HighTower Advisors, LLC Q1 2020 Filing

Filed May 21, 2020

Portfolio Value

$15.4M

Holdings

2,065

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (2,065 positions)

#	Stock	Shares	Value	% Portfolio	Type
2001	—CHENIERE ENERGY INC	77,000	$51K	0.33%
2002	—PARATEK PHARMACEUTICALS INC	15,543	$49K	0.32%
2003	ITWOPROSHARES TR II	10,841	$49K	0.32%	Put
2004	—COLONY CAP INC NEW	28,313	$48K	0.31%
2005	STRMSTREAMLINE HEALTH SOLUTIONS	56,000	$48K	0.31%
2006	CNDTCONDUENT INC	19,942	$47K	0.30%
2007	KGCKINROSS GOLD CORP	10,867	$44K	0.29%
2008	VKTXVIKING THERAPEUTICS INC	10,726	$44K	0.29%	Call
2009	—DCP MIDSTREAM LP	10,717	$43K	0.28%
2010	CPRXCATALYST PHARMACEUTICALS INC	11,042	$43K	0.28%
2011	FDO.FMACYS INC	10,407	$41K	0.27%	Call
2012	REKRREKOR SYS INC	10,770	$40K	0.26%
2013	MINMFS INTER INCOME TR	10,800	$39K	0.25%
2014	ARCOARCOS DORADOS HOLDINGS INC	11,548	$38K	0.25%
2015	—ROYAL BK SCOTLAND GROUP PLC	14,004	$37K	0.24%
2016	—TSAKOS ENERGY NAVIGATION LTD	10,500	$34K	0.22%
2017	—AERPIO PHARMACEUTICALS INC	61,000	$33K	0.21%
2018	CDECOEUR MNG INC	10,150	$32K	0.21%
2019	MFGMIZUHO FINL GROUP INC	12,801	$30K	0.19%
2020	CPE3EURCALLON PETE CO DEL	52,319	$30K	0.19%
2021	OPKOPKO HEALTH INC	23,792	$30K	0.19%
2022	XEJACCURAY INC	15,000	$29K	0.19%
2023	NYMXFNYMOX PHARMACEUTICAL CORP	12,000	$28K	0.18%
2024	CLNECLEAN ENERGY FUELS CORP	14,510	$27K	0.18%
2025	EDRENDEAVOUR SILVER CORP	20,200	$27K	0.18%
2026	IMGIAMGOLD CORP	11,200	$25K	0.16%
2027	—VERMILLION INC	30,000	$25K	0.16%
2028	—AYTU BIOSCIENCE INC	16,349	$25K	0.16%
2029	ERFGBPENERPLUS CORP	16,295	$24K	0.16%
2030	—AKARI THERAPEUTICS PLC	16,000	$24K	0.16%
2031	UMCUNITED MICROELECTRONICS CORP	10,467	$23K	0.15%
2032	MCHXMARCHEX INC	15,708	$23K	0.15%
2033	—T2 BIOSYSTEMS INC	35,200	$22K	0.14%
2034	—BLACKROCK TCP CAPITAL CORP	25,000	$22K	0.14%
2035	—ADVAXIS INC	40,000	$21K	0.14%
2036	HLHECLA MNG CO	11,588	$21K	0.14%
2037	—PULMATRIX INC	20,000	$20K	0.13%
2038	MLSSMILESTONE SCIENTIFIC INC	15,666	$19K	0.12%
2039	DHYCREDIT SUISSE HIGH YLD BND F	10,000	$18K	0.12%
2040	RIGLUSDRIGEL PHARMACEUTICALS INC	10,510	$17K	0.11%
2041	IRIXIRIDEX CORP	10,000	$16K	0.10%
2042	—MECHEL PAO	11,393	$16K	0.10%
2043	VQKARENESOLA LTD	13,750	$16K	0.10%
2044	XXII22ND CENTY GROUP INC	20,956	$16K	0.10%
2045	—TONIX PHARMACEUTICALS HLDG C	21,335	$15K	0.10%
2046	AXUALEXCO RESOURCE CORP	12,500	$15K	0.10%
2047	—TEVA PHARMACEUTICAL FIN LLC	15,000	$15K	0.10%
2048	DAREDARE BIOSCIENCE INC	16,034	$14K	0.09%
2049	AVGO 8 09/30/22 ABROADCOM INC	14,710	$14K	0.09%
2050	WPRTWESTPORT FUEL SYSTEMS INC	12,950	$13K	0.08%
2051	NAVBQNAVIDEA BIOPHARMACEUTICALS I	15,090	$13K	0.08%
2052	—PDC ENERGY INC	14,000	$11K	0.07%
2053	ECORGBPELECTROCORE INC	11,005	$11K	0.07%
2054	VAC2USDVBI VACCINES INC	11,540	$11K	0.07%
2055	BKNGBOOKING HLDGS INC	8,182	$11K	0.07%
2056	SENS1GBPSENSEONICS HLDGS INC	17,825	$10K	0.06%
2057	—ALKALINE WTR CO INC	16,400	$10K	0.06%
2058	—MCEWEN MNG INC	13,734	$9K	0.06%
2059	—CASTLIGHT HEALTH INC	11,497	$8K	0.05%
2060	EQIXEQUINIX INC	9,260	$6K	0.04%
2061	AZOAUTOZONE INC	3,526	$3K	0.02%
2062	NVRNVR INC	1,139	$3K	0.02%
2063	MTDMETTLER TOLEDO INTERNATIONAL	3,040	$2K	0.01%
2064	WTMWHITE MTNS INS GROUP LTD	2,106	$2K	0.01%
2065	CSGPCOSTAR GROUP INC	2,253	$1K	0.01%

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