HIGHBRIDGE CAPITAL MANAGEMENT LLC Q1 2019 Filing

Filed May 15, 2019

Portfolio Value

$3.3B

Holdings

316

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (316 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IWMISHARES TR	1,000,000	$153.1M	4.71%	Put
2	GQ9SPDR GOLD TRUST	750,000	$91.5M	2.81%	Put
3	—ZIONS BANCORPORATION N A	4,998,600	$66.4M	2.04%
4	CELGCELGENE CORP	687,065	$64.8M	1.99%	Call
5	MOALTRIA GROUP INC	1,050,600	$60.3M	1.86%	Put
6	XBISPDR SERIES TRUST	650,000	$58.9M	1.81%	Put
7	—CONTURA ENERGY INC	1,008,779	$58.4M	1.80%
8	NDQINVESCO QQQ TR	300,000	$53.9M	1.66%	Call
9	LOWLOWES COS INC	463,385	$50.7M	1.56%
10	—ASSERTIO THERAPEUTICS INC	61,000,000	$47.0M	1.44%
11	—GOGO INC	47,224,000	$46.0M	1.42%
12	G3VGREEN PLAINS INC	2,689,872	$44.9M	1.38%	Call
13	—INVACARE CORP	50,138,000	$43.8M	1.35%
14	HYGISHARES TR	500,000	$43.2M	1.33%	Put
15	—NICE SYS INC	25,000,000	$38.2M	1.17%
16	TVTX 2.5 09/15/25RETROPHIN INC	40,000,000	$37.7M	1.16%
17	CTRPUSDCTRIP COM INTL LTD	845,620	$36.9M	1.14%
18	—AEGERION PHARMACEUTICALS INC	52,100,000	$36.6M	1.12%
19	PHMPULTE GROUP INC	1,200,000	$33.6M	1.03%	Put
20	—INSEEGO CORP	25,466,000	$31.6M	0.97%
21	—AEROJET ROCKETDYNE HLDGS INC	21,000,000	$31.2M	0.96%
22	ASHASHLAND GLOBAL HLDGS INC	391,734	$30.6M	0.94%	Put
23	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DELAWARE	27,000,000	$30.3M	0.93%
24	—PACIFIC DRILLING SA LUXEMBOU	2,099,506	$29.6M	0.91%
25	ZIONZIONS BANCORPORATION N A	634,500	$28.8M	0.89%	Put
26	—MOSAIC ACQUISITION CORP	2,849,700	$28.7M	0.88%
27	AABAUSDALTABA INC	383,500	$28.4M	0.87%
28	—J2 GLOBAL INC	20,000,000	$26.8M	0.82%
29	—TESLA INC	26,000,000	$26.8M	0.82%
30	QTWO 0.75 02/15/23Q2 HLDGS INC	20,000,000	$26.2M	0.81%
31	SPYSPDR S&P 500 ETF TR	90,700	$25.6M	0.79%	Call
32	—TPG PACE HLDGS CORP	2,500,000	$25.6M	0.79%
33	TWTRUSDTWITTER INC	766,621	$25.2M	0.78%
34	VSATVIASAT INC	323,300	$25.1M	0.77%	Put
35	AMDADVANCED MICRO DEVICES INC	969,438	$24.7M	0.76%
36	—GORES HOLDINGS III INC	2,500,000	$24.7M	0.76%
37	—SPARTAN ENERGY ACQUISITON CO	2,500,000	$24.6M	0.76%
38	WDCWESTERN DIGITAL CORP	502,996	$24.2M	0.74%	Call
39	IEFISHARES TR	220,000	$23.5M	0.72%	Put
40	—GS ACQUISITION HLDGS CORP	2,250,000	$22.5M	0.69%
41	—NANTHEALTH INC	35,250,000	$22.0M	0.68%
42	—FINTECH ACQUISITION CORP III	2,250,000	$21.9M	0.67%
43	—RINGCENTRAL INC	15,000,000	$21.4M	0.66%
44	—PIVOTAL SOFTWARE INC	1,016,978	$21.2M	0.65%
45	—QUOTIENT LTD	2,342,666	$21.1M	0.65%
46	—INTERDIGITAL INC	20,000,000	$21.0M	0.65%
47	TRIB 4 04/01/45TRINITY BIOTECH INVT LTD	26,425,000	$20.6M	0.63%
48	SENS 5.25 02/01/23SENSEONICS HLDGS INC	19,000,000	$20.2M	0.62%
49	—DFB HEALTHCARE ACQUISTION CO	1,999,998	$20.0M	0.61%
50	—NUANCE COMMUNICATIONS INC	20,000,000	$19.9M	0.61%
51	—BARCLAYS BK PLC	675,000	$19.8M	0.61%	Put
52	FWONK 1 01/30/23LIBERTY MEDIA CORP DELAWARE	17,000,000	$19.2M	0.59%
53	—MELLANOX TECHNOLOGIES LTD	160,000	$18.9M	0.58%	Call
54	LINLINDE PLC	102,335	$17.9M	0.55%
55	OPK 4.5 02/15/25OPKO HEALTH INC	19,000,000	$17.9M	0.55%
56	—VERASTEM INC	22,625,000	$17.8M	0.55%
57	—PROTALIX BIOTHERAPEUTICS INC	19,407,000	$17.6M	0.54%
58	PAASPAN AMERICAN SILVER CORP	1,324,847	$17.6M	0.54%
59	—DEXCOM INC	13,000,000	$17.5M	0.54%
60	XOPUSDSPDR SERIES TRUST	550,000	$16.9M	0.52%	Put
61	—TORTOISE ACQUISITION CORP	1,665,050	$16.7M	0.51%
62	CVNACARVANA CO	280,000	$16.3M	0.50%	Put
63	—RMG ACQUISITION CORP	1,609,400	$16.1M	0.50%
64	—OASIS PETE INC NEW	17,000,000	$15.9M	0.49%
65	URIUNITED RENTALS INC	139,243	$15.9M	0.49%
66	MDC1USDM D C HLDGS INC	544,400	$15.8M	0.49%	Put
67	OSVEURVANECK VECTORS ETF TR	909,000	$15.7M	0.48%	Put
68	—CAPITOL INVT CORP IV	1,537,908	$15.6M	0.48%
69	—INVACARE CORP	17,050,000	$15.5M	0.48%
70	—SOCIAL CAP HEDOSOPHIA HLDGS	1,500,000	$15.3M	0.47%
71	LVSLAS VEGAS SANDS CORP	249,063	$15.2M	0.47%
72	AVGOBROADCOM INC	50,219	$15.1M	0.46%
73	TMUST MOBILE US INC	217,961	$15.1M	0.46%
74	—TRINE ACQUISITION CORP	1,500,000	$15.0M	0.46%
75	MLCOMELCO RESORTS AND ENTMT LTD	665,351	$15.0M	0.46%
76	—DIAMONDPEAK HLDGS COR	1,500,000	$15.0M	0.46%
77	—ACAMAR PARTNERS ACQSITION CO	1,500,000	$15.0M	0.46%
78	—CRESCENT ACQUISITION CORP	1,500,000	$15.0M	0.46%
79	—FAR PT ACQUISITION CORP	1,500,000	$14.9M	0.46%
80	—BUNGE LIMITED	270,446	$14.4M	0.44%	Put
81	LPXLOUISIANA PAC CORP	580,200	$14.1M	0.44%	Put
82	CVXCHEVRON CORP NEW	114,600	$14.1M	0.43%	Call
83	ZAYOEURZAYO GROUP HLDGS INC	487,500	$13.9M	0.43%	Put
84	—GORES METROPOULOS INC	1,335,005	$13.6M	0.42%
85	OUTOUTFRONT MEDIA INC	566,105	$13.2M	0.41%
86	—NEBULA ACQUISITION CORP	1,300,399	$13.0M	0.40%
87	—ONE MADISON CORP	1,250,000	$12.8M	0.39%
88	GOOGLALPHABET INC	10,838	$12.8M	0.39%
89	COTYCOTY INC	1,090,000	$12.5M	0.39%	Put
90	—TELIGENT INC NEW	18,500,000	$12.4M	0.38%
91	—CF FIN ACQUISITION CORP	1,250,000	$12.4M	0.38%
92	OLEDUNIVERSAL DISPLAY CORP	80,550	$12.3M	0.38%
93	—COLLIER CREEK HOLDINGS	1,225,703	$12.2M	0.38%
94	TSLATESLA INC	43,325	$12.1M	0.37%	Put
95	—HOSTESS BRANDS INC	9,052,000	$11.9M	0.36%
96	FDCFIRST DATA CORP NEW	450,000	$11.8M	0.36%
97	—MAGNOLIA OIL & GAS CORP	3,500,000	$11.8M	0.36%
98	NVAX 3.75 02/01/23NOVAVAX INC	32,118,000	$11.8M	0.36%
99	DBXDROPBOX INC	533,091	$11.6M	0.36%
100	—ENSCO PLC	2,902,499	$11.4M	0.35%	Put

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