HIGHBRIDGE CAPITAL MANAGEMENT LLC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$6.3B

Holdings

1,089

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (1,089 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	—PACIFIC ETHANOL INC	128,985	$892K	0.01%
602	FSSFEDERAL SIGNAL CORP	67,161	$891K	0.01%
603	—TECH DATA CORP	10,472	$888K	0.01%
604	ADSKAUTODESK INC	12,300	$886K	0.01%	Put
605	CIENCIENA CORP	40,518	$883K	0.01%
606	—GENERAL CABLE CORP DEL NEW	58,928	$882K	0.01%
607	EP3ORASURE TECHNOLOGIES INC	109,415	$872K	0.01%
608	LEGLEGGETT & PLATT INC	18,875	$861K	0.01%
609	NMIHNMI HLDGS INC	112,601	$858K	0.01%
610	—NCI BUILDING SYS INC	58,717	$857K	0.01%
611	—SUNEDISON SEMICONDUCTOR LTD	75,000	$854K	0.01%
612	PAYXPAYCHEX INC	14,700	$852K	0.01%	Put
613	—WHITING PETE CORP NEW	97,200	$849K	0.01%	Put
614	ALLEALLEGION PUB LTD CO	12,300	$848K	0.01%
615	DARDARLING INGREDIENTS INC	62,640	$846K	0.01%
616	—MTS SYS CORP	18,357	$845K	0.01%
617	—CELLDEX THERAPEUTICS INC NEW	208,866	$844K	0.01%
618	NVRNVR INC	513	$841K	0.01%
619	MRO*MARATHON OIL CORP	53,000	$839K	0.01%	Put
620	—BMC STK HLDGS INC	47,005	$833K	0.01%
621	—RPX CORP	77,737	$831K	0.01%
622	—POLYONE CORP	24,573	$830K	0.01%
623	MCMOELIS & CO	30,805	$829K	0.01%
624	EX9EXELIXIS INC	64,700	$827K	0.01%	Put
625	—DIME CMNTY BANCSHARES	48,963	$820K	0.01%
626	—LA JOLLA PHARMACEUTICAL CO	34,374	$818K	0.01%
627	RSRELIANCE STEEL & ALUMINUM CO	11,234	$809K	0.01%
628	RRYDER SYS INC	12,263	$809K	0.01%
629	FIVNFIVE9 INC	51,578	$809K	0.01%
630	KGCKINROSS GOLD CORP	190,800	$804K	0.01%
631	UMPQUSDUMPQUA HLDGS CORP	53,305	$802K	0.01%
632	GDGENERAL DYNAMICS CORP	5,100	$797K	0.01%	Put
633	TSLATESLA MTRS INC	3,900	$796K	0.01%	Put
634	HIMXHIMAX TECHNOLOGIES INC	91,600	$787K	0.01%
635	CIGCOMPANHIA ENERGETICA DE MINA	303,196	$785K	0.01%
636	BCRXBIOCRYST PHARMACEUTICALS	176,962	$780K	0.01%
637	SPXCSPX CORP	38,725	$780K	0.01%
638	OASEUROASIS PETE INC NEW	68,000	$778K	0.01%	Put
639	RG6ROGERS CORP	12,633	$771K	0.01%
640	BCBRUNSWICK CORP	15,787	$770K	0.01%
641	LTXBUSDLEGACY TEX FINL GROUP INC	24,311	$769K	0.01%
642	SSYSSTRATASYS LTD	31,730	$765K	0.01%	Put
643	JRVRJAMES RIV GROUP LTD	21,102	$764K	0.01%
644	CNHICNH INDL N V	105,262	$754K	0.01%
645	—ZIONS BANCORPORATION	185,606	$752K	0.01%
646	TASTUSDCARROLS RESTAURANT GROUP INC	56,763	$750K	0.01%
647	UEICUNIVERSAL ELECTRS INC	10,044	$748K	0.01%
648	CLHCLEAN HARBORS INC	15,600	$748K	0.01%	Put
649	NTAPNETAPP INC	20,500	$743K	0.01%	Put
650	CELGCELGENE CORP	7,093	$741K	0.01%
651	—QUALITY SYS INC	65,326	$739K	0.01%
652	OSISOSI SYSTEMS INC	11,265	$736K	0.01%
653	FW2NBANNER CORP	16,805	$735K	0.01%
654	—SPARK ENERGY INC	25,026	$729K	0.01%
655	—BAZAARVOICE INC	123,262	$729K	0.01%
656	AGCOAGCO CORP	14,713	$725K	0.01%
657	LENLENNAR CORP	17,108	$724K	0.01%
658	HIHILLENBRAND INC	22,887	$724K	0.01%
659	TG7TRIUMPH GROUP INC NEW	25,942	$723K	0.01%
660	JWNUSDNORDSTROM INC	13,800	$716K	0.01%	Put
661	CMCSACOMCAST CORP NEW	10,696	$710K	0.01%
662	NXQUANEX BUILDING PRODUCTS COR	41,077	$709K	0.01%
663	ELVANTHEM INC	5,600	$704K	0.01%	Put
664	WDRWADDELL & REED FINL INC	38,655	$703K	0.01%
665	ELFE L F BEAUTY INC	25,000	$703K	0.01%
666	CALCALERES INC	27,771	$702K	0.01%
667	FTNTFORTINET INC	18,958	$700K	0.01%
668	TFSLTFS FINL CORP	39,264	$699K	0.01%
669	—PIONEER ENERGY SVCS CORP	172,917	$698K	0.01%
670	NOMDNOMAD HLDGS LTD	58,925	$697K	0.01%
671	BGGUSDBRIGGS & STRATTON CORP	37,210	$694K	0.01%
672	VFCV F CORP	12,400	$694K	0.01%	Put
673	—GLOBAL BRASS & COPPR HLDGS I	23,770	$686K	0.01%
674	BRKRBRUKER CORP	30,212	$685K	0.01%
675	—BOTTOMLINE TECH DEL INC	29,054	$677K	0.01%
676	EIXEDISON INTL	9,370	$677K	0.01%
677	AEGNAEGION CORP	35,446	$676K	0.01%
678	HLITHARMONIC INC	113,589	$674K	0.01%
679	—BANKRATE INC DEL	79,415	$673K	0.01%
680	ITUBITAU UNIBANCO HLDG SA	61,413	$672K	0.01%
681	MSGSMADISON SQUARE GARDEN CO NEW	3,930	$666K	0.01%
682	CUCAAVIS BUDGET GROUP	19,464	$666K	0.01%
683	—ULTRATECH INC	28,714	$663K	0.01%
684	UCBUNITED CMNTY BKS BLAIRSVLE G	31,330	$659K	0.01%
685	—SIGMA DESIGNS INC	84,130	$655K	0.01%
686	LKQ1LKQ CORP	18,362	$651K	0.01%
687	—PLY GEM HLDGS INC	48,657	$650K	0.01%
688	CPBCAMPBELL SOUP CO	11,900	$646K	0.01%	Put
689	—RUBY TUESDAY INC	257,895	$645K	0.01%
690	—AEGERION PHARMACEUTICALS INC	215,000	$639K	0.01%	Call
691	—INTRALINKS HLDGS INC	63,495	$639K	0.01%
692	—ROWAN COMPANIES PLC	41,881	$635K	0.01%
693	HURNHURON CONSULTING GROUP INC	10,620	$635K	0.01%
694	—CONSOL ENERGY INC	32,984	$633K	0.01%
695	MTRXMATRIX SVC CO	33,646	$631K	0.01%
696	IDIINTERDIGITAL INC	7,900	$627K	0.01%	Put
697	PINCPREMIER INC	19,288	$624K	0.01%
698	RIGLUSDRIGEL PHARMACEUTICALS INC	169,817	$623K	0.01%
699	SFMSPROUTS FMRS MKT INC	29,993	$620K	0.01%
700	—UNION BANKSHARES CORP NEW	23,103	$619K	0.01%

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