HIGHBRIDGE CAPITAL MANAGEMENT LLC Q4 2023 Filing

Filed February 12, 2024

Portfolio Value

$2.5B

Holdings

360

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (360 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	AQLTISHARES TR	1,500,000	$301.1M	12.28%	Put
2	OXY/WSOCCIDENTAL PETE CORP	3,723,153	$144.9M	5.91%
3	F 0 03/15/26FORD MTR CO DEL	145,000,000	$144.5M	5.89%
4	—OCCIDENTAL PETE CORP	2,112,700	$126.1M	5.14%	Put
5	LBRDKLIBERTY BROADBAND CORP	917,547	$73.9M	3.02%
6	NICEIT 0 09/15/25NICE LTD	63,500,000	$60.1M	2.45%
7	—GAMIDA CELL INC	75,000,000	$60.0M	2.45%
8	SRPT 1.25 09/15/27SAREPTA THERAPEUTICS INC	50,000,000	$50.8M	2.07%
9	IART 0.5 08/15/25INTEGRA LIFESCIENCES HLDGS C	53,748,000	$50.6M	2.07%
10	PDD 0 12/01/25PDD HOLDINGS INC	47,500,000	$49.1M	2.00%
11	AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC	43,500,000	$48.3M	1.97%
12	LCII 1.125 05/15/26LCI INDS	46,000,000	$45.5M	1.85%
13	TLRY 5.2 06/15/27TILRAY BRANDS INC	38,000,000	$43.2M	1.76%
14	OMCL 0.25 09/15/25OMNICELL COM	44,889,000	$41.3M	1.68%
15	SEALTD 0.25 09/15/26SEA LTD	48,000,000	$39.4M	1.61%
16	DOCN 0 12/01/26DIGITALOCEAN HLDGS INC NOTE 12/0	40,238,000	$33.4M	1.36%
17	MSTRMICROSTRATEGY INC	49,700	$31.4M	1.28%	Put
18	—ACORDA THERAPEUTICS INC	45,283,000	$31.0M	1.26%
19	RGENREPLIGEN CORP	27,500,000	$30.9M	1.26%
20	XMTR 1 02/01/27XOMETRY INC	32,850,000	$30.3M	1.24%
21	TNDM 1.5 05/01/25TANDEM DIABETES CARE INC	31,701,000	$30.1M	1.23%
22	PSN 0.25 08/15/25PARSONS CORP DEL	21,000,000	$30.1M	1.23%
23	NIO 0.5 02/01/27NIO INC	31,900,000	$29.3M	1.19%
24	SNAP 0 05/01/27SNAP INC	35,000,000	$28.1M	1.15%
25	FWONALIBERTY MEDIA CORP DEL	739,839	$27.7M	1.13%
26	OMER 5.25 02/15/26OMEROS CORP	45,083,000	$27.4M	1.12%
27	ARAY 3.75 06/01/26ACCURAY INC DEL	31,000,000	$27.2M	1.11%
28	JAZZ 1.5 08/15/24JAZZ INVESTMENTS I LTD	26,352,000	$25.6M	1.04%
29	U 0 11/15/26UNITY SOFTWARE INC	29,500,000	$24.6M	1.00%
30	GH 0 11/15/27GUARDANT HEALTH INC	32,000,000	$22.6M	0.92%
31	MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN	27,455,000	$22.5M	0.92%
32	REAL 3 06/15/25THE REALREAL INC	29,833,000	$22.2M	0.91%
33	MLAB 1.375 08/15/25MESA LABS INC	24,000,000	$22.1M	0.90%
34	AMEDAMEDISYS INC	225,056	$21.4M	0.87%
35	BKD 7 11/15/25BROOKDALE SR LIVING INC	243,913	$20.4M	0.83%
36	SNAPSNAP INC	1,200,000	$20.3M	0.83%	Put
37	FUBO 3.25 02/15/26FUBOTV INC	27,550,000	$20.2M	0.82%
38	INVA 2.125 03/15/28INNOVIVA INC	23,135,000	$20.1M	0.82%
39	—COHERUS BIOSCIENCES INC	29,647,000	$19.4M	0.79%
40	HCAT 2.5 04/15/25HEALTH CATALYST INC	20,661,000	$19.2M	0.78%
41	TVTX 2.25 03/01/29TRAVERE THERAPEUTICS INC	29,225,000	$19.0M	0.78%
42	ABNB 0 03/15/26AIRBNB INC	21,000,000	$18.9M	0.77%
43	RDFN 0 10/15/25REDFIN CORP	22,000,000	$18.8M	0.77%
44	NEENEXTERA ENERGY INC	305,500	$18.6M	0.76%
45	NIONIO INC	1,994,600	$18.1M	0.74%	Put
46	KPTI 3 10/15/25KARYOPHARM THERAPEUTICS INC	31,500,000	$15.9M	0.65%
47	NOTV 3.25 10/15/27INOTIV INC	37,475,000	$15.9M	0.65%
48	DDD 0 11/15/263D SYS CORP DEL	20,000,000	$15.2M	0.62%
49	—PROTALIX BIOTHERAPEUTICS INC	12,500,000	$14.8M	0.60%
50	RVNC 1.75 02/15/27REVANCE THERAPEUTICS INC	20,000,000	$14.4M	0.59%
51	—AMERICAN AIRLS GROUP INC	1,050,000	$14.4M	0.59%	Put
52	INSG 3.25 05/01/25INSEEGO CORP	47,926,000	$14.2M	0.58%
53	COINCOINBASE GLOBAL INC	80,000	$13.9M	0.57%	Put
54	BYND 0 03/15/27BEYOND MEAT INC	72,000,000	$13.8M	0.56%
55	KVUEKENVUE INC	625,000	$13.5M	0.55%	Call
56	DISH 2.375 03/15/24DISH NETWORK CORPORATION	13,500,000	$13.3M	0.54%
57	CUTR 2.25 03/15/26CUTERA INC	32,685,000	$13.2M	0.54%
58	ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE	22,250,000	$13.0M	0.53%
59	CHGG 0.125 03/15/25CHEGG INC	14,000,000	$12.9M	0.52%
60	CNMD 2.25 06/15/27CONMED CORP	12,500,000	$12.6M	0.51%
61	CUTR 2.25 06/01/28CUTERA INC	47,970,000	$11.8M	0.48%
62	EYE 2.5 05/15/25NATIONAL VISION HLDGS INC	10,882,000	$10.9M	0.45%
63	DISH 0 12/15/25DISH NETWORK CORPORATION	17,500,000	$10.9M	0.45%
64	SPLKCHFSPLUNK INC	62,500	$9.5M	0.39%
65	GOSS 5 06/01/27GOSSAMER BIO INC	25,000,000	$9.4M	0.38%
66	PETQ 4 06/01/26PETIQ INC	9,166,000	$9.2M	0.37%
67	STHOSTAR HLDGS	599,295	$9.0M	0.37%
68	CPRICAPRI HOLDINGS LTD	165,000	$8.3M	0.34%
69	PTON 0 02/15/26PELOTON INTERACTIVE INC	10,000,000	$7.8M	0.32%
70	FWONALIBERTY MEDIA CORP DEL	131,387	$7.6M	0.31%
71	—SIRIUS XM HOLDINGS INC	1,207,100	$6.6M	0.27%	Put
72	SIRIEURSIRIUS XM HOLDINGS INC	1,207,100	$6.6M	0.27%
73	VECO 3.5 01/15/25VEECO INSTRS INC DEL	5,000,000	$6.4M	0.26%
74	SEDG 0 09/15/25SOLAREDGE TECHNOLOGIES INC	6,500,000	$5.9M	0.24%
75	IMGNEURIMMUNOGEN INC	200,000	$5.9M	0.24%
76	IRHOIRON HORSE ACQUISITIONS CORP	569,900	$5.7M	0.23%
77	—HH&L ACQUISITION CO	500,000	$5.4M	0.22%
78	BATRAATLANTA BRAVES HLDGS INC	129,625	$5.1M	0.21%
79	—SIRIUS XM HOLDINGS INC	925,000	$5.1M	0.21%	Call
80	WESTWESTROCK COFFEE CO	2,099,385	$4.8M	0.20%
81	MSTR 0 02/15/27MICROSTRATEGY INC	5,300,000	$4.7M	0.19%
82	HESHESS CORP	30,000	$4.3M	0.18%
83	CLVTCLARIVATE PLC	355,000	$3.3M	0.13%	Call
84	PCTPURECYCLE TECHNOLOGIES INC	800,000	$3.2M	0.13%	Put
85	BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC	2,500,000	$3.0M	0.12%
86	—CELLEBRITE DI LTD	1,879,243	$3.0M	0.12%
87	GRNDGRINDR INC	1,451,553	$2.6M	0.11%
88	—THESEUS PHARMACEUTICALS INC	616,860	$2.5M	0.10%
89	—MARATHON DIGITAL HOLDINGS IN	100,000	$2.3M	0.10%	Put
90	WALDWALDENCAST PLC	2,419,141	$2.3M	0.10%
91	—CACTUS ACQUISITION CORP 1 LT	199,900	$2.2M	0.09%
92	UHGWWUNITED HOMES GROUP INC	1,933,933	$1.9M	0.08%
93	TBPHTHERAVANCE BIOPHARMA INC	166,234	$1.9M	0.08%
94	OKURRENEO PHARMACEUTICALS INC	1,121,704	$1.8M	0.07%
95	VELOVELO3D INC	4,177,476	$1.7M	0.07%
96	LVWR/WSLIVEWIRE GROUP INC	3,993,105	$1.6M	0.07%
97	AFJKAIMEI HEALTH TECHNOLOGY CO L	150,000	$1.5M	0.06%
98	VFSVINFAST AUTO LTD	814,800	$1.4M	0.06%
99	RNWRENEW ENERGY GLOBAL PLC	1,205,963	$1.4M	0.06%
100	CNSLEURCONSOLIDATED COMM HLDGS INC	308,785	$1.3M	0.05%

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