HIGHBRIDGE CAPITAL MANAGEMENT LLC Q2 2023 Filing

Filed August 11, 2023

Portfolio Value

$2.3B

Holdings

428

Report Date

Q2 2023

Filing Type

13F-HR

All Holdings (428 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	600,000	$266.0M	11.72%	Put
2	F 0 03/15/26FORD MTR CO DEL	105,000,000	$115.0M	5.07%
3	QQQINVESCO QQQ TR	300,000	$110.8M	4.88%	Put
4	—OCCIDENTAL PETE CORP	1,564,100	$92.0M	4.05%	Put
5	—GAMIDA CELL INC	75,000,000	$66.5M	2.93%
6	OXY/WSOCCIDENTAL PETE CORP	1,618,228	$60.4M	2.66%
7	LBRDKLIBERTY BROADBAND CORP	630,362	$50.5M	2.22%
8	IART 0.5 08/15/25INTEGRA LIFESCIENCES HLDGS C	54,248,000	$49.7M	2.19%
9	VIAV 1 03/01/24VIAVI SOLUTIONS INC	47,386,000	$47.1M	2.08%
10	LCII 1.125 05/15/26LCI INDS	45,500,000	$44.1M	1.94%
11	EYE 2.5 05/15/25NATIONAL VISION HLDGS INC	37,014,000	$38.7M	1.70%
12	JAZZ 1.5 08/15/24JAZZ INVESTMENTS I LTD	40,352,000	$38.5M	1.70%
13	—ACORDA THERAPEUTICS INC	45,283,000	$36.4M	1.60%
14	SNAP 0 05/01/27SNAP INC	48,500,000	$36.1M	1.59%
15	MARA 1 12/01/26MARATHON DIGITAL HOLDING 1 12/01/2026	65,000,000	$35.6M	1.57%
16	—PARATEK PHARMACEUTICALS INC	34,893,000	$34.2M	1.50%
17	OMER 5.25 02/15/26OMEROS CORP	45,083,000	$31.5M	1.39%
18	BKD 7 11/15/25BROOKDALE SR LIVING INC	525,000	$30.7M	1.35%
19	LITE 0.25 03/15/24LUMENTUM HLDGS INC	28,494,000	$30.4M	1.34%
20	ARAY 3.75 06/01/26ACCURAY INC DEL	30,000,000	$29.7M	1.31%
21	CUTR 2.25 06/01/28CUTERA INC	44,470,000	$27.9M	1.23%
22	MSTR 0.75 12/15/25MICROSTRATEGY INC	25,000,000	$27.2M	1.20%
23	OMCL 0.25 09/15/25OMNICELL COM	26,639,000	$26.6M	1.17%
24	COIN 0.5 06/01/26COINBASE GLOBAL INC	35,000,000	$26.5M	1.17%
25	XMTR 1 02/01/27XOMETRY INC 1 02/01/2027	32,850,000	$25.2M	1.11%
26	MSTR 0 02/15/27MICROSTRATEGY INC	38,500,000	$25.0M	1.10%
27	MNKD 2.5 03/01/26MANNKIND CORP	23,000,000	$24.0M	1.06%
28	U 0 11/15/26UNITY SOFTWARE INC	29,500,000	$23.6M	1.04%
29	ACCD 0.5 04/01/26ACCOLADE INC	26,739,000	$22.3M	0.98%
30	DISH 2.375 03/15/24DISH NETWORK CORPORATION	25,000,000	$22.3M	0.98%
31	MLAB 1.375 08/15/25MESA LABS INC	24,000,000	$21.7M	0.96%
32	DISH 0 12/15/25DISH NETWORK CORPORATION	40,000,000	$21.2M	0.93%
33	—AMC ENTMT HLDGS INC	4,789,000	$21.1M	0.93%	Put
34	KPTI 3 10/15/25KARYOPHARM THERAPEUTICS INC	30,500,000	$20.7M	0.91%
35	INVA 2.125 03/15/28INNOVIVA INC	24,635,000	$20.4M	0.90%
36	—COHERUS BIOSCIENCES INC	31,647,000	$19.5M	0.86%
37	AORT 4.25 07/01/25ARTIVION INC	18,500,000	$19.0M	0.84%
38	GH 0 11/15/27GUARDANT HEALTH INC	26,000,000	$18.8M	0.83%
39	INSG 3.25 05/01/25INSEEGO CORP	46,426,000	$18.6M	0.82%
40	REAL 3 06/15/25THE REALREAL INC	26,833,000	$18.4M	0.81%
41	BYND 0 03/15/27BEYOND MEAT INC	72,000,000	$18.4M	0.81%
42	DOCN 0 12/01/26DIGITALOCEAN HOLDINGS 0 12/01/2026	23,238,000	$18.3M	0.80%
43	FUBO 3.25 02/15/26FUBOTV INC	33,050,000	$18.2M	0.80%
44	NOTV 3.25 10/15/27INOTIV INC 3.25 10/15/2027	35,525,000	$17.9M	0.79%
45	DDD 0 11/15/263D SYS CORP DEL	22,500,000	$17.1M	0.75%
46	NIO 0.5 02/01/27NIO INC	20,000,000	$16.8M	0.74%
47	ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE	32,000,000	$16.1M	0.71%
48	BYNOBYNORDIC ACQUISITION CORP	1,419,504	$15.0M	0.66%
49	—PROTALIX BIOTHERAPEAUTIC 7.5 09/01/2024	12,500,000	$15.0M	0.66%
50	—GORES HOLDINGS IX INC	1,419,942	$14.6M	0.64%
51	RDFN 0 10/15/25REDFIN CORP	17,500,000	$14.4M	0.64%
52	CLVTCLARIVATE PLC	338,776	$13.9M	0.61%
53	MSTRMICROSTRATEGY INC	40,000	$13.7M	0.60%	Put
54	—FTAC ZEUS ACQUISITION COR	1,284,154	$13.4M	0.59%
55	VERI 1.75 11/15/26VERITONE INC 1.75 11/15/2026	20,000,000	$13.2M	0.58%
56	HCAT 2.5 04/15/25HEALTH CATALYST INC	13,661,000	$12.8M	0.56%
57	BANDBANDWIDTH INC	15,814,000	$12.4M	0.55%
58	—PANDORA MEDIA INC	12,000,000	$11.9M	0.53%
59	—OMEROS CORP	11,275,000	$11.1M	0.49%
60	—AMC ENTMT HLDGS INC	2,500,100	$11.0M	0.48%	Call
61	SGENUSDSEAGEN INC	55,000	$10.6M	0.47%
62	CHGG 0.125 03/15/25CHEGG INC	11,500,000	$10.1M	0.45%
63	STHOSTAR HLDGS	591,248	$8.7M	0.38%
64	CUTR 2.25 03/15/26CUTERA INC	10,000,000	$8.6M	0.38%
65	NEENEXTERA ENERGY INC	111,000	$8.2M	0.36%
66	LSXMKUSDLIBERTY MEDIA CORP DEL	250,000	$8.2M	0.36%
67	NIONIO INC	800,000	$7.8M	0.34%	Put
68	PTON 0 02/15/26PELOTON INTERACTIVE INC	10,000,000	$7.6M	0.34%
69	GOSS 5 06/01/27GOSSAMER BIO INC	23,000,000	$7.2M	0.32%
70	HVIIHENNESSY CAPITAL INVST CORP	659,095	$6.8M	0.30%
71	BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC	7,500,000	$5.9M	0.26%
72	TVTX 2.25 03/01/29TRAVERE THERAPEUTICS INC	7,000,000	$5.7M	0.25%
73	SCHWSCHWAB CHARLES CORP	100,000	$5.7M	0.25%	Put
74	VECO 3.5 01/15/25VEECO INSTRS INC DEL	5,000,000	$5.5M	0.24%
75	—KNIGHTSWAN ACQUISITION CORP	500,000	$5.3M	0.23%
76	—ACROPOLIS INFRASTRUCTURE ACQ	491,301	$5.0M	0.22%
77	NOVA 0.25 12/01/26SUNNOVA ENERGY INTL INC.	6,000,000	$4.7M	0.21%
78	—FINSERV ACQUISITION CORP II	444,454	$4.5M	0.20%
79	—BIORA THERAPEUTICS INC	7,000,000	$4.5M	0.20%
80	—HEARTLAND MEDIA ACQUISITION	411,021	$4.3M	0.19%
81	POLEANDRETTI ACQUISITION CORP	400,000	$4.3M	0.19%
82	290ACHINOOK THERAPEUTICS INC	110,000	$4.2M	0.19%
83	CRTAFCARTICA ACQUISITION CORP	350,000	$3.7M	0.16%
84	RNG 0 03/01/25RINGCENTRAL INC	3,924,000	$3.6M	0.16%
85	LYFTLYFT INC	4,000,000	$3.6M	0.16%
86	WESTWESTROCK COFFEE CO	1,187,661	$3.6M	0.16%
87	WKCWORLD KINECT CORPORATION	165,900	$3.4M	0.15%
88	BKCHGLOBAL BLOCKCHAIN ACQUI CORP	318,498	$3.4M	0.15%
89	RIVNRIVIAN AUTOMOTIVE INC	200,000	$3.3M	0.15%	Put
90	SNAPSNAP INC	266,000	$3.1M	0.14%	Put
91	NEENEXTERA ENERGY INC	40,000	$3.0M	0.13%	Put
92	—EVE HLDG INC	279,800	$2.9M	0.13%	Call
93	XRPNARMADA ACQUISITION CORP I	273,527	$2.9M	0.13%
94	BBAI/WSBIGBEAR AI HLDGS INC	2,277,536	$2.9M	0.13%
95	CLVTCLARIVATE PLC	300,000	$2.9M	0.13%	Call
96	—SIRIUS XM HOLDINGS INC	625,000	$2.8M	0.12%	Call
97	—GOLDEN STAR ACQUISITION CORP	251,447	$2.6M	0.11%
98	—BUKIT JALIL GBL ACQUISITION	250,000	$2.5M	0.11%
99	—CELLEBRITE DI LTD	2,008,975	$2.5M	0.11%
100	—MARBLEGATE ACQUISITION CORP	225,000	$2.3M	0.10%

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