HIGHBRIDGE CAPITAL MANAGEMENT LLC Q3 2023 Filing

Filed November 13, 2023

Portfolio Value

$2.4B

Holdings

427

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (427 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	1,000,000	$427.5M	17.76%	Put
2	—OCCIDENTAL PETE CORP	2,112,700	$137.1M	5.69%	Put
3	F 0 03/15/26FORD MTR CO DEL	132,000,000	$130.0M	5.40%
4	OXY/WSOCCIDENTAL PETE CORP	2,588,964	$112.0M	4.65%
5	LBRDKLIBERTY BROADBAND CORP	861,490	$78.7M	3.27%
6	—GAMIDA CELL INC	75,000,000	$65.3M	2.71%
7	IART 0.5 08/15/25INTEGRA LIFESCIENCES HLDGS C	54,248,000	$49.6M	2.06%
8	EYE 2.5 05/15/25NATIONAL VISION HLDGS INC	50,014,000	$48.1M	2.00%
9	TLRY 5.2 06/15/27TILRAY BRANDS INC	38,000,000	$43.1M	1.79%
10	OMCL 0.25 09/15/25OMNICELL COM	43,139,000	$40.4M	1.68%
11	LCII 1.125 05/15/26LCI INDS	43,000,000	$40.3M	1.67%
12	SRPT 1.25 09/15/27SAREPTA THERAPEUTICS INC	31,000,000	$34.8M	1.44%
13	JAZZ 1.5 08/15/24JAZZ INVESTMENTS I LTD	35,352,000	$34.2M	1.42%
14	LITE 0.25 03/15/24LUMENTUM HLDGS INC	31,494,000	$31.2M	1.30%
15	—ACORDA THERAPEUTICS INC	45,283,000	$30.9M	1.28%
16	SNAP 0 05/01/27SNAP INC	41,500,000	$30.9M	1.28%
17	ARAY 3.75 06/01/26ACCURAY INC DEL	30,000,000	$30.6M	1.27%
18	OMER 5.25 02/15/26OMEROS CORP	45,083,000	$27.4M	1.14%
19	PSN 0.25 08/15/25PARSONS CORP DEL	21,000,000	$26.7M	1.11%
20	BKD 7 11/15/25BROOKDALE SR LIVING INC	448,956	$26.2M	1.09%
21	CUTR 2.25 06/01/28CUTERA INC	41,970,000	$24.8M	1.03%
22	XMTR 1 02/01/27XOMETRY INC	32,850,000	$24.3M	1.01%
23	COIN 0.5 06/01/26COINBASE GLOBAL INC	32,000,000	$24.2M	1.00%
24	U 0 11/15/26UNITY SOFTWARE INC	29,500,000	$23.4M	0.97%
25	NIO 0.5 02/01/27NIO INC	25,900,000	$22.9M	0.95%
26	GH 0 11/15/27GUARDANT HEALTH INC	32,000,000	$22.3M	0.93%
27	ACCD 0.5 04/01/26ACCOLADE INC	26,739,000	$22.3M	0.93%
28	FWONALIBERTY MEDIA CORP DEL	685,576	$22.0M	0.91%
29	MLAB 1.375 08/15/25MESA LABS INC	24,000,000	$21.7M	0.90%
30	MSTR 0 02/15/27MICROSTRATEGY INC	30,750,000	$21.4M	0.89%
31	DDD 0 11/15/263D SYS CORP DEL	29,500,000	$21.3M	0.89%
32	BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC	21,875,000	$21.0M	0.87%
33	KPTI 3 10/15/25KARYOPHARM THERAPEUTICS INC	30,500,000	$20.7M	0.86%
34	SGENUSDSEAGEN INC	91,200	$19.3M	0.80%
35	DISH 2.375 03/15/24DISH NETWORK CORPORATION	20,000,000	$19.3M	0.80%
36	INVA 2.125 03/15/28INNOVIVA INC	23,135,000	$19.3M	0.80%
37	SEALTD 0.25 09/15/26SEA LTD	24,000,000	$19.2M	0.80%
38	—COHERUS BIOSCIENCES INC	31,647,000	$19.1M	0.79%
39	REAL 3 06/15/25THE REALREAL INC	26,833,000	$18.9M	0.79%
40	BYND 0 03/15/27BEYOND MEAT INC	72,000,000	$18.7M	0.78%
41	INSG 3.25 05/01/25INSEEGO CORP	46,426,000	$18.7M	0.78%
42	FUBO 3.25 02/15/26FUBOTV INC	27,550,000	$18.3M	0.76%
43	RVNC 1.75 02/15/27REVANCE THERAPEUTICS INC	20,978,000	$17.3M	0.72%
44	TVTX 2.25 03/01/29TRAVERE THERAPEUTICS INC	26,500,000	$17.2M	0.72%
45	MSTR 0.75 12/15/25MICROSTRATEGY INC	15,500,000	$16.8M	0.70%
46	MSTRMICROSTRATEGY INC	49,700	$16.3M	0.68%	Put
47	ABNB 0 03/15/26AIRBNB INC	17,500,000	$15.4M	0.64%
48	—GORES HOLDINGS IX INC	1,419,942	$14.8M	0.61%
49	RDFN 0 10/15/25REDFIN CORP	17,500,000	$14.3M	0.60%
50	AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC	12,500,000	$13.4M	0.55%
51	DISH 0 12/15/25DISH NETWORK CORPORATION	19,500,000	$13.2M	0.55%
52	HCAT 2.5 04/15/25HEALTH CATALYST INC	13,661,000	$13.0M	0.54%
53	NIONIO INC	1,385,000	$12.5M	0.52%	Put
54	—PANDORA MEDIA INC	12,000,000	$11.9M	0.50%
55	ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE	22,250,000	$11.6M	0.48%
56	—OMEROS CORP	11,275,000	$11.3M	0.47%
57	CHGG 0.125 03/15/25CHEGG INC	11,500,000	$10.4M	0.43%
58	KVUEKENVUE INC	500,000	$10.0M	0.42%	Call
59	CSGSCSG SYS INTL INC	194,239	$9.9M	0.41%
60	BBIO 2.25 02/01/29BRIDGEBIO PHARMA INC	13,000,000	$9.9M	0.41%
61	GOSS 5 06/01/27GOSSAMER BIO INC	25,000,000	$9.9M	0.41%
62	CAPRCAPRICOR THERAPEUTICS INC	2,789,699	$9.5M	0.40%
63	NEENEXTERA ENERGY INC	143,500	$8.2M	0.34%
64	LM0CLIBERTY MEDIA CORP DEL	300,000	$7.6M	0.32%
65	APO 6.75 07/31/26APOLLO GLOBAL MGMT INC	136,427	$7.5M	0.31%
66	PTON 0 02/15/26PELOTON INTERACTIVE INC	10,000,000	$7.2M	0.30%
67	CUTR 2.25 03/15/26CUTERA INC	10,000,000	$7.1M	0.29%
68	AMEDAMEDISYS INC	70,000	$6.5M	0.27%
69	VECO 3.5 01/15/25VEECO INSTRS INC DEL	5,000,000	$6.4M	0.27%
70	—KNIGHTSWAN ACQUISITION CORP	609,269	$6.4M	0.27%
71	—HH&L ACQUISITION CO	600,000	$6.4M	0.26%
72	—99 ACQUISITION GROUP INC	607,745	$6.3M	0.26%
73	PETQ 4 06/01/26PETIQ INC	6,201,000	$6.0M	0.25%
74	STHOSTAR HLDGS	466,684	$5.8M	0.24%
75	—SIRIUS XM HOLDINGS INC	1,207,100	$5.5M	0.23%	Put
76	—SIRIUS XM HOLDINGS INC	1,200,000	$5.4M	0.23%	Call
77	FWONALIBERTY MEDIA CORP DEL	94,571	$5.3M	0.22%
78	—ACROPOLIS INFRASTRUCTURE ACQ	514,295	$5.3M	0.22%
79	AORT 4.25 07/01/25ARTIVION INC	5,000,000	$5.1M	0.21%
80	—BIORA THERAPEUTICS INC	7,000,000	$4.5M	0.19%
81	CNDACONCORD ACQUISITION CORP II	422,702	$4.3M	0.18%
82	BATRAATLANTA BRAVES HLDGS INC	110,801	$4.0M	0.16%
83	PCTPURECYCLE TECHNOLOGIES INC	700,000	$3.9M	0.16%	Put
84	LYFTLYFT INC	4,000,000	$3.7M	0.15%
85	RNG 0 03/01/25RINGCENTRAL INC	3,924,000	$3.6M	0.15%
86	WKWORKIVA INC	34,576	$3.5M	0.15%
87	VFSVINFAST AUTO LTD	843,116	$3.3M	0.14%
88	—DENBURY INC	33,500	$3.3M	0.14%	Call
89	WESTWESTROCK COFFEE CO	1,639,749	$3.0M	0.12%
90	SPLKCHFSPLUNK INC	20,000	$2.9M	0.12%
91	—ZYNERBA PHARMACEUTICALS	2,283,979	$2.9M	0.12%
92	—CELLEBRITE DI LTD	2,007,274	$2.6M	0.11%
93	GOSSGOSSAMER BIO INC	3,031,306	$2.5M	0.10%
94	CLVTCLARIVATE PLC	355,000	$2.4M	0.10%	Call
95	—MARBLEGATE ACQUISITION CORP	225,000	$2.3M	0.10%
96	—CACTUS ACQUISITION CORP 1 LT	209,900	$2.3M	0.09%
97	WALDWALDENCAST PLC	2,317,549	$2.1M	0.09%
98	—BLUERIVER ACQUISITION CORP	200,054	$2.1M	0.09%
99	—PROJECT ENERGY REIMAGINED AC	200,000	$2.1M	0.09%
100	TBPHTHERAVANCE BIOPHARMA INC	227,300	$2.0M	0.08%

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