HBK INVESTMENTS L P Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$22.0B

Holdings

730

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (730 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	29,562,700	$12.7T	57737.51%	Put
2	STTSPDR S&P 500 ETF TR	7,650,600	$3.3T	14942.02%	Call
3	TSLATESLA INC	457,500	$354.8B	1614.64%	Put
4	TSLATESLA INC	269,656	$209.1B	951.69%
5	AMDADVANCED MICRO DEVICES INC	1,637,900	$168.5B	767.04%	Put
6	—SQUARE INC	53,678,000	$165.3B	752.50%
7	AQLTISHARES TR	700,000	$153.1B	696.88%	Put
8	W 1.125 11/01/24WAYFAIR INC	62,800,000	$141.1B	642.19%
9	GLDSPDR GOLD TR	680,000	$111.7B	508.22%	Put
10	GLDSPDR GOLD TR	680,000	$111.7B	508.22%	Call
11	—AMERICAN AIRLS GROUP INC	4,807,300	$98.6B	448.95%	Put
12	MDB 0.25 01/15/26MONGODB INC	41,400,000	$94.8B	431.56%
13	BHPBHP GROUP LTD	1,672,000	$89.5B	407.25%	Call
14	AQLTISHARES TR	393,800	$86.1B	392.05%	Call
15	AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC	52,809,000	$81.0B	368.68%
16	TSLATESLA INC	103,400	$80.2B	364.93%	Call
17	PRAA 3.5 06/01/23PRA GROUP INC	67,542,000	$74.9B	340.71%
18	ROKUROKU INC	236,700	$74.2B	337.55%	Put
19	W 0.625 10/01/25WAYFAIR INC	70,000,000	$69.9B	318.24%
20	BL 0.125 08/01/24BLACKLINE INC	36,906,000	$61.9B	281.68%
21	ROKUROKU INC	193,800	$60.7B	276.37%	Call
22	ZS 0.125 07/01/25ZSCALER INC	31,276,000	$57.1B	259.98%
23	TWO 6.25 01/15/26TWO HBRS INVT CORP	54,500,000	$56.3B	256.39%
24	SESEA LTD	174,100	$55.5B	252.54%	Put
25	—ARBOR REALTY TRUST INC	49,424,000	$55.3B	251.87%
26	AQLTISHARES TR	600,000	$52.5B	238.90%	Call
27	RWTREDWOOD TR INC	4,046,100	$52.2B	237.36%	Put
28	COINCOINBASE GLOBAL INC	186,400	$42.4B	192.98%	Put
29	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DEL	31,000,000	$42.4B	192.92%
30	EXAS 0.375 03/01/28EXACT SCIENCES CORP	38,500,000	$41.5B	188.67%
31	COUP 0.125 06/15/25COUPA SOFTWARE INC	27,037,000	$40.9B	186.00%
32	LYVLIVE NATION ENTERTAINMENT IN	421,400	$38.4B	174.77%	Put
33	ABRARBOR REALTY TRUST INC	2,043,800	$37.9B	172.36%	Put
34	QQQINVESCO QQQ TR	105,000	$37.6B	171.06%	Put
35	TRIPTRIPADVISOR INC	1,095,600	$37.1B	168.78%	Put
36	—ARES CAPITAL CORP	34,217,000	$36.8B	167.55%
37	CHGG 0.125 03/15/25CHEGG INC	25,500,000	$36.7B	167.10%
38	—MFA FINL INC	33,952,000	$34.8B	158.45%
39	SESEA LTD	108,000	$34.4B	156.66%	Call
40	DOCUDOCUSIGN INC	127,200	$32.7B	149.03%	Put
41	—BLACKSTONE MTG TR INC	1,037,500	$31.5B	143.16%	Put
42	ZSZSCALER INC	111,100	$29.1B	132.59%	Put
43	—ENCORE CAP GROUP INC	24,500,000	$28.1B	127.80%
44	PRAAPRA GROUP INC	628,000	$26.5B	120.44%	Put
45	—NEW YORK MTG TR INC	26,001,000	$26.4B	120.24%
46	AMCAMC ENTMT HLDGS INC	685,258	$26.1B	118.70%
47	—ENCORE CAP EUROPE FIN LTD	19,600,000	$25.3B	115.32%
48	—BLACKSTONE MORTGAGE TRUST IN	25,030,000	$25.3B	115.20%
49	SPOTSPOTIFY TECHNOLOGY S A	111,400	$25.1B	114.25%	Put
50	DOCUDOCUSIGN INC	97,300	$25.0B	114.00%	Call
51	SPOTSPOTIFY TECHNOLOGY S A	110,900	$25.0B	113.73%	Call
52	—ATLASSIAN CORP PLC	63,800	$25.0B	113.65%	Put
53	UBERUBER TECHNOLOGIES INC	546,356	$24.5B	111.40%
54	RBLXROBLOX CORP	319,700	$24.2B	109.92%	Call
55	RBLXROBLOX CORP	319,700	$24.2B	109.92%	Put
56	INVA 2.5 08/15/25INNOVIVA INC	19,650,000	$23.7B	107.80%
57	—ATLASSIAN CORP PLC	58,700	$23.0B	104.57%	Call
58	TDOC 0.875 06/01/25LIVONGO HEALTH INC	17,192,000	$22.6B	102.93%
59	PINSPINTEREST INC	442,700	$22.6B	102.65%	Call
60	—THERAVANCE BIOPHARMA INC	22,500,000	$20.8B	94.81%
61	PINSPINTEREST INC	379,200	$19.3B	87.93%	Put
62	IWMISHARES TR	86,442	$18.9B	86.06%
63	UBERUBER TECHNOLOGIES INC	408,100	$18.3B	83.21%	Put
64	EXASEXACT SCIENCES CORP	177,700	$17.0B	77.19%	Put
65	ARKTARK ETF TR	149,700	$16.5B	75.30%	Call
66	COINCOINBASE GLOBAL INC	70,000	$15.9B	72.47%	Call
67	—IRONWOOD PHARMACEUTICALS INC	14,616,000	$15.9B	72.30%
68	—COHN ROBBINS HOLDINGS CORP	1,538,632	$15.1B	68.76%
69	—CC NEUBERGER PRIN HLDGS II	1,500,000	$14.7B	67.04%
70	FVAVFORTRESS VALUE ACQUISI CORP	1,500,000	$14.6B	66.49%
71	—ENCORE CAP GROUP INC	294,000	$14.5B	65.92%	Put
72	—HORIZON ACQUISITION CORPORAT	1,405,209	$13.8B	62.67%
73	—PROSPECTOR CAPITAL CORP	1,382,332	$13.5B	61.40%
74	RWT 4.75 08/15/23REDWOOD TR INC	13,022,000	$13.4B	60.91%
75	WWAYFAIR INC	50,700	$13.0B	58.95%	Call
76	WWAYFAIR INC	50,700	$13.0B	58.95%	Put
77	TWLOTWILIO INC	40,500	$12.9B	58.81%	Put
78	TWLOTWILIO INC	40,300	$12.9B	58.52%	Call
79	—GORES GUGGENHEIM INC	1,250,000	$12.8B	58.14%
80	—COMPUTE HEALTH ACQUISITIN CO	1,305,815	$12.8B	58.06%
81	—LEAD EDGE GROWTH OPRTUNTS LT	1,301,300	$12.8B	58.04%
82	GPIGROUP 1 AUTOMOTIVE INC	67,600	$12.7B	57.80%	Put
83	—REDBALL ACQUISITION CORP	1,276,979	$12.6B	57.18%
84	—EXECUTIVE NETWORK PARTNERING	1,275,422	$12.5B	57.00%
85	GDRXGOODRX HLDGS INC	300,000	$12.3B	56.01%
86	BABOEING CO	55,600	$12.2B	55.66%	Put
87	CHGG 0 09/01/26CHEGG INC	12,355,000	$12.2B	55.49%
88	—ATHENA TECHNOLOGY ACQUISI CO	1,220,494	$12.1B	55.13%
89	BABOEING CO	54,200	$11.9B	54.25%	Call
90	—IRONWOOD PHARMACEUTICALS INC	10,000,000	$11.8B	53.80%
91	JPMJPMORGAN CHASE & CO	72,100	$11.8B	53.71%	Call
92	—JPMORGAN CHASE & CO	72,100	$11.8B	53.71%	Put
93	—PATHFINDER ACQUISITION CORP	1,191,685	$11.8B	53.58%
94	—EPIPHANY TECHNOLOGY ACQUISIT	1,167,758	$11.4B	51.92%
95	PYPLPAYPAL HLDGS INC	43,100	$11.2B	51.04%	Call
96	PYPLPAYPAL HLDGS INC	43,100	$11.2B	51.04%	Put
97	SESEA LTD	34,547	$11.0B	50.11%
98	—GROUP NINE ACQUISITION CORP	1,127,000	$11.0B	49.96%
99	—BRIGHT LIGHTS ACQUISITION CO	1,127,000	$11.0B	49.93%
100	—FTAC HERA ACQUISITION CORP	1,122,857	$10.9B	49.78%

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