TRSTRIMAS CORP	96,182	$2.9M	0.59%
3151	ECHISHARES MSCI CHILE ETF	78,701	$2.9M	0.59%
3152	—MARATHON OIL CORP	240,000	$2.9M	0.59%	Put
3153	—MARATHON OIL CORP	240,000	$2.9M	0.59%	Call
3154	EVEREVERQUOTE INC	137,638	$2.9M	0.59%
3155	—AMAG PHARMACEUTICALS INC	3,521,000	$2.9M	0.58%
3156	MNKMALLINCKRODT PUB LTD CO	1,216,526	$2.9M	0.58%
3157	BOXDROPBOX INC	145,000	$2.9M	0.58%	Call
3158	MIDDMIDDLEBY CORP	25,000	$2.9M	0.58%	Call
3159	FEXFIRST TRUST LARGE CAP CORE A	47,981	$2.9M	0.58%
3160	FBNDFIDELITY TOTAL BOND ETF	56,496	$2.9M	0.58%
3161	ZUOUSDZUORA INC	193,752	$2.9M	0.58%
3162	CNSCOHEN & STEERS INC	52,949	$2.9M	0.58%
3163	CACCAMDEN NATL CORP	66,878	$2.9M	0.58%
3164	PRSUVIAD CORP	43,038	$2.9M	0.58%
3165	ITRIITRON INC	39,011	$2.9M	0.57%
3166	—FOUNDATION BLDG MATLS INC	186,132	$2.9M	0.57%
3167	OIEUROWENS ILL INC	280,665	$2.9M	0.57%
3168	ADMARCHER DANIELS MIDLAND CO	70,000	$2.9M	0.57%	Put
3169	ROLROLLINS INC	84,325	$2.9M	0.57%
3170	SKYWSKYWEST INC	50,000	$2.9M	0.57%	Put
3171	BCPCBALCHEM CORP	28,891	$2.9M	0.57%
3172	—GAIN CAP HLDGS INC	3,000,000	$2.9M	0.57%
3173	—YRC WORLDWIDE INC	945,527	$2.9M	0.57%
3174	NBIXNEUROCRINE BIOSCIENCES INC	31,611	$2.8M	0.57%
3175	PAMPAMPA ENERGIA S A	163,994	$2.8M	0.57%
3176	NHI 3.25 04/01/21NATIONAL HEALTH INVS INC	2,336,000	$2.8M	0.57%
3177	NBHCNATIONAL BK HLDGS CORP	82,958	$2.8M	0.56%
3178	—ISIS PHARMACEUTICALS INC DEL	2,487,000	$2.8M	0.56%
3179	—PROVIDENCE SVC CORP	47,606	$2.8M	0.56%
3180	KLICKULICKE & SOFFA INDS INC	120,573	$2.8M	0.56%
3181	VCVISTEON CORP	34,290	$2.8M	0.56%
3182	NFGNATIONAL FUEL GAS CO N J	60,000	$2.8M	0.56%	Call
3183	J40TPROSHARES ULTRASHORT 20Y TR	115,316	$2.8M	0.56%
3184	HLITHARMONIC INC	426,593	$2.8M	0.56%
3185	—ARMSTRONG FLOORING INC	439,043	$2.8M	0.56%
3186	XLRNACCELERON PHARMA INC	70,991	$2.8M	0.56%
3187	—JERNIGAN CAP INC	145,706	$2.8M	0.56%
3188	FRMEFIRST MERCHANTS CORP	74,390	$2.8M	0.56%
3189	LVLNSPDR SERIES TRUST	110,000	$2.8M	0.56%	Call
3190	IAIISHARES U.S. BROKER-DEALERS	43,545	$2.8M	0.56%
3191	LVLNSPDR SERIES TRUST	110,000	$2.8M	0.56%	Put
3192	OCFCOCEANFIRST FINL CORP	118,592	$2.8M	0.56%
3193	—CONNECTICUT WTR SVC INC	39,936	$2.8M	0.56%
3194	—ZYNERBA PHARMACEUTICALS INC	369,839	$2.8M	0.56%
3195	THFFFIRST FINL CORP IND	64,307	$2.8M	0.56%
3196	—UNITED CMNTY FINL CORP OHIO	257,811	$2.8M	0.55%
3197	BUDANHEUSER BUSCH INBEV SA/NV	29,200	$2.8M	0.55%	Call
3198	ENOVCOLFAX CORP	95,281	$2.8M	0.55%
3199	—BLUEBIRD BIO INC	30,000	$2.8M	0.55%	Put
3200	RPTUSDRPT REALTY	202,748	$2.7M	0.55%

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