HighTower Advisors, LLC Q1 2021 Filing

Filed May 10, 2021

Portfolio Value

$31.7M

Holdings

2,830

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (2,830 positions)

#	Stock	Shares	Value	% Portfolio	Type
1201	MOSMOSAIC CO NEW	238,533	$127K	0.40%	Put
1202	COSTCOSTCO WHSL CORP NEW	357,685	$126K	0.40%
1203	FTITECHNIPFMC PLC	16,229	$126K	0.40%
1204	GMGENERAL MTRS CO	2,051,069	$126K	0.40%	Put
1205	VWOVANGUARD INTL EQUITY INDEX F	2,412,239	$126K	0.40%
1206	KOCOCA COLA CO	2,378,082	$125K	0.40%
1207	RTXRAYTHEON TECHNOLOGIES CORP	1,621,564	$125K	0.40%
1208	ABTABBOTT LABS	1,031,322	$124K	0.39%
1209	PFEPFIZER INC	3,148,470	$123K	0.39%	Put
1210	—SEELOS THERAPEUTICS INC	24,660	$123K	0.39%
1211	ABBVABBVIE INC	1,131,169	$122K	0.39%
1212	—CF FIN ACQUISITION CORP III	12,200	$122K	0.39%
1213	AIVAPARTMENT INVT & MGMT CO	20,137	$122K	0.39%
1214	ARCOARCOS DORADOS HOLDINGS INC	23,974	$122K	0.39%
1215	—SEVERN BANCORP INC ANNAPOLIS	10,000	$121K	0.38%
1216	—DECARBONIZATION PLUS ACQU II	12,000	$121K	0.38%
1217	VVRINVESCO SR INCOME TR	28,774	$121K	0.38%
1218	—CATCHMARK TIMBER TR INC	11,683	$119K	0.38%
1219	LEOBNY MELLON STRATEGIC MUNS IN	14,022	$119K	0.38%
1220	—ASSERTIO HOLDINGS INC	180,049	$119K	0.38%
1221	DGROISHARES TR	2,464,427	$119K	0.38%
1222	GLADUSDGLADSTONE CAPITAL CORP	11,790	$118K	0.37%
1223	YRIYAMANA GOLD INC	27,487	$118K	0.37%
1224	TREURTRILLIUM THERAPEUTICS INC	10,925	$117K	0.37%
1225	VGTVANGUARD WORLD FDS	323,964	$116K	0.37%
1226	DBIDESIGNER BRANDS INC	64,192	$116K	0.37%	Put
1227	ESRTEMPIRE ST RLTY TR INC	10,361	$116K	0.37%
1228	—AMERICA FIRST MULTIFAMILY IN	20,870	$116K	0.37%
1229	—DIREXION SHS ETF TR	15,606	$116K	0.37%
1230	CRMSALESFORCE COM INC	449,173	$115K	0.36%	Put
1231	BGRBLACKROCK ENERGY & RES TR	13,142	$115K	0.36%
1232	—OBLONG INC	23,105	$115K	0.36%
1233	EFTTECHTARGET INC	1,653,681	$115K	0.36%
1234	TAT&T INC	3,677,413	$114K	0.36%	Put
1235	UNHUNITEDHEALTH GROUP INC	305,530	$114K	0.36%
1236	QSQUANTUMSCAPE CORP	22,790	$113K	0.36%	Put
1237	—STREAMLINE HEALTH SOLUTIONS	55,000	$113K	0.36%
1238	TGBTASEKO MINES LTD	66,196	$113K	0.36%
1239	BXBLACKSTONE GROUP INC	1,507,217	$112K	0.35%
1240	AMGNAMGEN INC	439,424	$111K	0.35%	Put
1241	—RETAIL PPTYS AMER INC	10,630	$111K	0.35%
1242	UMCUNITED MICROELECTRONICS CORP	12,120	$111K	0.35%
1243	IWDISHARES TR	726,954	$110K	0.35%
1244	—T2 BIOSYSTEMS INC	67,950	$110K	0.35%
1245	—GIGCAPITAL3 INC	10,131	$110K	0.35%	Put
1246	—PARATEK PHARMACEUTICALS INC	15,500	$110K	0.35%
1247	—EXICURE INC	49,915	$109K	0.34%
1248	IBMINTERNATIONAL BUSINESS MACHS	812,066	$108K	0.34%
1249	WPMWHEATON PRECIOUS METALS CORP	131,781	$107K	0.34%	Put
1250	AVDVAMERICAN CENTY ETF TR	1,719,512	$107K	0.34%
1251	AGGISHARES TR	931,095	$106K	0.33%
1252	—BESPOKE CAP ACQUISITION CORP	10,550	$105K	0.33%
1253	—ANTARES PHARMA INC	25,421	$104K	0.33%
1254	VGKVANGUARD INTL EQUITY INDEX F	1,639,851	$103K	0.33%
1255	IAUUSDISHARES GOLD TR	5,171,753	$103K	0.33%	Put
1256	INFNEURINFINERA CORP	10,702	$103K	0.33%
1257	CTSOCYTOSORBENTS CORP	11,419	$102K	0.32%
1258	—ASPIRATIONAL CONSUMER LIFEST	10,220	$102K	0.32%
1259	ALTOALTO INGREDIENTS INC	1,271,327	$102K	0.32%	Put
1260	MMM3M CO	521,238	$101K	0.32%
1261	BNDVANGUARD BD INDEX FDS	1,183,615	$100K	0.32%
1262	—BRILLIANT ACQUISITION CORP	10,000	$100K	0.32%
1263	CGCTCARTESIAN GROWTH CORP	10,000	$100K	0.32%
1264	LPATWO	10,000	$100K	0.32%
1265	VEUVANGUARD INTL EQUITY INDEX F	1,638,201	$99K	0.31%
1266	—L&F ACQUISITION CORP	10,000	$99K	0.31%
1267	VBRVANGUARD INDEX FDS	592,553	$98K	0.31%
1268	EODWELLS FARGO GLOBAL DIVID OPP	18,366	$98K	0.31%
1269	—ENDO INTL PLC	13,147	$98K	0.31%
1270	—DIREXION SHS ETF TR	10,001	$98K	0.31%
1271	—BIG CYPRESS ACQUISITION CORP	10,000	$98K	0.31%
1272	—OMNICHANNEL ACQUISITION CORP	10,000	$98K	0.31%
1273	DCHAMERICAN AXLE & MFG HLDGS IN	10,142	$98K	0.31%
1274	IVWISHARES TR	1,502,089	$98K	0.31%
1275	SLVISHARES SILVER TR	1,285,894	$96K	0.30%	Put
1276	BABAALIBABA GROUP HLDG LTD	424,352	$96K	0.30%
1277	—NANOVIBRONIX INC	92,552	$94K	0.30%
1278	SWN1EURSOUTHWESTERN ENERGY CO	19,623	$93K	0.29%
1279	—VOYA PRIME RATE TR	19,792	$93K	0.29%
1280	PHKPIMCO HIGH INCOME FD	13,733	$92K	0.29%
1281	IJHISHARES TR	352,367	$92K	0.29%
1282	WFCWELLS FARGO CO NEW	2,342,907	$92K	0.29%
1283	VTIPVANGUARD MALVERN FDS	1,734,259	$89K	0.28%
1284	SENS1GBPSENSEONICS HLDGS INC	33,998	$89K	0.28%
1285	—NEW YORK CITY REIT INC	10,452	$89K	0.28%
1286	SCYXSCYNEXIS INC	11,287	$89K	0.28%
1287	ZTSZOETIS INC	387,098	$89K	0.28%	Put
1288	XLISELECT SECTOR SPDR TR	340,953	$89K	0.28%	Put
1289	KRMDREPRO MED SYS INC	25,000	$88K	0.28%
1290	KGCKINROSS GOLD CORP	13,004	$88K	0.28%
1291	EPDENTERPRISE PRODS PARTNERS L	3,984,914	$88K	0.28%
1292	NEENEXTERA ENERGY INC	1,157,681	$88K	0.28%
1293	FINVFINVOLUTION GROUP	12,314	$87K	0.27%
1294	MDTMEDTRONIC PLC	732,852	$87K	0.27%
1295	CERSCERUS CORP	14,365	$86K	0.27%
1296	—VIEW INC	11,762	$86K	0.27%
1297	NVDANVIDIA CORPORATION	160,415	$86K	0.27%
1298	—AMPIO PHARMACEUTICALS INC	24,905	$85K	0.27%	Put
1299	MAMASTERCARD INCORPORATED	238,675	$85K	0.27%
1300	NXSTNEXSTAR MEDIA GROUP INC	303,570	$85K	0.27%	Put

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