HighTower Advisors, LLC Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$12.2M

Holdings

2,131

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (2,131 positions)

#	Stock	Shares	Value	% Portfolio	Type
1001	PFEPFIZER INC	1,850,903	$67K	0.55%
1002	—ATHERSYS INC	37,200	$67K	0.55%
1003	DISDISNEY WALT CO	394,476	$66K	0.54%	Call
1004	NGNOVAGOLD RES INC	16,706	$66K	0.54%
1005	STLAFIAT CHRYSLER AUTOMOBILES N	816,903	$66K	0.54%	Put
1006	KOCOCA COLA CO	1,421,182	$65K	0.54%
1007	AMGNAMGEN INC	375,344	$65K	0.53%
1008	SSI3EURSTAGE STORES INC	37,600	$65K	0.53%
1009	—PROSPECT CAPITAL CORPORATION	63,000	$63K	0.52%
1010	—IMPAX LABORATORIES INC	65,000	$63K	0.52%
1011	VUGVANGUARD INDEX FDS	447,163	$63K	0.52%
1012	—U S G CORP	94,411	$62K	0.51%	Call
1013	VTIVANGUARD INDEX FDS	449,313	$62K	0.51%
1014	—INTERCEPT PHARMACEUTICALS IN	77,000	$61K	0.50%
1015	—VITAL THERAPIES INC	10,000	$60K	0.49%
1016	GEGENERAL ELECTRIC CO	3,061,988	$59K	0.48%	Call
1017	—TESLA INC	50,000	$58K	0.48%
1018	—VERMILLION INC	30,000	$58K	0.48%
1019	DISH 3.375 08/15/26DISH NETWORK CORP	54,000	$58K	0.48%
1020	—KEYW HLDG CORP	62,000	$56K	0.46%
1021	TRQEURTURQUOISE HILL RES LTD	16,246	$56K	0.46%
1022	CZREURCAESARS ENTMT CORP	11,331	$55K	0.45%	Call
1023	—VERSARTIS INC	24,225	$55K	0.45%
1024	—NUANCE COMMUNICATIONS INC	57,000	$55K	0.45%
1025	—GSV CAP CORP	10,050	$55K	0.45%
1026	—ILLUMINA INC	46,000	$54K	0.44%
1027	4I1PHILIP MORRIS INTL INC	505,285	$53K	0.44%
1028	IBMINTERNATIONAL BUSINESS MACHS	330,740	$53K	0.44%	Call
1029	BRK-BBERKSHIRE HATHAWAY INC DEL	179	$53K	0.44%
1030	—OHR PHARMACEUTICAL INC	27,000	$52K	0.43%
1031	NVDANVIDIA CORP	124,102	$52K	0.42%	Put
1032	—KCAP FINL INC	15,025	$51K	0.42%
1033	—JDS UNIPHASE CORP	49,000	$51K	0.42%
1034	—NEVRO CORP	49,000	$51K	0.42%
1035	XLFSELECT SECTOR SPDR TR	1,819,666	$51K	0.42%
1036	—ACORDA THERAPEUTICS INC	60,000	$50K	0.41%
1037	NENOBLE CORP PLC	10,982	$50K	0.41%
1038	CATCATERPILLAR INC DEL	311,986	$49K	0.40%
1039	—NAVIDEA BIOPHARMACEUTICALS I	144,966	$49K	0.40%
1040	SIDCOMPANHIA SIDERURGICA NACION	20,000	$49K	0.40%
1041	EPDENTERPRISE PRODS PARTNERS L	1,837,699	$49K	0.40%
1042	—MCEWEN MNG INC	27,136	$48K	0.39%	Call
1043	—RTI SURGICAL INC	11,500	$48K	0.39%
1044	GOOGALPHABET INC	44,258	$46K	0.38%
1045	AVGOBROADCOM LTD	72,380	$46K	0.38%	Call
1046	HONHONEYWELL INTL INC	248,888	$44K	0.36%	Call
1047	WEPMAGELLAN MIDSTREAM PRTNRS LP	617,627	$44K	0.36%
1048	—DHX MEDIA LTD	12,000	$43K	0.35%
1049	—ADAMIS PHARMACEUTICALS CORP	10,696	$43K	0.35%	Call
1050	BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC	43,000	$43K	0.35%
1051	UNHUNITEDHEALTH GROUP INC	194,787	$43K	0.35%
1052	ABBVABBVIE INC	440,083	$43K	0.35%
1053	MPCMARATHON PETE CORP	643,997	$43K	0.35%
1054	BXUSDBLACKSTONE GROUP L P	1,321,482	$42K	0.35%
1055	—POWERSHARES QQQ TRUST	1,461,262	$42K	0.35%	Put
1056	BCLIEURBRAINSTORM CELL THERAPEUTICS	10,766	$42K	0.34%
1057	—MACQUARIE INFRASTRUCTURE COR	40,000	$42K	0.34%
1058	UNPUNION PAC CORP	310,715	$41K	0.34%	Put
1059	IJHISHARES TR	216,253	$41K	0.34%
1060	CPRXCATALYST PHARMACEUTICALS INC	10,411	$41K	0.34%
1061	—TSAKOS ENERGY NAVIGATION LTD	10,500	$41K	0.34%
1062	XXII22ND CENTY GROUP INC	14,552	$41K	0.34%
1063	PGFUSDPENGROWTH ENERGY CORP	54,031	$41K	0.34%
1064	—ORGANOVO HLDGS INC	30,656	$41K	0.34%
1065	VOOVANGUARD INDEX FDS	163,029	$40K	0.33%
1066	RIGLUSDRIGEL PHARMACEUTICALS INC	10,100	$39K	0.32%
1067	AWCAMERICAN WTR WKS CO INC NEW	424,345	$39K	0.32%
1068	FTSMFIRST TR EXCHANGE TRADED FD	645,553	$39K	0.32%
1069	SRESEMPRA ENERGY	356,950	$38K	0.31%
1070	—ASCENA RETAIL GROUP INC	16,246	$38K	0.31%
1071	EGOELDORADO GOLD CORP NEW	26,307	$38K	0.31%
1072	—ACHILLION PHARMACEUTICALS IN	13,300	$38K	0.31%
1073	SBUXSTARBUCKS CORP	643,184	$38K	0.31%	Call
1074	LMTLOCKHEED MARTIN CORP	114,995	$38K	0.31%	Put
1075	MUSAMURPHY USA INC	459,306	$37K	0.30%
1076	—RYDEX ETF TRUST	349,201	$37K	0.30%
1077	AGGISHARES TR	333,545	$36K	0.30%
1078	BABAALIBABA GROUP HLDG LTD	209,125	$36K	0.30%
1079	EXPDEXPEDITORS INTL WASH INC	92,610	$36K	0.29%	Call
1080	TMOTHERMO FISHER SCIENTIFIC INC	60,020	$35K	0.29%	Call
1081	AXPAMERICAN EXPRESS CO	352,506	$35K	0.29%
1082	VXUSVANGUARD STAR FD	617,157	$35K	0.29%
1083	—HORNBECK OFFSHORE SVCS INC N	11,405	$35K	0.29%
1084	IVVISHARES TR	128,209	$34K	0.28%
1085	IXUSISHARES TR	545,483	$34K	0.28%
1086	—180 DEGREE CAP CORP	17,300	$34K	0.28%
1087	PAYXPAYCHEX INC	95,039	$34K	0.28%	Call
1088	CMCSACOMCAST CORP NEW	848,133	$34K	0.28%
1089	EFAISHARES TR	471,911	$33K	0.27%
1090	QCOMQUALCOMM INC	517,987	$33K	0.27%
1091	—TORCHLIGHT ENERGY RES INC	24,375	$33K	0.27%
1092	UTXZUNITED TECHNOLOGIES CORP	236,600	$33K	0.27%	Call
1093	VWOVANGUARD INTL EQUITY INDEX F	715,548	$33K	0.27%
1094	ITA*ISHARES TR	158,690	$33K	0.27%	Put
1095	GILDGILEAD SCIENCES INC	435,432	$33K	0.27%	Call
1096	IEMGISHARES INC	564,386	$32K	0.26%
1097	ENPHENPHASE ENERGY INC	13,150	$32K	0.26%
1098	NOBLPROSHARES TR	497,040	$32K	0.26%
1099	RTN1USDRAYTHEON CO	126,691	$31K	0.26%	Call
1100	TRVCCITIGROUP INC	420,900	$31K	0.26%	Put

PreviousPage 11 of 22Next