HIGHBRIDGE CAPITAL MANAGEMENT LLC Q4 2020 Filing

Filed February 12, 2021

Portfolio Value

$2.6T

Holdings

117

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (117 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	650,000	$243.0B	9.31%	Put
2	W 1.125 11/01/24WAYFAIR INC	42,000,000	$87.5B	3.35%
3	GFLCN 6 03/15/23GFL ENVIRONMENTAL INC	1,153,459	$81.3B	3.11%
4	—WORKDAY INC	40,000,000	$67.0B	2.56%
5	—NUANCE COMMUNICATIONS INC	33,915,000	$63.1B	2.42%
6	—INFINERA CORP	49,000,000	$61.0B	2.34%
7	OPK 4.5 02/15/25OPKO HEALTH INC	47,920,000	$60.9B	2.33%
8	HYMCUSDHYCROFT MINING HOLDING CORP	7,740,213	$60.8B	2.33%
9	TVTX 2.5 09/15/25RETROPHIN INC	54,400,000	$56.3B	2.16%
10	—RAPID7 INC	25,477,000	$56.3B	2.16%
11	—REALPAGE INC	25,500,000	$53.2B	2.04%
12	X 5 11/01/26UNITED STATES STL CORP NEW	34,925,000	$52.9B	2.02%
13	—INVACARE CORP	53,927,000	$51.1B	1.96%
14	—COLFAX CORP	308,901	$49.9B	1.91%
15	—CREE INC	25,800,000	$46.9B	1.80%
16	—GREEN PLAINS INC	48,035,000	$46.1B	1.77%
17	KKRKKR & CO INC	1,102,809	$44.7B	1.71%
18	OMER 5.25 02/15/26OMEROS CORP	40,000,000	$43.9B	1.68%
19	DHRDANAHER CORPORATION	192,801	$42.8B	1.64%
20	W 1 08/15/26WAYFAIR INC	24,000,000	$41.1B	1.57%
21	AAL 6.5 07/01/25AMERICAN AIRLS GROUP INC	32,500,000	$41.0B	1.57%
22	TRIB 4 04/01/45TRINITY BIOTECH INVT LTD	53,175,000	$37.8B	1.45%
23	SPLK 0.5 09/15/23SPLUNK INC	28,280,000	$37.1B	1.42%
24	—NANTHEALTH INC	38,445,000	$36.8B	1.41%
25	EZPW 2.375 05/01/25EZCORP INC	44,162,000	$35.3B	1.35%
26	EZPW 2.875 07/01/24EZCORP INC	37,377,000	$35.2B	1.35%
27	—COLLEGIUM PHARMACEUTICAL INC	35,995,000	$35.0B	1.34%
28	—PARATEK PHARMACEUTICALS INC	39,392,000	$34.9B	1.34%
29	—INTERCEPT PHARMACEUTICALS IN	55,943,000	$34.7B	1.33%
30	CLVS 1.25 05/01/25CLOVIS ONCOLOGY INC	48,566,000	$34.4B	1.32%
31	—ENVESTNET INC	25,700,000	$34.2B	1.31%
32	BDXBECTON DICKINSON & CO	133,262	$33.3B	1.28%
33	MLAB 1.375 08/15/25MESA LABS INC	28,650,000	$33.0B	1.26%
34	—SWITCHBACK ENERGY ACQUISTN C	820,100	$32.9B	1.26%	Put
35	GRAFUSDVELODYNE LIDAR INC	1,389,307	$31.7B	1.21%
36	—HELIX ENERGY SOLUTIONS GRP I	29,500,000	$30.4B	1.16%
37	—PROTALIX BIOTHERAPEUTICS INC	31,014,000	$29.4B	1.13%
38	—QUOTIENT LTD	5,335,191	$27.8B	1.06%
39	—LUMINAR TECHNOLOGIES INC	800,000	$27.2B	1.04%	Put
40	—VERASTEM INC	28,000,000	$26.7B	1.02%
41	—CHURCHILL CAPITAL CORP IV	2,649,998	$26.5B	1.02%
42	—VEONEER INC	20,100,000	$24.7B	0.95%
43	—LANNETT CO INC	35,800,000	$24.0B	0.92%
44	—SILICON LABORATORIES INC	17,288,000	$24.0B	0.92%
45	—SWITCHBACK ENERGY ACQUISTN C	1,416,725	$21.8B	0.84%
46	—COLONY STARWOOD HOMES	16,000,000	$21.1B	0.81%
47	PLTRPALANTIR TECHNOLOGIES INC	870,468	$20.5B	0.78%
48	—FLEXION THERAPEUTICS INC	22,241,000	$20.2B	0.77%
49	—OMEROS CORP	18,845,000	$20.2B	0.77%
50	—INTERCEPT PHARMACEUTICALS IN	22,977,000	$18.3B	0.70%
51	—TATTOOED CHEF INC	1,548,688	$17.7B	0.68%
52	—LUMINAR TECHNOLOGIES INC	487,581	$16.6B	0.63%
53	—DESKTOP METAL INC	959,886	$16.5B	0.63%
54	IVC 5 11/15/24INVACARE CORP	17,223,000	$15.9B	0.61%
55	—CF ACQUISITION CORP IV	1,500,000	$15.4B	0.59%
56	—CONTURA ENERGY INC	1,274,368	$14.5B	0.55%
57	—CF FIN ACQUISITION CORP III	1,300,000	$13.9B	0.53%
58	—SWITCHBACK ENERGY ACQUISTN C	335,172	$13.4B	0.51%
59	—ATLAS CREST INVT CORP	1,242,092	$13.1B	0.50%
60	—ALTITUDE ACQUISITION CORP	1,250,000	$12.9B	0.50%
61	BKNGBOOKING HOLDINGS INC	5,504	$12.3B	0.47%
62	SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC	5,000,000	$12.2B	0.47%
63	—CONX CORP	1,150,000	$12.0B	0.46%
64	—AMRYT PHARMA PLC	826,430	$11.7B	0.45%
65	WWAYFAIR INC	50,000	$11.3B	0.43%	Put
66	—SARISSA CAPITAL ACQUISITN CO	997,890	$10.6B	0.41%
67	—CORNER GROWTH ACQUISITION CO	1,000,000	$10.4B	0.40%
68	—CAPITOL INVESTMENT CORP V	1,000,000	$10.3B	0.39%
69	—ALTIMAR ACQUISITION CORP	760,000	$9.2B	0.35%
70	BILLBILL COM HLDGS INC	64,600	$8.8B	0.34%
71	—FTAC OLYMPUS ACQUISITION COR	790,175	$8.1B	0.31%
72	—SOCIAL CAP HEDSPIA HLDG CO I	449,400	$7.5B	0.29%
73	—FOREST ROAD ACQUISITION CORP	691,849	$7.3B	0.28%
74	—CIIG MERGER CORP	880,713	$7.2B	0.28%
75	OXY/WSOCCIDENTAL PETE CORP	1,000,000	$6.8B	0.26%
76	—HOSTESS BRANDS INC	4,011,884	$6.4B	0.24%
77	ADVWWADVANTAGE SOLUTIONS INC	2,248,650	$6.4B	0.24%
78	—7GC & CO HOLDINGS INC	600,000	$6.3B	0.24%
79	—AERIE PHARMACEUTICALS INC	6,482,000	$6.1B	0.23%
80	—ALTIMAR ACQUISITION CORP	500,000	$5.7B	0.22%
81	XIFRNEXTERA ENERGY PARTNERS LP	84,700	$5.7B	0.22%
82	—DESKTOP METAL INC	1,165,512	$5.6B	0.21%
83	GOEWQCANOO INC	1,545,800	$5.5B	0.21%
84	—FAST ACQUISITION CORP	530,500	$5.4B	0.21%
85	—SPARTAN ACQUISITION CORP II	500,000	$5.4B	0.21%
86	—RETAIL VALUE INC	360,155	$5.4B	0.21%
87	PEBPEBBLEBROOK HOTEL TR	247,306	$4.6B	0.18%
88	QSQUANTUMSCAPE CORP	50,000	$4.2B	0.16%	Put
89	—PANACEA ACQUISITION CORP	357,761	$4.2B	0.16%
90	ZNGAEURZYNGA INC	420,000	$4.1B	0.16%
91	LPSNUSDLIVEPERSON INC	66,500	$4.1B	0.16%
92	—GOOD WORKS ACQUISITION CORP	357,584	$3.6B	0.14%
93	—CLOVIS ONCOLOGY INC	3,187,000	$3.0B	0.11%
94	AEPAMERICAN ELEC PWR CO INC	34,324	$2.9B	0.11%
95	GOEVQCANOO INC	206,826	$2.9B	0.11%
96	—DESKTOP METAL INC	159,400	$2.7B	0.10%	Put
97	—ASSERTIO HOLDINGS INC	6,158,759	$2.2B	0.08%
98	CCIXCHURCHILL CAPITAL CORP V	200,000	$2.1B	0.08%
99	—INTERPRIVATE ACQUISITION COR	350,000	$1.4B	0.05%
100	HYMCLHYCROFT MINING HOLDING CORP	833,333	$1.3B	0.05%

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