HBK INVESTMENTS L P Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$17.0B

Holdings

792

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (792 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	20,555,200	$8.1B	47.97%	Put
2	STTSPDR S&P 500 ETF TR	6,775,300	$2.7B	15.81%	Call
3	AQLTISHARES TR	984,100	$217.4M	1.28%	Put
4	—CAESARS ENTERTAINMENT CORP	78,910,000	$187.9M	1.11%
5	W 1.125 11/01/24WAYFAIR INC	62,800,000	$172.4M	1.02%
6	—SQUARE INC	48,678,000	$142.3M	0.84%
7	AAL 6.5 07/01/25AMERICAN AIRLS GROUP INC	69,234,000	$119.1M	0.70%
8	—FACEBOOK INC	392,800	$115.7M	0.68%	Call
9	METAFACEBOOK INC	391,300	$115.3M	0.68%	Put
10	UBERUBER TECHNOLOGIES INC	1,887,000	$102.9M	0.61%	Put
11	PRAA 3.5 06/01/23PRA GROUP INC	67,542,000	$72.6M	0.43%
12	COUP 0.125 06/15/25COUPA SOFTWARE INC	38,037,000	$64.8M	0.38%
13	—PINDUODUO INC	20,013,000	$63.0M	0.37%
14	BL 0.125 08/01/24BLACKLINE INC	39,406,000	$62.6M	0.37%
15	MDB 0.25 01/15/26MONGODB INC	40,900,000	$59.0M	0.35%
16	MAMASTERCARD INCORPORATED	162,100	$57.7M	0.34%	Call
17	MAMASTERCARD INCORPORATED	162,100	$57.7M	0.34%	Put
18	TWO 6.25 01/15/26TWO HBRS INVT CORP	52,000,000	$56.5M	0.33%
19	AQLTISHARES TR	600,000	$52.3M	0.31%	Call
20	—ARBOR REALTY TRUST INC	48,125,000	$50.6M	0.30%
21	CHGG 0.125 03/15/25CHEGG INC	28,850,000	$50.2M	0.30%
22	EXAS 0.375 03/01/28EXACT SCIENCES CORP	37,850,000	$49.0M	0.29%
23	—EMPOWERMENT & INCLUSION CAPI	98,400	$49.0M	0.29%	Call
24	DXCM 0.75 12/01/23DEXCOM INC	21,850,000	$48.3M	0.28%
25	JAZZJAZZ PHARMACEUTICALS PLC	272,100	$44.7M	0.26%	Put
26	—INVESCO QQQ TR	130,000	$41.5M	0.24%	Call
27	—BLACKSTONE MTG TR INC	1,337,600	$41.5M	0.24%	Put
28	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DEL	31,000,000	$39.6M	0.23%
29	ABRARBOR REALTY TRUST INC	2,300,200	$36.6M	0.22%	Put
30	RWTREDWOOD TR INC	3,461,100	$36.0M	0.21%	Put
31	—MFA FINL INC	35,400,000	$35.4M	0.21%
32	SPYSPDR S&P 500 ETF TR	86,660	$34.3M	0.20%
33	—AMERICAN AIRLS GROUP INC	1,288,600	$30.8M	0.18%	Put
34	OKTA 0.125 09/01/25OKTA INC	20,450,000	$27.6M	0.16%
35	HLF 2.625 03/15/24HERBALIFE LTD	26,329,000	$27.6M	0.16%
36	ARKFARK ETF TR	528,329	$27.0M	0.16%
37	—ENCORE CAP GROUP INC	24,500,000	$26.7M	0.16%
38	—BLACKSTONE MTG TR INC	25,030,000	$25.7M	0.15%
39	EXASEXACT SCIENCES CORP	194,100	$25.6M	0.15%	Put
40	—NEW YORK MTG TR INC	24,331,000	$24.7M	0.15%
41	—TALEND S A	380,000	$24.2M	0.14%
42	AZNASTRAZENECA PLC	475,000	$23.6M	0.14%	Call
43	PRAAPRA GROUP INC	628,000	$23.3M	0.14%	Put
44	INVA 2.5 08/15/25INNOVIVA INC	21,650,000	$23.0M	0.14%
45	—ENCORE CAP EUROPE FIN LTD	19,600,000	$22.6M	0.13%
46	WGO 1.5 04/01/25WINNEBAGO INDS INC	15,500,000	$21.5M	0.13%
47	DALDELTA AIR LINES INC DEL	445,100	$21.5M	0.13%	Put
48	IQ 4 12/15/26IQIYI INC	20,758,000	$21.5M	0.13%
49	ZSZSCALER INC	111,100	$19.1M	0.11%	Put
50	HRBSQUARE INC	78,100	$17.7M	0.10%	Call
51	ARKQARK ETF TR	208,745	$17.5M	0.10%
52	PAGPENSKE AUTOMOTIVE GRP INC	197,300	$15.8M	0.09%	Put
53	—IRONWOOD PHARMACEUTICALS INC	14,616,000	$15.8M	0.09%
54	—SOARING EAGLE ACQUISITION CO	1,500,000	$15.2M	0.09%
55	—FOLEY TRASIMENE ACQUISTN COR	1,500,000	$15.1M	0.09%
56	—FORTRESS VALUE ACQUISI CORP	1,500,000	$14.8M	0.09%
57	—CC NEUBERGER PRIN HLDGS II	1,500,000	$14.8M	0.09%
58	—COHN ROBBINS HOLDINGS CORP	1,500,000	$14.7M	0.09%
59	—PERSHING SQUARE TONTINE HLDG	600,000	$14.4M	0.08%	Put
60	HLFHERBALIFE NUTRITION LTD	318,700	$14.1M	0.08%	Put
61	—ARES CAPITAL CORP	13,500,000	$14.0M	0.08%
62	GDRXGOODRX HLDGS INC	350,000	$13.7M	0.08%
63	HRBSQUARE INC	60,100	$13.6M	0.08%	Put
64	AQLTISHARES TR	100,000	$13.0M	0.08%	Call
65	JXC1J2 GLOBAL INC	108,056	$13.0M	0.08%
66	—REDBALL ACQUISITION CORP	1,250,001	$12.4M	0.07%
67	—GORES GUGGENHEIM INC	1,250,000	$12.4M	0.07%
68	PYPLPAYPAL HLDGS INC	50,400	$12.2M	0.07%	Put
69	PYPLPAYPAL HLDGS INC	50,400	$12.2M	0.07%	Call
70	CRMSALESFORCE COM INC	55,900	$11.8M	0.07%	Put
71	CRMSALESFORCE COM INC	55,900	$11.8M	0.07%	Call
72	—ENCORE CAP GROUP INC	294,000	$11.8M	0.07%	Put
73	JNJJOHNSON & JOHNSON	71,500	$11.8M	0.07%	Call
74	JNJJOHNSON & JOHNSON	71,500	$11.8M	0.07%	Put
75	—IRONWOOD PHARMACEUTICALS INC	10,000,000	$11.1M	0.07%
76	—LOWES COS INC	58,300	$11.1M	0.07%	Put
77	—LOWES COS INC	58,300	$11.1M	0.07%	Call
78	GPIGROUP 1 AUTOMOTIVE INC	67,600	$10.7M	0.06%	Put
79	—INVITAE CORP	7,000,000	$10.6M	0.06%
80	—ARTIUS ACQUISITION INC	1,021,630	$10.3M	0.06%
81	SEDGSOLAREDGE TECHNOLOGIES INC	35,400	$10.2M	0.06%	Put
82	DBXDROPBOX INC	379,599	$10.1M	0.06%
83	AAPLAPPLE INC	82,700	$10.1M	0.06%	Put
84	AAPLAPPLE INC	82,700	$10.1M	0.06%	Call
85	RWT 4.75 08/15/23REDWOOD TR INC	10,000,000	$10.0M	0.06%
86	—GORES TECHNOLOGY PARTNERS II	1,000,000	$10.0M	0.06%
87	—LEAD EDGE GROWTH OPRTUNTS LT	1,000,000	$10.0M	0.06%
88	—ROSS ACQUISITION CORP II	1,000,000	$10.0M	0.06%
89	PLMKPLUM ACQUISITION CORP I	1,000,000	$9.9M	0.06%
90	—EQUITY DISTR ACQUISITION COR	1,000,002	$9.9M	0.06%
91	—VECTOR ACQUISITION CORP II	1,000,000	$9.9M	0.06%
92	—ATHENA TECHNOLOGY ACQUISI CO	1,000,000	$9.9M	0.06%
93	—SPORTS ENTERTAINMENT ACQU CO	1,000,000	$9.8M	0.06%
94	—PROSPECTOR CAPITAL CORP	1,000,002	$9.7M	0.06%
95	—PONTEM CORPORATION	1,000,002	$9.7M	0.06%
96	—NEW YORK MTG TR INC	2,145,200	$9.6M	0.06%	Put
97	ZZILLOW GROUP INC	73,000	$9.5M	0.06%	Call
98	ZZILLOW GROUP INC	73,000	$9.5M	0.06%	Put
99	—DPCM CAP INC	950,000	$9.4M	0.06%
100	MRKMERCK & CO. INC	120,400	$9.3M	0.05%	Put

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