HBK INVESTMENTS L P Q4 2020 Filing

Filed February 16, 2021

Portfolio Value

$11.8B

Holdings

667

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (667 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	10,039,500	$3.8B	31.70%	Put
2	BMY-RBRISTOL-MYERS SQUIBB CO	7,000,100	$3.5B	29.56%
3	STTSPDR S&P 500 ETF TR	4,325,800	$1.6B	13.66%	Call
4	SPYSPDR S&P 500 ETF TR	562,820	$210.4M	1.78%
5	—CAESARS ENTMT CORP	82,650,000	$181.6M	1.53%
6	GLDSPDR GOLD TR	769,200	$137.2M	1.16%	Put
7	—SQUARE INC	40,750,000	$114.4M	0.97%
8	AAL 6.5 07/01/25AMERICAN AIRLS GROUP INC	89,934,000	$113.4M	0.96%
9	W 1.125 11/01/24WAYFAIR INC	54,988,000	$112.0M	0.95%
10	DISCKUSDDISCOVERY INC	3,790,000	$99.3M	0.84%
11	UBERUBER TECHNOLOGIES INC	1,876,500	$95.7M	0.81%	Put
12	—AMERICAN AIRLS GROUP INC	5,493,300	$86.6M	0.73%	Put
13	—NIELSEN HLDGS PLC	4,000,000	$83.5M	0.71%	Call
14	COUP 0.125 06/15/25COUPA SOFTWARE INC	38,037,000	$82.9M	0.70%
15	PRAA 3.5 06/01/23PRA GROUP INC	67,542,000	$73.8M	0.62%
16	QQQINVESCO QQQ TR	228,400	$71.7M	0.61%	Put
17	—PINDUODUO INC	17,013,000	$70.9M	0.60%
18	IQIQIYI INC	3,821,600	$66.8M	0.56%	Put
19	—FACEBOOK INC	231,700	$63.3M	0.53%	Call
20	METAFACEBOOK INC	229,200	$62.6M	0.53%	Put
21	BL 0.125 08/01/24BLACKLINE INC	31,550,000	$59.4M	0.50%
22	SPLK 0.5 09/15/23SPLUNK INC	40,454,000	$52.9M	0.45%
23	AQLTISHARES TR	265,100	$52.0M	0.44%	Call
24	EXAS 0.375 03/01/28EXACT SCIENCES CORP	39,350,000	$51.7M	0.44%
25	—J2 GLOBAL INC	34,250,000	$50.1M	0.42%
26	—TWO HBRS INVT CORP	46,793,000	$47.2M	0.40%
27	SPLK 1.125 09/15/25SPLUNK INC	32,645,000	$44.1M	0.37%
28	—ARBOR REALTY TRUST INC	44,275,000	$44.0M	0.37%
29	CHGG 0.125 03/15/25CHEGG INC	23,850,000	$43.4M	0.37%
30	—MFA FINL INC	43,256,000	$42.9M	0.36%
31	OKTA 0.125 09/01/25OKTA INC	27,850,000	$41.6M	0.35%
32	—INVESCO QQQ TR	130,800	$41.0M	0.35%	Call
33	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DEL	31,000,000	$39.5M	0.33%
34	—IQIYI INC	34,992,000	$35.6M	0.30%
35	PRAAPRA GROUP INC	850,500	$33.7M	0.28%	Put
36	FDXFEDEX CORP	119,900	$31.1M	0.26%	Put
37	IQ 4 12/15/26IQIYI INC	30,658,000	$30.6M	0.26%
38	SNOWSNOWFLAKE INC	100,000	$28.1M	0.24%
39	—ALTERYX INC	228,800	$27.9M	0.24%	Put
40	AYX 1 08/01/26ALTERYX INC	25,304,000	$27.0M	0.23%
41	PYPLPAYPAL HLDGS INC	114,900	$26.9M	0.23%	Put
42	—ENCORE CAP GROUP INC	24,500,000	$26.7M	0.23%
43	—ENCORE CAP GROUP INC	684,500	$26.7M	0.23%	Put
44	PYPLPAYPAL HLDGS INC	112,405	$26.3M	0.22%
45	AQLTISHARES TR	300,000	$26.2M	0.22%	Call
46	AYX 0.5 08/01/24ALTERYX INC	25,100,000	$26.1M	0.22%
47	AAPLAPPLE INC	178,800	$23.7M	0.20%	Call
48	EXASEXACT SCIENCES CORP	177,100	$23.5M	0.20%	Put
49	INVA 2.125 01/15/23THERAVANCE INC	22,361,000	$22.7M	0.19%
50	CHWYCHEWY INC	250,000	$22.5M	0.19%	Put
51	ZSZSCALER INC	111,100	$22.2M	0.19%	Put
52	GENNORTONLIFELOCK INC	720,000	$22.2M	0.19%	Call
53	TAT&T INC	761,900	$21.9M	0.19%	Call
54	TAT&T INC	749,338	$21.6M	0.18%
55	—JAWS ACQUISITION CORP	1,600,000	$21.5M	0.18%
56	—SPLUNK INC	126,000	$21.4M	0.18%	Put
57	—FOLEY TRASIMENE ACQUISTN COR	1,900,001	$21.2M	0.18%
58	AAPLAPPLE INC	159,200	$21.1M	0.18%	Put
59	—CHURCHILL CAPITAL CORP IV	1,975,000	$19.8M	0.17%
60	TAT&T INC	686,900	$19.8M	0.17%	Put
61	—NEW YORK MTG TR INC	19,331,000	$19.3M	0.16%
62	TGTTARGET CORP	104,100	$18.4M	0.16%	Put
63	MSFTMICROSOFT CORP	81,500	$18.1M	0.15%	Put
64	—ENCORE CAP EUROPE FIN LTD	15,000,000	$16.9M	0.14%
65	CCLCARNIVAL CORP	764,000	$16.5M	0.14%	Call
66	HLF 2.625 03/15/24HERBALIFE LTD	15,205,000	$16.3M	0.14%
67	DALDELTA AIR LINES INC DEL	400,000	$16.1M	0.14%	Put
68	—ARTIUS ACQUISITION INC	1,500,000	$15.9M	0.13%
69	—IRONWOOD PHARMACEUTICALS INC	14,616,000	$15.9M	0.13%
70	—BROADCOM INC	35,800	$15.7M	0.13%	Put
71	—COHN ROBBINS HOLDINGS CORP	1,500,000	$15.6M	0.13%
72	—CC NEUBERGER PRIN HLDGS II	1,500,000	$15.6M	0.13%
73	GQ9SPDR GOLD TR	85,726	$15.3M	0.13%
74	—LOWES COS INC	91,200	$14.6M	0.12%	Put
75	RNGRINGCENTRAL INC	38,100	$14.4M	0.12%	Put
76	GDRXGOODRX HLDGS INC	350,000	$14.1M	0.12%
77	HLFHERBALIFE NUTRITION LTD	288,900	$13.9M	0.12%	Put
78	—INTREXON CORP	16,000,000	$13.8M	0.12%
79	—REDBALL ACQUISITION CORP	1,250,001	$13.6M	0.11%
80	UBERUBER TECHNOLOGIES INC	266,700	$13.6M	0.11%	Call
81	—FOLEY TRASIMENE ACQUISITION	900,000	$13.6M	0.11%
82	SEDGSOLAREDGE TECHNOLOGIES INC	42,000	$13.4M	0.11%	Put
83	ZDJ2 GLOBAL INC	136,300	$13.3M	0.11%	Put
84	CHGGCHEGG INC	144,000	$13.0M	0.11%	Put
85	LOWLOWES COS INC	80,663	$12.9M	0.11%
86	—TPG PACE BEN FIN CORP	500,000	$12.9M	0.11%
87	JAZZJAZZ PHARMACEUTICALS PLC	78,100	$12.9M	0.11%	Put
88	LYFTLYFT INC	253,300	$12.4M	0.11%	Put
89	—HORIZON ACQUISITION CORPORAT	1,200,000	$12.4M	0.10%
90	PANWPALO ALTO NETWORKS INC	34,300	$12.2M	0.10%	Put
91	PAGPENSKE AUTOMOTIVE GRP INC	197,300	$11.7M	0.10%	Put
92	DXCM 0.75 12/01/23DEXCOM INC	5,100,000	$11.6M	0.10%
93	ORCLORACLE CORP	176,811	$11.4M	0.10%
94	CMICUMMINS INC	50,100	$11.4M	0.10%	Put
95	—IRONWOOD PHARMACEUTICALS INC	10,000,000	$11.2M	0.09%
96	UNPUNION PAC CORP	53,380	$11.1M	0.09%
97	AXPAMERICAN EXPRESS CO	91,800	$11.1M	0.09%	Call
98	—SOCIAL CAPITAL HEDOSOPHA HLD	900,000	$11.1M	0.09%
99	EAELECTRONIC ARTS INC	76,423	$11.0M	0.09%
100	—VIACOMCBS INC	293,900	$11.0M	0.09%	Put

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