HighTower Advisors, LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$16.9M

Holdings

2,138

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (2,138 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	TAT&T INC	3,728,861	$148K	0.87%	Put
902	DRIOEURDARIOHEALTH CORP	22,224	$146K	0.86%
903	DESPDESPEGAR COM CORP	10,687	$144K	0.85%
904	CDZICADIZ INC	13,018	$143K	0.85%
905	—BLACKROCK MUNIYLD INVST QLTY	10,561	$143K	0.85%
906	GLADUSDGLADSTONE CAPITAL CORP	14,190	$142K	0.84%
907	OBEOBSIDIAN ENERGY LTD	198,175	$142K	0.84%
908	CZREURCAESARS ENTMT CORP	10,404	$141K	0.83%
909	SBUXSTARBUCKS CORP	786,712	$141K	0.83%	Put
910	ABEVAMBEV SA	30,165	$140K	0.83%
911	MSDMORGAN STANLEY EMER MKTS DEB	14,527	$140K	0.83%
912	—DIREXION SHS ETF TR	11,803	$139K	0.82%
913	—BLACKROCK MUNIENHANCED FD IN	12,528	$139K	0.82%
914	GENNQGENESIS HEALTHCARE INC	84,879	$139K	0.82%
915	IJRISHARES TR	1,655,206	$139K	0.82%
916	CSBRCHAMPIONS ONCOLOGY INC	16,600	$138K	0.82%
917	CYTKCYTOKINETICS INC	12,700	$135K	0.80%
918	EVNEATON VANCE MUNI INCOME TRUS	10,524	$135K	0.80%
919	SSI3EURSTAGE STORES INC	16,463	$134K	0.79%
920	BACVERIZON COMMUNICATIONS INC	2,146,237	$132K	0.78%
921	SFIXSTITCH FIX INC	13,816	$131K	0.77%	Call
922	DDD3-D SYS CORP DEL	14,976	$131K	0.77%
923	—CONTANGO OIL & GAS COMPANY	35,900	$131K	0.77%
924	TLRYEURTILRAY INC	10,251	$128K	0.76%	Call
925	RSPINVESCO EXCHANGE TRADED FD T	1,082,589	$125K	0.74%
926	—SALIENT MIDSTREAM & MLP FD	16,054	$125K	0.74%
927	TWITITAN INTL INC ILL	34,625	$125K	0.74%
928	CAMTCAMTEK LTD	11,530	$125K	0.74%
929	WFCWELLS FARGO CO NEW	2,311,848	$124K	0.73%
930	SBSWSIBANYE STILLWATER	12,352	$124K	0.73%
931	HDGEGBPADVISORSHARES TR	22,881	$124K	0.73%
932	BGRBLACKROCK ENERGY & RES TR	10,350	$123K	0.73%
933	XPCKXPIMCO CALIF MUN INCOME FD II	12,261	$123K	0.73%
934	—AFFIMED N V	137,500	$120K	0.71%	Call
935	EFRENERGY FUELS INC	63,145	$120K	0.71%
936	—MONROE CAP CORP	11,000	$119K	0.70%
937	CODXGBPCO DIAGNOSTICS INC	132,002	$118K	0.70%
938	NFLXNETFLIX INC	56,676	$117K	0.69%	Put
939	IVVISHARES TR	354,915	$115K	0.68%
940	ACRSACLARIS THERAPEUTICS INC	59,635	$113K	0.67%
941	XJQCXNUVEEN CR STRATEGIES INCM FD	14,668	$113K	0.67%
942	NMLNEUBERGER BERMAN MLP AND ENR	16,560	$112K	0.66%
943	OMCOMNICOM GROUP INC	178,932	$111K	0.66%	Put
944	AIOTPOWERFLEET INC	16,600	$108K	0.64%
945	KOCOCA COLA CO	1,932,813	$107K	0.63%
946	LEOBNY MELLON STRATEGIC MUNS IN	12,503	$106K	0.63%
947	RJAUSDSWEDISH EXPT CR CORP	19,037	$106K	0.63%
948	METAFACEBOOK INC	506,472	$106K	0.63%	Call
949	CVXCHEVRON CORP NEW	875,305	$105K	0.62%
950	VTIVANGUARD INDEX FDS	643,484	$105K	0.62%
951	TSLATESLA INC	40,491	$105K	0.62%	Put
952	ETRAE TRADE FINANCIAL CORP	12,290	$104K	0.61%	Put
953	VVISA INC	483,822	$104K	0.61%	Call
954	GLUUGLU MOBILE INC	16,930	$103K	0.61%
955	RMTROYCE MICRO-CAP TR INC	12,110	$103K	0.61%
956	AQLTISHARES TR	1,575,167	$103K	0.61%
957	CRMSALESFORCE COM INC	204,917	$102K	0.60%	Put
958	VIXYUSDPROSHARES TR II	18,000	$102K	0.60%	Call
959	COSTCOSTCO WHSL CORP NEW	346,884	$102K	0.60%
960	NBRNABORS INDUSTRIES LTD	35,136	$101K	0.60%
961	—SHARPS COMPLIANCE CORP	23,615	$100K	0.59%
962	GQ9SPDR GOLD TRUST	691,581	$99K	0.58%
963	GOOGALPHABET INC	66,622	$98K	0.58%	Put
964	GEGENERAL ELECTRIC CO	1,626,782	$98K	0.58%	Call
965	—AMERICA FIRST MULTIFAMILY IN	12,489	$97K	0.57%
966	IWDISHARES TR	702,476	$96K	0.57%
967	VOOVANGUARD INDEX FDS	321,927	$95K	0.56%
968	UPSUNITED PARCEL SERVICE INC	812,077	$95K	0.56%
969	ALDXALDEYRA THERAPEUTICS INC	16,250	$94K	0.56%
970	—SEVERN BANCORP ANNAPOLIS MD	10,000	$93K	0.55%
971	—SPRINT CORPORATION	18,108	$92K	0.54%
972	VNQVANGUARD INDEX FDS	989,958	$92K	0.54%
973	IJHISHARES TR	444,382	$91K	0.54%
974	VTGNUSDVISTAGEN THERAPEUTICS INC	132,328	$91K	0.54%
975	SCHESCHWAB STRATEGIC TR	3,235,290	$89K	0.52%
976	NDLSUSDNOODLES & CO	15,890	$88K	0.52%
977	SCHFSCHWAB STRATEGIC TR	2,617,278	$88K	0.52%
978	BMYBRISTOL MYERS SQUIBB CO	1,154,654	$88K	0.52%	Call
979	WMTWALMART INC	683,702	$88K	0.52%	Put
980	VUGVANGUARD INDEX FDS	476,057	$87K	0.51%
981	ITOTISHARES TR	1,190,794	$87K	0.51%
982	CSCOCISCO SYS INC	1,596,918	$86K	0.51%	Call
983	VGKVANGUARD INTL EQUITY INDEX F	1,464,273	$86K	0.51%
984	ADBEADOBE INC	90,198	$85K	0.50%	Call
985	INFUINFUSYSTEM HLDGS INC	10,000	$85K	0.50%
986	ALLTALLOT LTD	10,000	$85K	0.50%
987	EDRENDEAVOUR SILVER CORP	35,200	$85K	0.50%
988	ESPRESPERION THERAPEUTICS INC NE	24,668	$84K	0.50%	Call
989	EVHEVOLENT HEALTH INC	10,846	$84K	0.50%
990	VBRVANGUARD INDEX FDS	610,340	$84K	0.49%
991	EPDENTERPRISE PRODS PARTNERS L	2,933,278	$83K	0.49%
992	PFEPFIZER INC	1,809,255	$82K	0.48%	Call
993	MXIMMAXIM INTEGRATED PRODS INC	314,395	$81K	0.48%	Put
994	NAIINATURAL ALTERNATIVES INTL IN	10,000	$80K	0.47%
995	—FORTRESS BIOTECH INC	31,100	$80K	0.47%
996	IVWISHARES TR	406,981	$79K	0.47%
997	IBMINTERNATIONAL BUSINESS MACHS	580,177	$78K	0.46%
998	ICCCIMMUCELL CORP	14,974	$77K	0.46%
999	IWMISHARES TR	385,345	$75K	0.44%	Put
1000	—ENCANA CORP	16,053	$73K	0.43%

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