HighTower Advisors, LLC Q4 2016 Filing
Filed February 10, 2017
Portfolio Value
$9.2B
Holdings
1,874
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (1,874 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | CRICARTER INC | 2,365 | $202.0M | 2.19% | |
| 702 | —PAREXEL INTL CORP | 3,064 | $202.0M | 2.19% | |
| 703 | —SEADRILL PARTNERS LLC | 47,687 | $202.0M | 2.19% | |
| 704 | FEMBFIRST TR EXCH TRADED FD III | 4,986 | $202.0M | 2.19% | |
| 705 | EPAMEPAM SYS INC | 3,134 | $202.0M | 2.19% | |
| 706 | IGTINTERNATIONAL GAME TECHNOLOG | 7,947 | $201.0M | 2.18% | |
| 707 | —PATTERN ENERGY GROUP INC | 10,518 | $200.0M | 2.17% | |
| 708 | VOOGVANGUARD ADMIRAL FDS INC | 1,834 | $200.0M | 2.17% | |
| 709 | WATTENERGOUS CORP | 11,859 | $200.0M | 2.17% | |
| 710 | CWCOCONSOLIDATED WATER CO INC | 18,361 | $199.0M | 2.16% | |
| 711 | NUANEURNUANCE COMMUNICATIONS INC | 13,022 | $198.0M | 2.15% | |
| 712 | GSGISHARES S&P GSCI COMMODITY I | 12,560 | $197.0M | 2.14% | |
| 713 | GLUGABELLI GLOBL UTIL & INCOME | 11,768 | $196.0M | 2.13% | |
| 714 | HRTXHERON THERAPEUTICS INC | 14,884 | $196.0M | 2.13% | |
| 715 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 15,478 | $196.0M | 2.13% | |
| 716 | NKTREURNEKTAR THERAPEUTICS | 16,156 | $193.0M | 2.10% | Put |
| 717 | —MAXWELL TECHNOLOGIES INC | 37,882 | $193.0M | 2.10% | |
| 718 | BBWBUILD A BEAR WORKSHOP | 13,969 | $192.0M | 2.09% | |
| 719 | —APOLLO INVT CORP | 32,377 | $190.0M | 2.06% | |
| 720 | NBRNABORS INDUSTRIES LTD | 11,764 | $190.0M | 2.06% | |
| 721 | DSUBLACKROCK DEBT STRAT FD INC | 16,682 | $189.0M | 2.05% | |
| 722 | —AMERICAN CAP LTD | 10,538 | $189.0M | 2.05% | |
| 723 | —IMMUNOMEDICS INC | 51,065 | $187.0M | 2.03% | |
| 724 | FDXFEDEX CORP | 230,094 | $186.3M | 2.02% | Put |
| 725 | SGUSTAR GAS PARTNERS L P | 17,377 | $185.0M | 2.01% | |
| 726 | —BLACKROCK MUNIYLD INVST QLTY | 13,094 | $183.0M | 1.99% | |
| 727 | USOUNITED STATES OIL FUND LP | 24,874 | $181.0M | 1.97% | Call |
| 728 | MSFTMICROSOFT CORP | 2,809,538 | $178.3M | 1.94% | Put |
| 729 | —INVESCO DYNAMIC CR OPP FD | 14,318 | $178.0M | 1.93% | |
| 730 | BACBANK AMER CORP | 1,842,682 | $177.9M | 1.93% | Put |
| 731 | NVAXNOVAVAX INC | 136,750 | $176.0M | 1.91% | |
| 732 | ECTMECA MARCELLUS TR I | 81,250 | $176.0M | 1.91% | |
| 733 | —RESOURCE CAP CORP | 20,914 | $176.0M | 1.91% | |
| 734 | BHKBLACKROCK CORE BD TR | 13,456 | $175.0M | 1.90% | |
| 735 | NAVINAVIENT CORP | 10,679 | $175.0M | 1.90% | |
| 736 | —CYPRESS SEMICONDUCTOR CORP | 15,337 | $174.0M | 1.89% | |
| 737 | RJAUSDSWEDISH EXPT CR CORP | 27,194 | $172.0M | 1.87% | |
| 738 | DVNDEVON ENERGY CORP NEW | 274,585 | $171.0M | 1.86% | Put |
| 739 | VIRTVIRTU FINL INC | 10,695 | $170.0M | 1.85% | |
| 740 | —STEIN MART INC | 31,178 | $170.0M | 1.85% | |
| 741 | HTGCHERCULES CAPITAL INC | 12,021 | $169.0M | 1.84% | |
| 742 | —AK STL HLDG CORP | 21,670 | $168.0M | 1.83% | Put |
| 743 | AMXNAMERICA MOVIL SAB DE CV | 13,258 | $167.0M | 1.81% | |
| 744 | —SYNUTRA INTL INC | 31,286 | $167.0M | 1.81% | |
| 745 | XYZSQUARE INC | 12,271 | $166.0M | 1.80% | |
| 746 | BCSBARCLAYS PLC | 14,854 | $164.0M | 1.78% | |
| 747 | VKQINVESCO MUN TR | 13,350 | $164.0M | 1.78% | |
| 748 | TELFYTELEFONICA S A | 17,510 | $164.0M | 1.78% | |
| 749 | AESAES CORP | 14,090 | $163.0M | 1.77% | |
| 750 | GTNGRAY TELEVISION INC | 15,000 | $163.0M | 1.77% | |
| 751 | —EASTERN VA BANKSHARES INC | 15,483 | $161.0M | 1.75% | |
| 752 | ITUBITAU UNIBANCO HLDG SA | 15,551 | $161.0M | 1.75% | |
| 753 | MBTGBPMOBILE TELESYSTEMS PJSC | 17,497 | $159.0M | 1.73% | |
| 754 | NANNUVEEN NEW YORK QLT MUN INC | 11,844 | $158.0M | 1.72% | |
| 755 | —SIGNAL GENETICS INC | 31,399 | $158.0M | 1.72% | |
| 756 | PSECPROSPECT CAPITAL CORPORATION | 18,849 | $157.0M | 1.71% | |
| 757 | —TRUSTCO BK CORP N Y | 17,700 | $156.0M | 1.69% | |
| 758 | SRNESORRENTO THERAPEUTICS INC | 31,730 | $155.0M | 1.68% | |
| 759 | CMRECOSTAMARE INC | 27,776 | $155.0M | 1.68% | |
| 760 | EVNEATON VANCE MUNI INCOME TRUS | 12,245 | $154.0M | 1.67% | |
| 761 | SAJACOMPANHIA DE SANEAMENTO BASI | 17,451 | $153.0M | 1.66% | |
| 762 | —VERSARTIS INC | 10,300 | $153.0M | 1.66% | |
| 763 | GRPNCHFGROUPON INC | 44,559 | $148.0M | 1.61% | |
| 764 | —VERMILLION INC | 154,700 | $147.0M | 1.60% | |
| 765 | DENNDENNYS CORP | 11,450 | $147.0M | 1.60% | |
| 766 | BDJBLACKROCK ENHANCED EQT DIV T | 18,043 | $147.0M | 1.60% | |
| 767 | TAT&T INC | 3,384,198 | $144.0M | 1.56% | |
| 768 | OMEROMEROS CORP | 14,441 | $143.0M | 1.55% | |
| 769 | EDRENDEAVOUR SILVER CORP | 40,275 | $143.0M | 1.55% | |
| 770 | JNJJOHNSON & JOHNSON | 1,232,020 | $142.1M | 1.54% | |
| 771 | XOMEXXON MOBIL CORP | 1,577,921 | $141.7M | 1.54% | Put |
| 772 | DNPDNP SELECT INCOME FD | 13,734 | $141.0M | 1.53% | |
| 773 | FMFFORMFACTOR INC | 12,500 | $140.0M | 1.52% | |
| 774 | —BLACKROCK MUNIENHANCED FD IN | 12,280 | $138.0M | 1.50% | |
| 775 | TWITITAN INTL INC ILL | 12,125 | $136.0M | 1.48% | |
| 776 | CDR1USDCEDAR REALTY TRUST INC | 20,457 | $134.0M | 1.46% | |
| 777 | —AMERICAN FARMLAND CO | 16,670 | $133.0M | 1.44% | |
| 778 | —CLIFFS NAT RES INC | 16,036 | $132.0M | 1.43% | |
| 779 | FUNDSPROTT FOCUS TR INC | 18,869 | $131.0M | 1.42% | |
| 780 | —GLOBAL X FDS | 10,200 | $131.0M | 1.42% | |
| 781 | —ARGOS THERAPEUTICS INC | 26,571 | $130.0M | 1.41% | |
| 782 | VKIINVESCO ADVANTAGE MUNICIPAL | 11,559 | $129.0M | 1.40% | |
| 783 | TKCTURKCELL ILETISIM HIZMETLERI | 19,044 | $129.0M | 1.40% | |
| 784 | FTFFRANKLIN LTD DURATION INC TR | 10,633 | $128.0M | 1.39% | |
| 785 | —BROOKFIELD GLOBL LISTED INFR | 10,051 | $128.0M | 1.39% | |
| 786 | XPCKXPIMCO CALIF MUN INCOME FD II | 13,714 | $126.0M | 1.37% | |
| 787 | —PRIMO WTR CORP | 10,300 | $126.0M | 1.37% | |
| 788 | ETSYETSY INC | 10,540 | $126.0M | 1.37% | |
| 789 | NMLNEUBERGER BERMAN MLP INCOME | 13,129 | $125.0M | 1.36% | |
| 790 | IBNICICI BK LTD | 16,092 | $122.0M | 1.33% | |
| 791 | GBYSANGAMO BIOSCIENCES INC | 39,305 | $120.0M | 1.30% | |
| 792 | —RED LION HOTELS CORP | 14,285 | $119.0M | 1.29% | |
| 793 | —ROYAL BK SCOTLAND GROUP PLC | 21,313 | $119.0M | 1.29% | |
| 794 | NKENIKE INC | 412,800 | $116.1M | 1.26% | Put |
| 795 | UTIUNIVERSAL TECHNICAL INST INC | 39,650 | $115.0M | 1.25% | |
| 796 | —MCDERMOTT INTL INC | 15,396 | $114.0M | 1.24% | |
| 797 | —PROSPECT CAPITAL CORPORATION | 113,000 | $114.0M | 1.24% | |
| 798 | BRK/BBERKSHIRE HATHAWAY INC DEL | 637,345 | $112.4M | 1.22% | Put |
| 799 | —OCH ZIFF CAP MGMT GROUP | 33,925 | $112.0M | 1.22% | |
| 800 | NIMNUVEEN SELECT MAT MUN FD | 11,581 | $112.0M | 1.22% |