JOHN G ULLMAN & ASSOCIATES INC Q3 2015 Filing

Filed October 21, 2015

Portfolio Value

$531K

Holdings

145

Report Date

Q3 2015

Filing Type

13F-HR

All Holdings (145 positions)

#	Stock	Shares	Value	% Portfolio
1	JNJJOHNSON & JOHNSON JNJ	299,784	$29K	5.50%
2	GLWCORNING INC GLW	1,207,460	$24K	4.48%
3	XOMEXXON MOBIL CORP XOM	265,446	$22K	4.16%
4	EMREMERSON ELECTRIC CO EMR	349,948	$19K	3.65%
5	KOCOCA-COLA CO/THE KO	444,459	$17K	3.28%
6	PFEPFIZER INC PFE	418,595	$14K	2.64%
7	INTCINTEL CORP INTC	401,851	$12K	2.30%
8	SLBSCHLUMBERGER LTD SLB	140,717	$12K	2.28%
9	GSKGLAXOSMITHKLINE PLC-SPON ADR G	269,975	$11K	2.12%
10	MRKMERCK & CO. INC. MRK	189,439	$11K	2.03%
11	BMYBRISTOL-MYERS SQUIBB CO BMY	159,709	$11K	2.00%
12	—PALL CORP PLL	82,666	$10K	1.94%
13	IBMINTL BUSINESS MACHINES CORP IB	62,865	$10K	1.92%
14	GEGENERAL ELECTRIC CO GE	373,672	$10K	1.87%
15	GVAGRANITE CONSTRUCTION INC GVA	274,387	$10K	1.83%
16	LNNLINDSAY CORP LNN	110,088	$10K	1.82%
17	BCEBCE INC BCE	213,153	$9K	1.71%
18	—GREAT PLAINS ENERGY INC GXP	339,775	$8K	1.55%
19	HONHONEYWELL INTERNATIONAL INC HO	77,568	$8K	1.49%
20	CSCOCISCO SYSTEMS INC CSCO	285,735	$8K	1.48%
21	AZTABROOKS AUTOMATION INC BRKS	618,792	$7K	1.33%
22	IDAIDACORP INC IDA	118,300	$7K	1.25%
23	MDUMDU RESOURCES GROUP INC MDU	311,800	$6K	1.15%
24	MDTMEDTRONIC PLC MDT	77,412	$6K	1.08%
25	MSFTMICROSOFT CORP MSFT	129,837	$6K	1.08%
26	OGEOGE ENERGY CORP OGE	194,915	$6K	1.05%
27	OTTROTTER TAIL CORP OTTR	209,178	$6K	1.05%
28	NVSNNOVARTIS AG-SPONSORED ADR NVS	56,454	$6K	1.05%
29	NEENEXTERA ENERGY INC NEE	54,010	$5K	1.00%
30	—DRESSER-RAND GROUP INC DRC	60,719	$5K	0.97%
31	IRINGERSOLL-RAND PLC IR	76,670	$5K	0.97%
32	—ISHARES MSCI SINGAPORE ETF EWS	402,500	$5K	0.95%
33	AMATAPPLIED MATERIALS INC AMAT	256,810	$5K	0.93%
34	AMGNAMGEN INC AMGN	32,043	$5K	0.93%
35	—ALTERA CORP ALTR	94,950	$5K	0.92%
36	—CYTEC INDUSTRIES INC CYT	79,600	$5K	0.91%
37	—IXYS CORPORATION IXYS	295,115	$5K	0.85%
38	EEMVISHARES MSCI EMERG MKT MIN V E	73,675	$4K	0.80%
39	LLYELI LILLY & CO LLY	50,688	$4K	0.80%
40	TMOTHERMO FISHER SCIENTIFIC INC T	32,523	$4K	0.79%
41	PORPORTLAND GENERAL ELECTRIC CO P	120,880	$4K	0.75%
42	PEOEXELON CORP EXC	124,450	$4K	0.74%
43	EWAISHARES MSCI AUSTRALIA ETF EWA	183,090	$4K	0.72%
44	DISWALT DISNEY CO/THE DIS	32,945	$4K	0.71%
45	FLSFLOWSERVE CORP FLS	71,025	$4K	0.70%
46	MMM3M CO MMM	24,151	$4K	0.70%
47	TMPTOMPKINS FINANCIAL CORP TMP	66,885	$4K	0.68%
48	—TYCO INTERNATIONAL PLC TYC	91,488	$4K	0.66%
49	—CANADIAN WESTERN BANK CBWBF	145,245	$4K	0.66%
50	—SUN HYDRAULICS CORP SNHY	86,900	$3K	0.62%
51	ITRIITRON INC ITRI	93,625	$3K	0.61%
52	—GUGGENHEIM CHINA ALL-CAP ETF Y	98,844	$3K	0.58%
53	EWCISHARES MSCI CANADA ETF EWC	114,360	$3K	0.57%
54	EEMISHARES MSCI EMERGING MARKET E	76,660	$3K	0.57%
55	—SIGMA-ALDRICH SIAL	21,708	$3K	0.57%
56	—DENTSPLY INTERNATIONAL INC XRA	58,105	$3K	0.56%
57	—EMC CORP/MA EMC	108,085	$3K	0.54%
58	LDELANDEC CORP LNDC	196,900	$3K	0.53%
59	HALHALLIBURTON CO HAL	64,084	$3K	0.52%
60	CHLUSDCHINA MOBILE LTD-SPON ADR CHL	42,950	$3K	0.52%
61	AMSWAUSDAMERICAN SOFTWARE INC-CL A AMS	288,566	$3K	0.52%
62	—CALGON CARBON CORP CCC	140,900	$3K	0.51%
63	ADIANALOG DEVICES INC ADI	41,366	$3K	0.50%
64	TTEKTETRA TECH INC TTEK	101,281	$3K	0.49%
65	CMCCOMMERCIAL METALS CO CMC	157,200	$3K	0.48%
66	GOFGUGGENHEIM S&P GLOBAL WATER CG	87,500	$3K	0.47%
67	—MENTOR GRAPHICS CORP MENT	94,300	$2K	0.47%
68	HOLXHOLOGIC INC HOLX	63,580	$2K	0.46%
69	—QIHOO 360 TECHNOLOGY CO-ADR QI	34,675	$2K	0.44%
70	—ADT CORP/THE ADT	69,687	$2K	0.44%
71	—LACLEDE GROUP INC/THE LG	43,400	$2K	0.43%
72	NEOGNEOGEN CORP NEOG	46,611	$2K	0.42%
73	—GSV CAPITAL CORP GSVC	210,600	$2K	0.41%
74	—NEWALTA CORP NWLTF	187,755	$2K	0.40%
75	CHMGCHEMUNG FINANCIAL CORP CHMG	78,096	$2K	0.39%
76	ABTABBOTT LABORATORIES ABT	42,097	$2K	0.39%
77	—XEROX CORP XRX	192,800	$2K	0.39%
78	FUODOLBY LABORATORIES INC-CL A DL	50,840	$2K	0.38%
79	DUKDUKE ENERGY CORP DUK	28,354	$2K	0.38%
80	—MONSANTO CO MON	18,110	$2K	0.36%
81	AGXARGAN INC AGX	47,550	$2K	0.36%
82	—CHICAGO BRIDGE & IRON CO NV CB	37,850	$2K	0.36%
83	HPEHEWLETT-PACKARD CO HPQ	63,100	$2K	0.36%
84	XYLXYLEM INC XYL	50,800	$2K	0.35%
85	TRPTRANSCANADA CORP TRP	44,440	$2K	0.34%
86	—ST JUDE MEDICAL INC STJ	23,824	$2K	0.33%
87	ZBHZIMMER BIOMET HOLDINGS INC ZBH	15,410	$2K	0.32%
88	AEGNAEGION CORP AEGN	81,250	$2K	0.29%
89	—AMERICAN CAPITAL LTD ACAS	111,755	$2K	0.28%
90	COHUCOHU INC COHU	109,085	$1K	0.27%
91	SYKSTRYKER CORP SYK	14,650	$1K	0.26%
92	—SYNGENTA AG-ADR SYT	16,400	$1K	0.25%
93	ELPCCIA PARANAENSE ENER-SP ADR P E	111,300	$1K	0.23%
94	EPUISHARES MSCI ALL PERU CAPPED E	41,790	$1K	0.23%
95	FXIISHARES CHINA LARGE-CAP ETF FX	25,700	$1K	0.22%
96	EMEEMCOR GROUP INC EME	24,800	$1K	0.22%
97	WTSWATTS WATER TECHNOLOGIES-A WTS	21,175	$1K	0.21%
98	BAXBAXTER INTERNATIONAL INC BAX	15,406	$1K	0.20%
99	GOOGLGOOGLE INC-CL A GOOGL	1,933	$1K	0.20%
100	PEPPEPSICO INC PEP	10,925	$1K	0.19%

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