HighTower Advisors, LLC Q1 2017 Filing

Filed May 16, 2017

Portfolio Value

$10.4M

Holdings

1,980

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (1,980 positions)

#	Stock	Shares	Value	% Portfolio	Type
1901	—PENNEY J C INC	10,484	$56K	0.54%	Call
1902	—TEEKAY OFFSHORE PARTNERS L P	10,856	$55K	0.53%
1903	—TSAKOS ENERGY NAVIGATION LTD	11,083	$54K	0.52%
1904	—TESLA INC	50,000	$52K	0.50%
1905	—VIRNETX HLDG CORP	22,300	$52K	0.50%
1906	—EKSO BIONICS HLDGS INC	12,393	$51K	0.49%
1907	TRQEURTURQUOISE HILL RES LTD	16,246	$50K	0.48%
1908	BRK-BBERKSHIRE HATHAWAY INC DEL	198	$49K	0.47%
1909	—PDL BIOPHARMA INC	56,000	$49K	0.47%
1910	AGFIRST MAJESTIC SILVER CORP	10,097	$49K	0.47%	Call
1911	—SUPERVALU INC	12,603	$48K	0.46%
1912	—SHARPS COMPLIANCE CORP	10,000	$48K	0.46%
1913	—PERION NETWORK LTD	25,219	$47K	0.45%
1914	AMZNAMAZON COM INC	52,189	$46K	0.44%
1915	VCELVERICEL CORP	16,389	$46K	0.44%
1916	BCLIEURBRAINSTORM CELL THERAPEUTICS	10,766	$46K	0.44%
1917	—THRESHOLD PHARMACEUTICAL INC	78,627	$45K	0.43%
1918	SDTTUUSDSANDRIDGE MISSISSIPPIAN TR I	29,940	$42K	0.40%
1919	—MCEWEN MNG INC	13,611	$41K	0.39%
1920	—CASTLE BRANDS INC	26,500	$41K	0.39%
1921	—COBALT INTL ENERGY INC	75,739	$41K	0.39%
1922	EGOELDORADO GOLD CORP NEW	11,831	$40K	0.38%
1923	—VITAL THERAPIES INC	10,000	$40K	0.38%
1924	VTGNUSDVISTAGEN THERAPEUTICS INC	20,215	$39K	0.37%
1925	—ORGANOVO HLDGS INC	10,950	$37K	0.35%
1926	—TROVAGENE INC	30,500	$36K	0.34%
1927	—MERRIMACK PHARMACEUTICALS IN	10,800	$33K	0.32%
1928	—ANTARES PHARMA INC	11,100	$33K	0.32%
1929	RIGLUSDRIGEL PHARMACEUTICALS INC	10,000	$33K	0.32%
1930	GOOGALPHABET INC	39,911	$33K	0.32%
1931	MVISMICROVISION INC DEL	11,279	$29K	0.28%
1932	—LIMELIGHT NETWORKS INC	11,350	$29K	0.28%
1933	—ARENA PHARMACEUTICALS INC	20,228	$29K	0.28%
1934	—SYNTHETIC BIOLOGICS INC	47,034	$29K	0.28%
1935	NAKNORTHERN DYNASTY MINERALS LT	20,266	$29K	0.28%
1936	LAB 2.75 02/01/34FLUIDIGM CORP DEL	42,000	$28K	0.27%
1937	—TTM TECHNOLOGIES INC	14,000	$25K	0.24%
1938	—CYTORI THERAPEUTICS INC	15,800	$25K	0.24%
1939	GSATUSDGLOBALSTAR INC	15,584	$25K	0.24%
1940	—180 DEGREE CAP CORP	17,300	$25K	0.24%
1941	—OHR PHARMACEUTICAL INC	27,000	$24K	0.23%
1942	JEF 3.875 11/01/29JEFFERIES GROUP INC NEW	23,000	$23K	0.22%
1943	—EV ENERGY PARTNERS LP	15,350	$23K	0.22%
1944	—AVINGER INC	11,678	$22K	0.21%
1945	—PARKER DRILLING CO	11,950	$21K	0.20%
1946	MLSSMILESTONE SCIENTIFIC INC	15,666	$21K	0.20%
1947	GPRCHFGREAT PANTHER SILVER LTD	12,500	$20K	0.19%
1948	SRSCQSEARS CDA INC	14,078	$19K	0.18%
1949	—TEVA PHARMACEUTICAL FIN LLC	19,000	$19K	0.18%
1950	—APOLLO COML REAL EST FIN INC	18,000	$19K	0.18%
1951	—BIOBLAST PHARMA LTD	24,000	$19K	0.18%
1952	—GOLDMAN SACHS GROUP INC	12,000	$18K	0.17%
1953	—REGULUS THERAPEUTICS INC	10,248	$17K	0.16%
1954	—PENN WEST PETE LTD NEW	10,000	$17K	0.16%
1955	—NORDIC AMERN OFFSHORE LTD	15,005	$17K	0.16%
1956	—NANOVIRICIDES INC	15,429	$17K	0.16%
1957	ARWRARROWHEAD PHARMACEUTICALS IN	10,000	$16K	0.15%	Call
1958	NHI 3.25 04/01/21NATIONAL HEALTH INVS INC	14,000	$16K	0.15%
1959	—WELLS FARGO & CO	12,000	$15K	0.14%
1960	—INTEL CORP	11,000	$15K	0.14%
1961	—AMERICAN LORAIN CORP	27,540	$15K	0.14%
1962	—ANI PHARMACEUTICALS INC	13,000	$14K	0.13%
1963	—BLACKSTONE MTG TR INC	12,000	$14K	0.13%
1964	WTMWHITE MTNS INS GROUP LTD	15,002	$13K	0.13%
1965	—CHINA GREEN AGRICULTURE INC	10,000	$13K	0.12%
1966	—BLACKROCK CAPITAL INVESTMENT	13,000	$13K	0.12%
1967	—RESOURCE CAP CORP	13,000	$13K	0.12%
1968	—TIDEWATER INC	11,000	$13K	0.12%
1969	—REDWOOD TR INC	13,000	$13K	0.12%
1970	XXII22ND CENTY GROUP INC	10,000	$12K	0.11%
1971	—RENEWABLE ENERGY GROUP INC	12,000	$12K	0.11%
1972	—WELLS FARGO & CO	11,000	$11K	0.11%
1973	BKNGPRICELINE GRP INC	5,816	$10K	0.10%
1974	—PROSPECT CAPITAL CORPORATION	10,000	$10K	0.10%
1975	—NEW MTN FIN CORP	10,000	$10K	0.10%
1976	—ARES CAP CORP	10,000	$10K	0.10%
1977	—CAPSTONE TURBINE CORP	10,800	$9K	0.09%
1978	AZOAUTOZONE INC	3,745	$3K	0.03%
1979	ISRGINTUITIVE SURGICAL INC	1,947	$1K	0.01%
1980	BAC 7.25 PERP LBANK AMER CORP	867	$1K	0.01%

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