HIGHBRIDGE CAPITAL MANAGEMENT LLC Q1 2021 Filing

Filed May 12, 2021

Portfolio Value

$2.5B

Holdings

171

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (171 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	300,000	$118.9M	4.74%	Put
2	W 1.125 11/01/24WAYFAIR INC	42,000,000	$114.7M	4.57%
3	—WORKDAY INC	50,000,000	$86.2M	3.43%
4	BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC	49,655,000	$82.5M	3.29%
5	GFLCN 6 03/15/23GFL ENVIRONMENTAL INC	991,428	$80.9M	3.22%
6	OPK 4.5 02/15/25OPKO HEALTH INC	55,420,000	$79.8M	3.18%
7	GPRE 2.25 03/15/27GREEN PLAINS INC	67,000,000	$75.2M	3.00%
8	OMER 5.25 02/15/26OMEROS CORP	52,783,000	$65.5M	2.61%
9	—NUANCE COMMUNICATIONS INC	33,915,000	$62.8M	2.50%
10	DHRDANAHER CORPORATION	257,508	$58.0M	2.31%
11	—INFINERA CORP	45,000,000	$53.7M	2.14%
12	KKRKKR & CO INC	1,044,485	$51.0M	2.03%
13	—CREE INC	26,695,000	$48.5M	1.93%
14	LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT IN	29,279,000	$40.9M	1.63%
15	W 1 08/15/26WAYFAIR INC	17,000,000	$40.7M	1.62%
16	SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC	30,000,000	$39.2M	1.56%
17	—PARATEK PHARMACEUTICALS INC	44,492,000	$39.2M	1.56%
18	TRIB 4 04/01/45TRINITY BIOTECH INVT LTD	53,175,000	$37.8M	1.50%
19	—NANTHEALTH INC	36,945,000	$36.4M	1.45%
20	—ACORDA THERAPEUTICS INC	47,783,000	$35.4M	1.41%
21	EZPW 2.375 05/01/25EZCORP INC	42,065,000	$35.1M	1.40%
22	—ENVESTNET INC	28,200,000	$34.7M	1.38%
23	—COLLEGIUM PHARMACEUTICAL INC	30,245,000	$33.3M	1.33%
24	MLAB 1.375 08/15/25MESA LABS INC	28,650,000	$31.8M	1.27%
25	EZPW 2.875 07/01/24EZCORP INC	32,377,000	$29.9M	1.19%
26	INFN 2.5 03/01/27INFINERA CORP	20,000,000	$28.7M	1.15%
27	HYMCUSDHYCROFT MINING HOLDING CORP	7,740,213	$27.1M	1.08%
28	—VERASTEM INC	28,000,000	$26.7M	1.07%
29	—VEONEER INC	20,100,000	$26.1M	1.04%
30	—FLEXION THERAPEUTICS INC	27,470,000	$25.7M	1.02%
31	—HELIX ENERGY SOLUTIONS GRP I	20,569,000	$24.1M	0.96%
32	AVYA 2.25 06/15/23AVAYA HLDGS CORP	19,150,000	$23.8M	0.95%
33	—LANNETT CO INC	35,800,000	$23.7M	0.95%
34	CLVS 1.25 05/01/25CLOVIS ONCOLOGY INC	30,066,000	$22.9M	0.91%
35	—PROTALIX BIOTHERAPEUTICS INC	20,914,000	$22.1M	0.88%
36	—COLONY STARWOOD HOMES	15,000,000	$21.5M	0.86%
37	—REALPAGE INC	10,150,000	$21.2M	0.84%
38	BDXBECTON DICKINSON & CO	84,069	$20.4M	0.81%
39	—QUOTIENT LTD	5,321,991	$19.6M	0.78%
40	0VVBVIACOMCBS INC	432,306	$19.5M	0.78%
41	—PERSHING SQUARE TONTINE HLDG	734,000	$17.6M	0.70%	Call
42	PR 3.25 04/01/28CENTENNIAL RESOURCE DEV INC	18,000,000	$17.3M	0.69%
43	—HUDSON EXECUTIVE INVES III	1,683,791	$16.7M	0.67%
44	—INTERCEPT PHARMACEUTICALS IN	19,977,000	$16.4M	0.65%
45	GOEWQCANOO INC	2,870,504	$15.2M	0.61%
46	—CHURCHILL CAP CORP II	1,508,660	$15.1M	0.60%
47	—THERAVANCE BIOPHARMA INC	14,500,000	$14.8M	0.59%
48	OXY/WSOCCIDENTAL PETE CORP	1,229,324	$14.6M	0.58%
49	—AMRYT PHARMA PLC	1,012,424	$14.1M	0.56%
50	—EPIPHANY TECHNOLOGY ACQUISIT	1,435,523	$14.0M	0.56%
51	—REALPAGE INC	10,905,000	$14.0M	0.56%
52	FWONK 1 01/30/23LIBERTY MEDIA CORP DEL	10,749,000	$13.8M	0.55%
53	—CF ACQUISITION CORP IV	1,380,014	$13.5M	0.54%
54	—PERSHING SQUARE TONTINE HLDG	550,000	$13.2M	0.53%	Put
55	CCIXCHURCHILL CAPITAL CORP VII	1,291,639	$12.9M	0.51%
56	—INTERCEPT PHARMACEUTICALS IN	20,093,000	$12.9M	0.51%
57	—DESKTOP METAL INC	850,000	$12.7M	0.50%
58	—SANDBRIDGE ACQUISITION CORP	1,273,688	$12.6M	0.50%
59	—ASCENDANT DIGITAL ACQUISITIO	1,226,187	$12.1M	0.48%
60	DKNG1USDDRAFTKINGS INC	192,600	$11.8M	0.47%
61	—MCAP ACQUISITION CORP	1,183,614	$11.8M	0.47%
62	—SARISSA CAPITAL ACQUISITN CO	1,163,762	$11.8M	0.47%
63	—APOLLO STRATEGIC GRWT CPTL I	1,176,717	$11.7M	0.47%
64	—26 CAPITAL ACQUISITION CORP	1,192,067	$11.7M	0.47%
65	—ACCELERATE ACQUISITION CORP	1,173,776	$11.7M	0.46%
66	—REDBALL ACQUISITION CORP	1,150,000	$11.4M	0.46%	Call
67	—PIVOTAL INVESTMENT CORP III	1,140,014	$11.4M	0.45%
68	—CF ACQUISITION CORP VI	1,151,421	$11.4M	0.45%
69	AMRALPHA METALLURGICAL RESOUR I	875,000	$11.1M	0.44%
70	—CF ACQUISITION CORP V	1,099,998	$10.9M	0.43%
71	—7GC & CO HOLDINGS INC	1,064,135	$10.5M	0.42%
72	—890 5TH AVE PARTNERS INC	1,021,879	$9.9M	0.39%
73	ADVWWADVANTAGE SOLUTIONS INC	3,050,121	$9.8M	0.39%
74	—NORTH ATLANTIC ACQUISITN COR	999,999	$9.8M	0.39%
75	BKNGBOOKING HOLDINGS INC	4,154	$9.7M	0.39%
76	—CAPITOL INVESTMENT CORP V	891,700	$9.0M	0.36%
77	—BTRS HOLDINGS INC	1,276,194	$8.3M	0.33%
78	—APPHARVEST INC	1,233,098	$8.2M	0.33%
79	—ARRIVAL GROUP	1,417,856	$8.0M	0.32%
80	—SUSTAINABLE OPPORTNTS ACQ CO	788,249	$7.8M	0.31%
81	—GS ACQUISITION HLDGS CORP II	743,000	$7.7M	0.31%	Call
82	—CONX CORP	765,000	$7.6M	0.30%
83	—NOVUS CAPITAL CORPORATION II	729,759	$7.3M	0.29%
84	IVC 5 11/15/24INVACARE CORP	7,500,000	$7.3M	0.29%
85	—CF ACQUISITION CORP VIII	695,100	$6.9M	0.27%
86	—SPARTAN ACQUISITION CORP III	675,693	$6.8M	0.27%
87	—HOSTESS BRANDS INC	4,316,117	$6.3M	0.25%
88	—ALTIMAR ACQUISITION CORP III	619,660	$6.2M	0.25%
89	—FOREST ROAD ACQUISITION COR	620,000	$6.2M	0.25%
90	—ALTIMAR ACQUISITION CORP II	600,000	$6.1M	0.24%
91	—CORNER GROWTH ACQUISITION CO	619,175	$6.1M	0.24%
92	—FORUM MERGER IV CORP	612,300	$6.1M	0.24%
93	—ENVIRONMENTAL IMPACT ACQU CO	622,330	$6.0M	0.24%
94	—FORESIGHT ACQUISITION CORP	605,370	$6.0M	0.24%
95	—STARBOARD VALUE ACQUISITN CO	600,309	$6.0M	0.24%
96	—GORES HOLDINGS VII INC	598,090	$6.0M	0.24%
97	—FAST ACQUISITION CORP II	584,920	$5.8M	0.23%
98	—GORES HLDGS VIII INC	528,918	$5.3M	0.21%
99	—CHURCHILL CAPITAL CORP IV	225,000	$5.2M	0.21%	Call
100	—SILVER SPIKE ACQUISITN CORP	514,699	$5.1M	0.20%

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