HIGHBRIDGE CAPITAL MANAGEMENT LLC Q2 2019 Filing

Filed August 14, 2019

Portfolio Value

$1.5T

Holdings

153

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (153 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—CONTURA ENERGY INC	1,353,910	$70.3B	4.65%
2	—ZIONS BANCORPORATION N A	5,093,000	$69.1B	4.57%
3	SPYSPDR S&P 500 ETF TR	169,600	$49.7B	3.29%	Put
4	IWMISHARES TR	300,000	$46.7B	3.09%	Put
5	HYGISHARES TR	500,000	$43.6B	2.88%	Put
6	GQ9SPDR GOLD TRUST	300,000	$40.0B	2.64%	Put
7	—ASSERTIO THERAPEUTICS INC	53,500,000	$38.8B	2.56%
8	XOPUSDSPDR SERIES TRUST	1,380,000	$37.6B	2.49%	Put
9	—INVACARE CORP	47,503,000	$35.3B	2.33%
10	EEMISHARES TR	771,500	$33.1B	2.19%	Put
11	—INSEEGO CORP	25,466,000	$32.0B	2.12%
12	ZIONZIONS BANCORPORATION N A	650,600	$29.9B	1.98%	Put
13	—BARCLAYS BK PLC	1,125,000	$29.3B	1.93%	Put
14	—PARKER DRILLING CO	1,440,085	$29.2B	1.93%
15	—PARATEK PHARMACEUTICALS INC	41,325,000	$29.2B	1.93%
16	—MOSAIC ACQUISITION CORP	2,750,000	$28.0B	1.85%
17	—PACIFIC DRILLING SA LUXEMBOU	2,142,124	$27.0B	1.79%
18	VSATVIASAT INC	323,300	$26.1B	1.73%	Put
19	TVTX 2.5 09/15/25RETROPHIN INC	29,000,000	$26.1B	1.73%
20	PHMPULTE GROUP INC	800,000	$25.3B	1.67%	Put
21	IEFISHARES TR	228,000	$25.1B	1.66%	Put
22	—LINDBLAD EXPEDITIONS HLDGS I	3,559,942	$24.6B	1.63%
23	—NANTHEALTH INC	34,250,000	$22.1B	1.47%
24	—TESLA INC	22,500,000	$22.1B	1.46%
25	TRIB 4 04/01/45TRINITY BIOTECH INVT LTD	26,425,000	$20.5B	1.35%
26	—DFB HEALTHCARE ACQUISTION CO	1,999,998	$20.3B	1.34%
27	—INTERCEPT PHARMACEUTICALS IN	20,000,000	$19.9B	1.32%
28	SENS 5.25 02/01/23SENSEONICS HLDGS INC	19,000,000	$19.4B	1.28%
29	—FINTECH ACQUISITION CORP III	1,968,198	$19.4B	1.28%
30	—QUOTIENT LTD	1,978,355	$18.5B	1.22%
31	—PROTALIX BIOTHERAPEUTICS INC	19,407,000	$17.9B	1.19%
32	XBISPDR SERIES TRUST	200,000	$17.5B	1.16%	Put
33	CVNACARVANA CO	280,000	$17.5B	1.16%	Put
34	OPK 4.5 02/15/25OPKO HEALTH INC	20,000,000	$17.5B	1.16%
35	—TPG PACE HLDGS CORP	1,622,601	$16.9B	1.12%
36	PLUG 5.5 03/15/23PLUG POWER INC	15,000,000	$16.8B	1.11%
37	—HOSTESS BRANDS INC	8,800,000	$16.6B	1.10%
38	ASHASHLAND GLOBAL HLDGS INC	200,000	$16.0B	1.06%	Put
39	—CAPITOL INVT CORP IV	1,537,908	$15.7B	1.04%
40	—SOCIAL CAP HEDOSOPHIA HLDGS	1,500,000	$15.6B	1.03%
41	—OASIS PETE INC NEW	17,000,000	$15.6B	1.03%
42	WDCWESTERN DIGITAL CORP	325,000	$15.5B	1.02%	Call
43	—INVACARE CORP	17,650,000	$14.3B	0.95%
44	—VEONEER INCORPORATED	13,075,000	$13.6B	0.90%
45	GOOGLALPHABET INC	12,238	$13.3B	0.88%
46	—NEBULA ACQUISITION CORP	1,309,021	$13.2B	0.87%
47	NVAX 3.75 02/01/23NOVAVAX INC	32,118,000	$12.8B	0.85%
48	LPXLOUISIANA PAC CORP	473,700	$12.4B	0.82%	Put
49	—VERASTEM INC	22,625,000	$12.3B	0.81%
50	MDC1USDM D C HLDGS INC	373,400	$12.2B	0.81%	Put
51	XRXCHFXEROX CORP	338,500	$12.0B	0.79%	Put
52	—INFINERA CORPORATION	17,000,000	$11.6B	0.76%
53	ASHRDBX ETF TR	400,000	$11.3B	0.75%	Call
54	AVYAUSDAVAYA HLDGS CORP	881,824	$10.5B	0.69%
55	—ACAMAR PARTNERS ACQSITION CO	1,017,132	$10.2B	0.67%
56	GEGGEO GROUP INC NEW	481,200	$10.1B	0.67%	Put
57	—TELIGENT INC NEW	18,000,000	$9.6B	0.64%
58	CENTACENTRAL GARDEN & PET CO	348,234	$8.6B	0.57%
59	—LEO HOLDINGS CORP	815,000	$8.4B	0.55%
60	TSLATESLA INC	36,617	$8.2B	0.54%
61	CAHCARDINAL HEALTH INC	167,900	$7.9B	0.52%	Put
62	BABAALIBABA GROUP HLDG LTD	44,445	$7.5B	0.50%	Call
63	—THUNDER BRIDGE ACQUISITION L	694,882	$7.2B	0.48%
64	AXDX 2.5 03/15/23ACCELERATE DIAGNOSTICS INC	7,650,000	$6.5B	0.43%
65	BBCPCONCRETE PUMPING HLDGS INC	1,214,400	$6.2B	0.41%
66	CUKCARNIVAL PLC	131,500	$6.0B	0.39%
67	IACIEURIAC INTERACTIVECORP	27,259	$5.9B	0.39%
68	ZGZILLOW GROUP INC	115,969	$5.3B	0.35%
69	GBTUSDGLOBAL BLOOD THERAPEUTICS IN	80,000	$4.2B	0.28%
70	—TRANSLATE BIO INC	306,230	$3.9B	0.26%
71	—CLARIVATE ANALYTICS PLC	800,000	$3.8B	0.25%
72	UEOWESTLAKE CHEM CORP	50,000	$3.5B	0.23%	Call
73	—SPRINT CORPORATION	510,700	$3.4B	0.22%	Put
74	—CHESAPEAKE ENERGY CORP	4,000,000	$3.2B	0.21%
75	G3VGREEN PLAINS INC	294,347	$3.2B	0.21%
76	LENLENNAR CORP	81,067	$3.1B	0.21%
77	MKSIMKS INSTRUMENT INC	40,000	$3.1B	0.21%
78	EMREMERSON ELEC CO	46,500	$3.1B	0.21%	Put
79	—SINA CORP	70,000	$3.0B	0.20%	Call
80	ALBALBEMARLE CORP	40,000	$2.8B	0.19%	Call
81	MPCMARATHON PETE CORP	50,000	$2.8B	0.18%	Call
82	—INTELSAT S A	140,800	$2.7B	0.18%
83	PACKRANPAK HLDGS CORP	287,505	$2.5B	0.17%
84	KTKT CORP	196,200	$2.4B	0.16%
85	BIDUNBAIDU INC	20,000	$2.3B	0.16%	Call
86	THTARGET HOSPITALITY CORP	1,190,944	$2.3B	0.15%
87	SNYSANOFI	3,828,784	$2.0B	0.13%
88	—SENTINEL ENERGY SVCS INC	2,996,000	$1.9B	0.13%
89	—RANPAK HLDGS CORP	1,355,000	$1.7B	0.11%
90	—SOCIAL CAP HEDOSOPHIA HLDGS	1,207,100	$1.6B	0.11%
91	LILALIBERTY LATIN AMERICA LTD	91,100	$1.6B	0.10%
92	—ISTAR INC	121,900	$1.5B	0.10%	Put
93	—FINTECH ACQUISITION CORP III	989,865	$1.4B	0.09%
94	OPKOPKO HEALTH INC	473,198	$1.2B	0.08%
95	—BIOHAVEN PHARMACTL HLDG CO L	25,000	$1.1B	0.07%
96	UISUNISYS CORP	107,623	$1.0B	0.07%
97	NIHDEURNII HLDGS INC	600,000	$1.0B	0.07%
98	TDOCTELADOC HEALTH INC	14,500	$963.0M	0.06%
99	—SAEXPLORATION HLDGS INC	267,171	$962.0M	0.06%
100	—MOSAIC ACQUISITION CORP	950,000	$926.0M	0.06%

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