HighTower Advisors, LLC Q4 2016 Filing

Filed February 10, 2017

Portfolio Value

$9.2M

Holdings

1,874

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (1,874 positions)

#	Stock	Shares	Value	% Portfolio	Type
1001	—POWERSHARES ETF TR II	389,056	$16K	0.18%
1002	SLYVSPDR SERIES TRUST	135,785	$16K	0.18%
1003	—BROADSOFT INC	14,000	$16K	0.17%
1004	UNXLEURUNI PIXEL INC	16,493	$16K	0.17%
1005	NHI 3.25 04/01/21NATIONAL HEALTH INVS INC	14,000	$16K	0.17%
1006	VYMVANGUARD WHITEHALL FDS INC	210,349	$16K	0.17%
1007	AQLTISHARES	312,015	$16K	0.17%
1008	—RYDEX ETF TRUST	273,825	$16K	0.17%
1009	SRESEMPRA ENERGY	156,422	$16K	0.17%
1010	GPCGENUINE PARTS CO	153,277	$16K	0.17%	Put
1011	IVWISHARES TR	127,482	$16K	0.17%
1012	MDTMEDTRONIC PLC	217,843	$16K	0.17%
1013	CMICUMMINS INC	113,079	$15K	0.17%
1014	ITOTISHARES TR	298,257	$15K	0.17%
1015	NOBLPROSHARES TR	283,697	$15K	0.17%
1016	DUKDUKE ENERGY CORP NEW	196,685	$15K	0.17%
1017	—PACIFIC ETHANOL INC	1,595,137	$15K	0.16%
1018	XFEBFIRST TR EXCHANGE-TRADED FD	791,490	$15K	0.16%
1019	—INTEL CORP	11,000	$15K	0.16%
1020	—AMERICAN LORAIN CORP	27,540	$15K	0.16%
1021	—ANI PHARMACEUTICALS INC	13,000	$15K	0.16%
1022	—GOLDMAN SACHS GROUP INC	12,000	$15K	0.16%
1023	—WELLS FARGO & CO	12,000	$15K	0.16%
1024	—NANOVIRICIDES INC	13,429	$15K	0.16%
1025	PPLPPL CORP	196,185	$15K	0.16%	Put
1026	EOGEOG RES INC	146,957	$15K	0.16%
1027	NEENEXTERA ENERGY INC	123,957	$15K	0.16%
1028	VODVODAFONE GROUP PLC NEW	603,619	$15K	0.16%
1029	GDGENERAL DYNAMICS CORP	55,977	$15K	0.16%	Put
1030	VWOVANGUARD INTL EQUITY INDEX F	407,292	$15K	0.16%
1031	—DEPOMED INC	807,213	$15K	0.16%
1032	BABAALIBABA GROUP HLDG LTD	165,327	$15K	0.16%
1033	USBUS BANCORP DEL	280,583	$14K	0.16%
1034	—CLAYMORE EXCHANGE TRD FD TR	678,013	$14K	0.16%
1035	PAAPLAINS ALL AMERN PIPELINE L	441,661	$14K	0.15%
1036	MRSHMARSH & MCLENNAN COS INC	209,481	$14K	0.15%
1037	AQLTISHARES TR	159,749	$14K	0.15%
1038	VOOVANGUARD INDEX FDS	68,932	$14K	0.15%
1039	TRVCCITIGROUP INC	220,701	$14K	0.15%	Put
1040	RDS/AROYAL DUTCH SHELL PLC	257,700	$14K	0.15%
1041	GENNQGENESIS HEALTHCARE INC	3,289,421	$14K	0.15%
1042	ECONCOLUMBIA ETF TR II	620,431	$14K	0.15%
1043	IWRISHARES TR	76,655	$14K	0.15%
1044	EMLPFIRST TR EXCHANGE TRADED FD	538,087	$14K	0.15%
1045	IWBISHARES TR	109,034	$14K	0.15%
1046	SESPECTRA ENERGY CORP	329,297	$14K	0.15%
1047	HALHALLIBURTON CO	248,942	$13K	0.15%
1048	GMGENERAL MTRS CO	383,992	$13K	0.15%
1049	TOTLSSGA ACTIVE ETF TR	273,100	$13K	0.14%
1050	—EXPRESS SCRIPTS HLDG CO	189,003	$13K	0.14%
1051	EMREMERSON ELEC CO	233,256	$13K	0.14%
1052	—CASTLE BRANDS INC	16,500	$13K	0.14%
1053	ARWRARROWHEAD PHARMACEUTICALS IN	13,250	$13K	0.14%	Call
1054	LUVSOUTHWEST AIRLS CO	260,519	$13K	0.14%
1055	—ZELTIQ AESTHETICS INC	295,037	$13K	0.14%
1056	XLVSELECT SECTOR SPDR TR	185,207	$13K	0.14%
1057	KMIKINDER MORGAN INC DEL	616,364	$13K	0.14%
1058	MGKVANGUARD WORLD FD	145,111	$13K	0.14%
1059	WTMWHITE MTNS INS GROUP LTD	14,990	$13K	0.14%
1060	—ALLERGAN PLC	59,525	$13K	0.14%
1061	MGVVANGUARD WORLD FD	184,120	$12K	0.13%
1062	AIGAMERICAN INTL GROUP INC	188,329	$12K	0.13%
1063	CSXCSX CORP	258,712	$12K	0.13%	Put
1064	SLYGSPDR SERIES TRUST	58,646	$12K	0.13%
1065	GDXVANECK VECTORS ETF TR	575,297	$12K	0.13%
1066	CEFCENTRAL FD CDA LTD	1,064,836	$12K	0.13%
1067	PSXPHILLIPS 66	139,022	$12K	0.13%
1068	—RENEWABLE ENERGY GROUP INC	12,000	$12K	0.13%
1069	—CHINA GREEN AGRICULTURE INC	10,000	$12K	0.13%
1070	—RESOURCE CAP CORP	13,000	$12K	0.13%
1071	ETENERGY TRANSFER EQUITY L P	614,679	$12K	0.13%
1072	IBBISHARES TR	65,795	$12K	0.13%	Put
1073	WESWESTERN GAS PARTNERS LP	199,851	$12K	0.13%
1074	XLISELECT SECTOR SPDR TR	187,825	$12K	0.13%
1075	BPBP PLC	306,519	$11K	0.12%
1076	VEUVANGUARD INTL EQUITY INDEX F	258,839	$11K	0.12%
1077	ZTSZOETIS INC	194,778	$11K	0.12%	Call
1078	HYTBLACKROCK CORPOR HI YLD FD I	1,051,645	$11K	0.12%
1079	SCHZSCHWAB STRATEGIC TR	220,528	$11K	0.12%
1080	BBTUSDBB&T CORP	238,683	$11K	0.12%
1081	WDCWESTERN DIGITAL CORP	165,455	$11K	0.12%
1082	MINTPIMCO ETF TR	110,761	$11K	0.12%
1083	XLKSELECT SECTOR SPDR TR	229,459	$11K	0.12%
1084	KRKROGER CO	30,731	$11K	0.12%	Call
1085	XXII22ND CENTY GROUP INC	10,000	$11K	0.12%
1086	ITA*ISHARES TR	78,093	$11K	0.12%
1087	VCSHVANGUARD SCOTTSDALE FDS	135,827	$11K	0.12%
1088	GELGENESIS ENERGY L P	299,072	$11K	0.12%
1089	COPCONOCOPHILLIPS	214,221	$11K	0.12%
1090	IVEISHARES TR	105,655	$11K	0.12%
1091	PFFISHARES TR	287,708	$11K	0.12%
1092	SYKSTRYKER CORP	87,512	$11K	0.11%
1093	SDYSPDR SERIES TRUST	120,565	$10K	0.11%
1094	—REYNOLDS AMERICAN INC	184,105	$10K	0.11%
1095	FLRFLUOR CORP NEW	192,910	$10K	0.11%
1096	IEFISHARES TR	24,846	$10K	0.11%	Call
1097	LYBLYONDELLBASELL INDUSTRIES N	116,840	$10K	0.11%
1098	—ARES CAP CORP	10,000	$10K	0.11%
1099	APPSDIGITAL TURBINE INC	15,000	$10K	0.11%
1100	—NEW MTN FIN CORP	10,000	$10K	0.11%

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