JPMORGAN CHASE & CO Q3 2016 Filing

Filed November 4, 2016

Portfolio Value

$406.3M

Holdings

4,588

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (4,588 positions)

#	Stock	Shares	Value	% Portfolio	Type
3001	TBNKUSDTERRITORIAL BANCORP INC	48,050	$1.4M	0.34%
3002	—INTRA CELLULAR THERAPIES INC	90,000	$1.4M	0.34%	Call
3003	MFGMIZUHO FINL GROUP INC	406,498	$1.4M	0.34%
3004	SLABSILICON LABORATORIES INC	23,175	$1.4M	0.34%
3005	SD2SANDY SPRING BANCORP INC	44,550	$1.4M	0.34%
3006	—METALDYNE PERFORMANCE GROUP	85,600	$1.4M	0.33%
3007	USLMUNITED STATES STL CORP NEW	71,700	$1.4M	0.33%	Call
3008	RGRSTURM RUGER & CO INC	23,423	$1.4M	0.33%
3009	—YADKIN FINL CORP	51,027	$1.3M	0.33%
3010	—RESOURCE CAP CORP	1,353,000	$1.3M	0.33%
3011	SLYSPDR SERIES TRUST	11,967	$1.3M	0.33%
3012	—RADIO ONE INC	440,525	$1.3M	0.33%
3013	DGIIDIGI INTL INC	116,620	$1.3M	0.33%
3014	FTAFIRST TR LRG CP VL ALPHADEX	31,126	$1.3M	0.33%
3015	—GLOBAL INDEMNITY PLC	44,550	$1.3M	0.33%
3016	PANWPALO ALTO NETWORKS INC	8,300	$1.3M	0.33%	Call
3017	—POWERSHARES ETF TRUST II	55,777	$1.3M	0.33%
3018	—TIMKENSTEEL CORP	1,220,000	$1.3M	0.33%
3019	—AMERICAN RENAL ASSOCIATES HO	72,197	$1.3M	0.32%
3020	—EDGE THERAPEUTICS INC	125,375	$1.3M	0.32%
3021	COPCONOCOPHILLIPS	30,000	$1.3M	0.32%	Call
3022	—CU BANCORP CALIF	56,900	$1.3M	0.32%
3023	—CONTROL4 CORP	105,301	$1.3M	0.32%
3024	SFBSSERVISFIRST BANCSHARES INC	24,873	$1.3M	0.32%
3025	VXFVANGUARD INDEX FDS	14,123	$1.3M	0.32%
3026	PENNPENN NATL GAMING INC	94,600	$1.3M	0.32%	Call
3027	CCJCAMECO CORP	150,000	$1.3M	0.32%	Call
3028	IEPICAHN ENTERPRISES LP	25,359	$1.3M	0.32%
3029	DVAXDYNAVAX TECHNOLOGIES CORP	121,800	$1.3M	0.31%	Put
3030	HFWAHERITAGE FINL CORP WASH	71,105	$1.3M	0.31%
3031	—BIOTELEMETRY INC	68,453	$1.3M	0.31%
3032	—CLOVIS ONCOLOGY INC	1,328,000	$1.3M	0.31%
3033	HRIHERC HLDGS INC	37,599	$1.3M	0.31%
3034	SCHFSCHWAB STRATEGIC TR	43,876	$1.3M	0.31%
3035	HAEHAEMONETICS CORP	34,825	$1.3M	0.31%
3036	SLMSLM CORP	168,600	$1.3M	0.31%	Call
3037	HALLUSDHALLMARK FINL SVCS INC EC	122,196	$1.3M	0.31%
3038	ITA*ISHARES TR	9,738	$1.3M	0.31%
3039	—JOY GLOBAL INC	45,000	$1.2M	0.31%	Call
3040	HLITHARMONIC INC	210,275	$1.2M	0.31%
3041	—JONES ENERGY INC	348,875	$1.2M	0.31%
3042	—RUBY TUESDAY INC	496,530	$1.2M	0.31%
3043	BAC 7.25 PERP LBANK AMER CORP	24,979	$1.2M	0.30%
3044	VLYVALLEY NATL BANCORP	126,544	$1.2M	0.30%
3045	—PHI INC	67,575	$1.2M	0.30%
3046	—NAVIGANT CONSULTING INC	60,431	$1.2M	0.30%
3047	MEDMEDIFAST INC	32,247	$1.2M	0.30%
3048	EWYISHARES	20,851	$1.2M	0.30%
3049	—MARLIN BUSINESS SVCS CORP	62,467	$1.2M	0.30%
3050	—DISCOVERY COMMUNICATNS NEW	45,000	$1.2M	0.30%	Call
3051	—ISHARES	103,674	$1.2M	0.30%
3052	CSIQCANADIAN SOLAR INC	88,030	$1.2M	0.30%
3053	EIGEMPLOYERS HOLDINGS INC	40,524	$1.2M	0.30%
3054	—NEWCASTLE INVT CORP NEW	266,590	$1.2M	0.30%
3055	SSUPSUPERIOR INDS INTL INC	41,191	$1.2M	0.30%
3056	TLHISHARES TR	8,289	$1.2M	0.30%
3057	SYBTSTOCK YDS BANCORP INC	36,285	$1.2M	0.29%
3058	IRTINDEPENDENCE RLTY TR INC	132,768	$1.2M	0.29%
3059	AWIARMSTRONG WORLD INDS INC NEW	28,869	$1.2M	0.29%
3060	—HEALTHWAYS INC	820,000	$1.2M	0.29%
3061	TAROTARO PHARMACEUTICAL INDS LTD	10,692	$1.2M	0.29%
3062	VVVANGUARD INDEX FDS	11,876	$1.2M	0.29%
3063	AQLTISHARES TR	19,115	$1.2M	0.29%
3064	ABALLIANCEBERNSTEIN HOLDING LP	51,488	$1.2M	0.29%
3065	HNIHNI CORP	29,421	$1.2M	0.29%
3066	SRCLSTERICYCLE INC	14,602	$1.2M	0.29%
3067	RCLROYAL CARIBBEAN CRUISES LTD	15,600	$1.2M	0.29%	Put
3068	CRAICRA INTL INC	43,800	$1.2M	0.29%
3069	REGLPROSHARES TR	25,000	$1.2M	0.29%
3070	DECKDECKERS OUTDOOR CORP	19,475	$1.2M	0.29%
3071	AQLTISHARES TR	9,350	$1.2M	0.29%
3072	TWLOTWILIO INC	17,959	$1.2M	0.28%
3073	—NEW YORK REIT INC	126,282	$1.2M	0.28%
3074	PSTGPURE STORAGE INC	85,063	$1.2M	0.28%
3075	ATRIUSDATRION CORP	2,700	$1.2M	0.28%
3076	TPDTEMPUR SEALY INTL INC	20,292	$1.2M	0.28%
3077	—FANG HLDGS LTD	256,456	$1.2M	0.28%
3078	CHTCHUNGHWA TELECOM CO LTD	32,841	$1.1M	0.28%
3079	ADSKAUTODESK INC	15,900	$1.1M	0.28%	Call
3080	HRBBLOCK H & R INC	49,695	$1.1M	0.28%
3081	—UNITED CONTL HLDGS INC	21,835	$1.1M	0.28%	Call
3082	—SUPREME INDS INC	58,731	$1.1M	0.28%
3083	IPFFEURISHARES TR	69,952	$1.1M	0.28%
3084	SMPSTANDARD MTR PRODS INC	23,702	$1.1M	0.28%
3085	BRK-BBERKSHIRE HATHAWAY INC DEL	7,828	$1.1M	0.28%	Call
3086	MNRUSDMONMOUTH REAL ESTATE INVT CO	79,212	$1.1M	0.28%
3087	—LIBBEY INC	63,281	$1.1M	0.28%
3088	SGENEURSEATTLE GENETICS INC	20,925	$1.1M	0.28%
3089	GIFIGULF ISLAND FABRICATION INC	122,745	$1.1M	0.28%
3090	SFESSAFEGUARD SCIENTIFICS INC	86,888	$1.1M	0.28%
3091	HRTXHERON THERAPEUTICS INC	65,092	$1.1M	0.28%
3092	—CONTINENTAL RESOURCES INC	21,600	$1.1M	0.28%	Put
3093	—HSN INC	28,125	$1.1M	0.28%
3094	BECNUSDBEACON ROOFING SUPPLY INC	26,559	$1.1M	0.27%
3095	AZZAZZ INC	17,100	$1.1M	0.27%
3096	—KRATON CORPORATION	31,860	$1.1M	0.27%
3097	TRIPTRIPADVISOR INC	17,602	$1.1M	0.27%	Call
3098	SPSCSPS COMM INC	15,144	$1.1M	0.27%
3099	METMETLIFE INC	25,000	$1.1M	0.27%	Put
3100	MRCYMERCURY SYS INC	45,161	$1.1M	0.27%

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