HBK INVESTMENTS L P Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$10.3B

Holdings

612

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (612 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—INTREXON CORP	16,000,000	$6.2B	60.43%
2	SPYSPDR S&P 500 ETF TR	9,647,000	$3.2B	31.24%	Put
3	STTSPDR S&P 500 ETF TR	2,759,200	$924.0M	8.94%	Call
4	GLDSPDR GOLD TR	2,400,000	$425.1M	4.11%	Put
5	—TESLA INC	62,068,000	$369.3M	3.57%
6	QQQINVESCO QQQ TR	1,300,000	$361.2M	3.49%	Put
7	—CAESARS ENTMT CORP	165,300,000	$321.5M	3.11%
8	TSLATESLA INC	638,000	$273.7M	2.65%	Put
9	—TESLA INC	25,000,000	$172.9M	1.67%
10	UBERUBER TECHNOLOGIES INC	4,095,700	$149.4M	1.45%	Put
11	TSLATESLA INC	328,500	$140.9M	1.36%	Call
12	W 1.125 11/01/24WAYFAIR INC	49,988,000	$128.5M	1.24%
13	AQLTISHARES TR	1,300,000	$109.1M	1.05%	Call
14	—SQUARE INC	40,750,000	$88.1M	0.85%
15	AQLTISHARES TR	520,600	$78.0M	0.75%	Call
16	AAPLAPPLE INC	654,400	$75.8M	0.73%	Put
17	PRAA 3.5 06/01/23PRA GROUP INC	67,542,000	$73.9M	0.71%
18	DISCKUSDDISCOVERY INC	3,618,000	$70.9M	0.69%
19	COUP 0.125 06/15/25COUPA SOFTWARE INC	38,037,000	$69.3M	0.67%
20	—AMERICAN AIRLS GROUP INC	5,481,400	$67.4M	0.65%	Put
21	—NIELSEN HLDGS PLC	4,150,000	$58.8M	0.57%	Call
22	IQIQIYI INC	2,603,800	$58.8M	0.57%	Put
23	—IQIYI INC	52,342,000	$55.8M	0.54%
24	AAPLAPPLE INC	480,800	$55.7M	0.54%	Call
25	EXAS 0.375 03/01/28EXACT SCIENCES CORP	47,650,000	$51.7M	0.50%
26	AAL 6.5 07/01/25AMERICAN AIRLS GROUP INC	45,650,000	$42.2M	0.41%
27	SPLK 1.125 09/15/25SPLUNK INC	27,645,000	$39.9M	0.39%
28	—MFA FINL INC	41,877,000	$39.3M	0.38%
29	PRAAPRA GROUP INC	850,500	$34.0M	0.33%	Put
30	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DEL	31,000,000	$33.9M	0.33%
31	FDXFEDEX CORP	119,900	$30.2M	0.29%	Put
32	FDXFEDEX CORP	119,900	$30.2M	0.29%	Call
33	—TWO HBRS INVT CORP	30,043,000	$30.0M	0.29%
34	TAT&T INC	993,685	$28.3M	0.27%
35	—INVESCO QQQ TR	100,000	$27.8M	0.27%	Call
36	—ENCORE CAP GROUP INC	24,500,000	$26.6M	0.26%
37	—J2 GLOBAL INC	22,600,000	$25.9M	0.25%
38	OKTA 0.125 09/01/25OKTA INC	17,700,000	$23.5M	0.23%
39	JAZZJAZZ PHARMACEUTICALS PLC	164,100	$23.4M	0.23%	Put
40	PYPLPAYPAL HLDGS INC	117,613	$23.2M	0.22%
41	PYPLPAYPAL HLDGS INC	114,900	$22.6M	0.22%	Put
42	TAT&T INC	792,900	$22.6M	0.22%	Call
43	EXASEXACT SCIENCES CORP	214,500	$21.9M	0.21%	Put
44	ECPGENCORE CAP GROUP INC	563,500	$21.7M	0.21%	Put
45	AYX 0.5 08/01/24ALTERYX INC	21,600,000	$21.6M	0.21%
46	—FOLEY TRASIMENE ACQUISTN COR	2,000,001	$20.7M	0.20%
47	AYX 1 08/01/26ALTERYX INC	20,650,000	$20.7M	0.20%
48	UNITUNITI GROUP INC	2,237,479	$20.6M	0.20%
49	—ENCORE CAP GROUP INC	20,215,000	$20.2M	0.20%
50	—ALTERYX INC	176,200	$20.0M	0.19%	Put
51	GENNORTONLIFELOCK INC	600,000	$19.7M	0.19%	Call
52	AQLTISHARES TR	243,700	$19.5M	0.19%	Call
53	—LOWES COS INC	116,900	$19.4M	0.19%	Put
54	—CHURCHILL CAPITAL CORP IV	1,975,000	$19.3M	0.19%
55	—NEW YORK MTG TR INC	19,331,000	$19.0M	0.18%
56	RNGRINGCENTRAL INC	68,200	$18.7M	0.18%	Put
57	TAT&T INC	639,800	$18.2M	0.18%	Put
58	GDRXGOODRX HLDGS INC	325,000	$18.1M	0.17%
59	—JAWS ACQUISITION CORP	1,697,413	$17.7M	0.17%
60	UBERUBER TECHNOLOGIES INC	480,194	$17.5M	0.17%
61	BMY-RBRISTOL-MYERS SQUIBB CO	7,500,100	$16.9M	0.16%
62	TGTTARGET CORP	104,100	$16.4M	0.16%	Put
63	TGTTARGET CORP	104,100	$16.4M	0.16%	Call
64	AVGOBROADCOM INC	42,158	$15.4M	0.15%
65	—FOLEY TRASIMENE ACQUISITION	1,500,000	$15.3M	0.15%
66	—IRONWOOD PHARMACEUTICALS INC	14,616,000	$15.2M	0.15%
67	SNOWSNOWFLAKE INC	60,500	$15.2M	0.15%
68	—COHN ROBBINS HOLDINGS CORP	1,500,000	$15.1M	0.15%
69	—CC NEUBERGER PRIN HLDGS II	1,500,000	$15.1M	0.15%
70	—ARTIUS ACQUISITION INC	1,500,000	$14.9M	0.14%
71	ZSZSCALER INC	101,600	$14.3M	0.14%	Put
72	NEE 6.219 09/01/23NEXTERA ENERGY INC	300,000	$14.2M	0.14%
73	PCGPG&E CORP	1,500,000	$14.1M	0.14%
74	CHWYCHEWY INC	250,000	$13.7M	0.13%	Put
75	BMYBRISTOL-MYERS SQUIBB CO	222,900	$13.4M	0.13%	Put
76	—SWITCHBACK ENERGY ACQUISTN C	851,077	$13.3M	0.13%
77	—REDBALL ACQUISITION CORP	1,250,000	$13.2M	0.13%
78	INTCINTEL CORP	253,500	$13.1M	0.13%	Put
79	—SOCIAL CAP HEDSPIA HLDG CO I	1,050,000	$13.1M	0.13%
80	ADBEADOBE SYSTEMS INCORPORATED	25,817	$12.7M	0.12%
81	—BARCLAYS BANK PLC	500,000	$12.4M	0.12%	Put
82	—SOCIAL CAP HDOSPHIA HLDG CO	650,000	$12.3M	0.12%
83	—CHURCHILL CAP CORP III	1,200,000	$12.3M	0.12%
84	DALDELTA AIR LINES INC DEL	400,000	$12.2M	0.12%	Put
85	LOWLOWES COS INC	73,728	$12.2M	0.12%
86	CCLCARNIVAL CORP	781,500	$11.9M	0.11%	Call
87	BMYBRISTOL-MYERS SQUIBB CO	187,300	$11.3M	0.11%	Call
88	CHGGCHEGG INC	156,500	$11.2M	0.11%	Put
89	—GS ACQUISITION HLDGS CORP II	1,000,000	$10.8M	0.10%
90	CMICUMMINS INC	50,100	$10.6M	0.10%	Call
91	CMICUMMINS INC	50,100	$10.6M	0.10%	Put
92	—EQUITY DISTR ACQUISITION COR	1,000,000	$10.3M	0.10%
93	—CHURCHILL CAP CORP II	969,456	$10.2M	0.10%
94	—TREBIA ACQUISITION CORP	1,000,002	$10.2M	0.10%
95	GMGENERAL MTRS CO	343,905	$10.2M	0.10%
96	—GENERAL MTRS CO	341,100	$10.1M	0.10%	Call
97	LYFTLYFT INC	361,300	$10.0M	0.10%	Call
98	LYFTLYFT INC	361,300	$10.0M	0.10%	Put
99	PTONPELOTON INTERACTIVE INC	100,000	$9.9M	0.10%
100	—IRONWOOD PHARMACEUTICALS INC	10,000,000	$9.8M	0.10%

Page 1 of 7Next