HBK INVESTMENTS L P Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$5.1B

Holdings

607

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (607 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	TSLATESLA INC	2,191,300	$527.8M	10.40%	Put
2	—TESLA INC	213,000,000	$217.0M	4.27%
3	—LEGACY ACQUISITION CORP	600,000	$210.0M	4.14%	Call
4	—TESLA INC	118,040,000	$115.4M	2.27%
5	UBERUBER TECHNOLOGIES INC	3,466,700	$105.6M	2.08%	Put
6	PJXPETROLEO BRASILEIRO SA PETRO	7,874,500	$103.5M	2.04%
7	QQQINVESCO QQQ TR	500,000	$94.4M	1.86%	Put
8	—SYMANTEC CORP	3,000,000	$70.9M	1.40%	Call
9	SINASINA CORP	1,628,167	$63.8M	1.26%
10	PRAA 3.5 06/01/23PRA GROUP INC	50,292,000	$50.8M	1.00%
11	TAKTAKEDA PHARMACEUTICAL CO LTD	2,637,550	$45.4M	0.89%
12	LM03LIBERTY MEDIA CORP DELAWARE	1,010,404	$42.0M	0.83%
13	IQIQIYI INC	2,330,300	$37.6M	0.74%	Put
14	—SOLARCITY CORP	37,630,000	$37.2M	0.73%
15	FSICUSDFS KKR CAPITAL CORP	6,297,891	$36.7M	0.72%
16	LSXMKUSDLIBERTY MEDIA CORP DELAWARE	833,160	$35.0M	0.69%
17	RWTREDWOOD TR INC	2,100,000	$34.5M	0.68%	Put
18	ABR 5.25 07/01/21ARBOR RLTY TR INC	28,200,000	$33.3M	0.66%
19	ECPGENCORE CAP GROUP INC	992,500	$33.1M	0.65%	Put
20	STTSPDR S&P 500 ETF TR	110,300	$32.7M	0.64%	Call
21	TSLATESLA INC	135,000	$32.5M	0.64%	Call
22	LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN	3,360,766	$31.6M	0.62%
23	UBERUBER TECHNOLOGIES INC	1,000,000	$30.5M	0.60%	Call
24	FDXFEDEX CORP	181,700	$26.4M	0.52%	Call
25	—BLACKSTONE MTG TR INC	23,537,000	$24.7M	0.49%
26	FDXFEDEX CORP	167,600	$24.4M	0.48%	Put
27	PRAAPRA GROUP INC	710,000	$24.0M	0.47%	Put
28	—TWO HBRS INVT CORP	23,100,000	$23.7M	0.47%
29	QCOMQUALCOMM INC	309,200	$23.6M	0.46%	Put
30	—EXANTAS CAP CORP	2,068,259	$23.5M	0.46%
31	—PATTERN ENERGY GROUP INC	22,017,000	$23.1M	0.46%
32	QCOMQUALCOMM INC	296,600	$22.6M	0.45%	Call
33	AIGAMERICAN INTL GROUP INC	398,400	$22.2M	0.44%	Put
34	AIGAMERICAN INTL GROUP INC	398,400	$22.2M	0.44%	Call
35	WDCWESTERN DIGITAL CORP	369,900	$22.1M	0.43%	Put
36	WDCWESTERN DIGITAL CORP	369,900	$22.1M	0.43%	Call
37	—ARBOR RLTY TR INC	20,226,000	$21.7M	0.43%
38	OXYOCCIDENTAL PETE CORP	486,300	$21.6M	0.43%	Put
39	OXYOCCIDENTAL PETE CORP	486,300	$21.6M	0.43%	Call
40	—TESLA INC	20,000,000	$20.4M	0.40%
41	RWT 4.75 08/15/23REDWOOD TR INC	20,000,000	$20.0M	0.39%
42	SBUXSTARBUCKS CORP	223,300	$19.7M	0.39%	Put
43	SBUXSTARBUCKS CORP	223,300	$19.7M	0.39%	Call
44	—HANNON ARMSTRONG SUST INFR C	16,328,000	$18.3M	0.36%
45	XOMEXXON MOBIL CORP	254,100	$17.9M	0.35%	Put
46	TAT&T INC	457,200	$17.3M	0.34%	Put
47	TAT&T INC	457,200	$17.3M	0.34%	Call
48	SLBSCHLUMBERGER LTD	491,900	$16.8M	0.33%	Put
49	SLBSCHLUMBERGER LTD	491,900	$16.8M	0.33%	Call
50	CHWYCHEWY INC	654,700	$16.1M	0.32%	Put
51	PGPROCTER & GAMBLE CO	128,900	$16.0M	0.32%	Call
52	PGPROCTER & GAMBLE CO	128,900	$16.0M	0.32%	Put
53	CVSCVS HEALTH CORP	248,700	$15.7M	0.31%	Call
54	—GANNETT CO INC	14,200,000	$15.4M	0.30%
55	—ENCORE CAP GROUP INC	15,000,000	$15.2M	0.30%
56	—TWO HBRS INVT CORP	1,150,000	$15.1M	0.30%	Put
57	MUMICRON TECHNOLOGY INC	348,200	$14.9M	0.29%	Call
58	—M D C HLDGS INC	345,800	$14.9M	0.29%	Put
59	—APACHE CORP	569,600	$14.6M	0.29%	Put
60	—APACHE CORP	569,600	$14.6M	0.29%	Call
61	—OASIS PETE INC NEW	19,250,000	$14.2M	0.28%
62	—GENERAL MLS INC	255,800	$14.1M	0.28%	Put
63	—GENERAL MLS INC	255,800	$14.1M	0.28%	Call
64	XBISPDR SERIES TRUST	182,084	$13.9M	0.27%
65	DISCKUSDDISCOVERY INC	555,343	$13.7M	0.27%
66	—WAYFAIR INC	11,000,000	$13.6M	0.27%
67	MUMICRON TECHNOLOGY INC	317,600	$13.6M	0.27%	Put
68	SPYSPDR S&P 500 ETF TR	45,800	$13.6M	0.27%	Put
69	GSGOLDMAN SACHS GROUP INC	64,400	$13.3M	0.26%	Call
70	GSGOLDMAN SACHS GROUP INC	64,400	$13.3M	0.26%	Put
71	OXYOCCIDENTAL PETE CORP	298,772	$13.3M	0.26%
72	STZCONSTELLATION BRANDS INC	63,600	$13.2M	0.26%	Call
73	STZCONSTELLATION BRANDS INC	63,600	$13.2M	0.26%	Put
74	CCOCLEAR CHANNEL OUTDOOR HLDGS	5,000,000	$12.6M	0.25%
75	—ENCORE CAP GROUP INC	12,500,000	$12.3M	0.24%
76	—PORTFOLIO RECOVERY ASSOCS IN	12,295,000	$12.2M	0.24%
77	—COLLIER CREEK HOLDINGS	1,200,000	$12.2M	0.24%
78	NFLXNETFLIX INC	45,200	$12.1M	0.24%	Put
79	PCGPG&E CORP	1,195,000	$11.9M	0.24%
80	—COLONY CR REAL ESTATE INC	823,186	$11.9M	0.23%
81	HALHALLIBURTON CO	631,400	$11.9M	0.23%	Call
82	HALHALLIBURTON CO	631,400	$11.9M	0.23%	Put
83	UPSUNITED PARCEL SERVICE INC	99,100	$11.9M	0.23%	Put
84	UPSUNITED PARCEL SERVICE INC	99,100	$11.9M	0.23%	Call
85	FDXFEDEX CORP	81,046	$11.8M	0.23%
86	—FAR PT ACQUISITION CORP	1,150,002	$11.8M	0.23%
87	MDTMEDTRONIC PLC	106,615	$11.6M	0.23%
88	—CHURCHILL CAP CORP II	1,100,001	$11.6M	0.23%
89	TGTTARGET CORP	106,000	$11.3M	0.22%	Put
90	TGTTARGET CORP	106,000	$11.3M	0.22%	Call
91	CVSCVS HEALTH CORP	177,500	$11.2M	0.22%	Put
92	PTONPELOTON INTERACTIVE INC	444,200	$11.1M	0.22%
93	PSXPHILLIPS 66	108,000	$11.1M	0.22%	Call
94	PSXPHILLIPS 66	108,000	$11.1M	0.22%	Put
95	AAPLAPPLE INC	48,800	$10.9M	0.22%	Put
96	AAPLAPPLE INC	48,800	$10.9M	0.22%	Call
97	IACIEURIAC INTERACTIVECORP	49,950	$10.9M	0.21%
98	KHCKRAFT HEINZ CO	387,800	$10.8M	0.21%	Put
99	KHCKRAFT HEINZ CO	387,800	$10.8M	0.21%	Call
100	—BLACKSTONE MTG TR INC	300,000	$10.8M	0.21%	Put

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