HBK INVESTMENTS L P Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$17.0B

Holdings

792

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (792 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	20,555,200	$8.1T	47970.98%	Put
2	STTSPDR S&P 500 ETF TR	6,775,300	$2.7T	15811.95%	Call
3	TSLATESLA INC	779,300	$520.5B	3065.04%	Put
4	AQLTISHARES TR	984,100	$217.4B	1280.31%	Put
5	TSLATESLA INC	283,357	$189.3B	1114.46%
6	—CAESARS ENTERTAINMENT CORP	78,910,000	$187.9B	1106.27%
7	W 1.125 11/01/24WAYFAIR INC	62,800,000	$172.4B	1015.37%
8	—SQUARE INC	48,678,000	$142.3B	838.14%
9	AAL 6.5 07/01/25AMERICAN AIRLS GROUP INC	69,234,000	$119.1B	701.60%
10	—FACEBOOK INC	392,800	$115.7B	681.24%	Call
11	METAFACEBOOK INC	391,300	$115.3B	678.64%	Put
12	UBERUBER TECHNOLOGIES INC	1,887,000	$102.9B	605.68%	Put
13	TSLATESLA INC	148,300	$99.1B	583.27%	Call
14	PRAA 3.5 06/01/23PRA GROUP INC	67,542,000	$72.6B	427.49%
15	AMZNAMAZON COM INC	22,300	$69.0B	406.29%	Put
16	—AMAZON COM INC	22,300	$69.0B	406.29%	Call
17	COUP 0.125 06/15/25COUPA SOFTWARE INC	38,037,000	$64.8B	381.32%
18	—PINDUODUO INC	20,013,000	$63.0B	370.92%
19	BL 0.125 08/01/24BLACKLINE INC	39,406,000	$62.6B	368.41%
20	MDB 0.25 01/15/26MONGODB INC	40,900,000	$59.0B	347.34%
21	MAMASTERCARD INCORPORATED	162,100	$57.7B	339.86%	Call
22	MAMASTERCARD INCORPORATED	162,100	$57.7B	339.86%	Put
23	TWO 6.25 01/15/26TWO HBRS INVT CORP	52,000,000	$56.5B	332.83%
24	AQLTISHARES TR	600,000	$52.3B	308.01%	Call
25	—ARBOR REALTY TRUST INC	48,125,000	$50.6B	297.99%
26	CHGG 0.125 03/15/25CHEGG INC	28,850,000	$50.2B	295.59%
27	EXAS 0.375 03/01/28EXACT SCIENCES CORP	37,850,000	$49.0B	288.67%
28	DXCM 0.75 12/01/23DEXCOM INC	21,850,000	$48.3B	284.44%
29	JAZZJAZZ PHARMACEUTICALS PLC	272,100	$44.7B	263.36%	Put
30	—INVESCO QQQ TR	130,000	$41.5B	244.29%	Call
31	—BLACKSTONE MTG TR INC	1,337,600	$41.5B	244.17%	Put
32	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DEL	31,000,000	$39.6B	233.22%
33	MSTRMICROSTRATEGY INC	55,000	$37.3B	219.84%	Put
34	ABRARBOR REALTY TRUST INC	2,300,200	$36.6B	215.36%	Put
35	RWTREDWOOD TR INC	3,461,100	$36.0B	212.16%	Put
36	—MFA FINL INC	35,400,000	$35.4B	208.49%
37	SPYSPDR S&P 500 ETF TR	86,660	$34.3B	202.24%
38	—AMERICAN AIRLS GROUP INC	1,288,600	$30.8B	181.35%	Put
39	OKTA 0.125 09/01/25OKTA INC	20,450,000	$27.6B	162.69%
40	HLF 2.625 03/15/24HERBALIFE LTD	26,329,000	$27.6B	162.62%
41	ARKFARK ETF TR	528,329	$27.0B	158.98%
42	—ENCORE CAP GROUP INC	24,500,000	$26.7B	157.20%
43	—BLACKSTONE MTG TR INC	25,030,000	$25.7B	151.11%
44	EXASEXACT SCIENCES CORP	194,100	$25.6B	150.61%	Put
45	—NEW YORK MTG TR INC	24,331,000	$24.7B	145.72%
46	—TALEND S A	380,000	$24.2B	142.40%
47	AZNASTRAZENECA PLC	475,000	$23.6B	139.07%	Call
48	PRAAPRA GROUP INC	628,000	$23.3B	137.08%	Put
49	INVA 2.5 08/15/25INNOVIVA INC	21,650,000	$23.0B	135.21%
50	—ENCORE CAP EUROPE FIN LTD	19,600,000	$22.6B	132.90%
51	WGO 1.5 04/01/25WINNEBAGO INDS INC	15,500,000	$21.5B	126.81%
52	DALDELTA AIR LINES INC DEL	445,100	$21.5B	126.54%	Put
53	IQ 4 12/15/26IQIYI INC	20,758,000	$21.5B	126.48%
54	ZSZSCALER INC	111,100	$19.1B	112.31%	Put
55	HRBSQUARE INC	78,100	$17.7B	104.42%	Call
56	ARKQARK ETF TR	208,745	$17.5B	103.18%
57	PAGPENSKE AUTOMOTIVE GRP INC	197,300	$15.8B	93.22%	Put
58	—IRONWOOD PHARMACEUTICALS INC	14,616,000	$15.8B	93.11%
59	—SOARING EAGLE ACQUISITION CO	1,500,000	$15.2B	89.39%
60	—FOLEY TRASIMENE ACQUISTN COR	1,500,000	$15.1B	88.68%
61	—FORTRESS VALUE ACQUISI CORP	1,500,000	$14.8B	87.44%
62	—CC NEUBERGER PRIN HLDGS II	1,500,000	$14.8B	87.09%
63	—COHN ROBBINS HOLDINGS CORP	1,500,000	$14.7B	86.82%
64	—PERSHING SQUARE TONTINE HLDG	600,000	$14.4B	84.83%	Put
65	HLFHERBALIFE NUTRITION LTD	318,700	$14.1B	83.25%	Put
66	—ARES CAPITAL CORP	13,500,000	$14.0B	82.22%
67	GDRXGOODRX HLDGS INC	350,000	$13.7B	80.42%
68	HRBSQUARE INC	60,100	$13.6B	80.35%	Put
69	AQLTISHARES TR	100,000	$13.0B	76.58%	Call
70	JXC1J2 GLOBAL INC	108,056	$13.0B	76.27%
71	—REDBALL ACQUISITION CORP	1,250,001	$12.4B	73.24%
72	—GORES GUGGENHEIM INC	1,250,000	$12.4B	73.09%
73	PYPLPAYPAL HLDGS INC	50,400	$12.2B	72.07%	Call
74	PYPLPAYPAL HLDGS INC	50,400	$12.2B	72.07%	Put
75	CRMSALESFORCE COM INC	55,900	$11.8B	69.74%	Put
76	CRMSALESFORCE COM INC	55,900	$11.8B	69.74%	Call
77	—ENCORE CAP GROUP INC	294,000	$11.8B	69.65%	Put
78	JNJJOHNSON & JOHNSON	71,500	$11.8B	69.20%	Put
79	JNJJOHNSON & JOHNSON	71,500	$11.8B	69.20%	Call
80	—IRONWOOD PHARMACEUTICALS INC	10,000,000	$11.1B	65.39%
81	—LOWES COS INC	58,300	$11.1B	65.29%	Call
82	—LOWES COS INC	58,300	$11.1B	65.29%	Put
83	GPIGROUP 1 AUTOMOTIVE INC	67,600	$10.7B	62.81%	Put
84	—INVITAE CORP	7,000,000	$10.6B	62.24%
85	—ARTIUS ACQUISITION INC	1,021,630	$10.3B	60.76%
86	SEDGSOLAREDGE TECHNOLOGIES INC	35,400	$10.2B	59.91%	Put
87	DBXDROPBOX INC	379,599	$10.1B	59.59%
88	AAPLAPPLE INC	82,700	$10.1B	59.48%	Call
89	AAPLAPPLE INC	82,700	$10.1B	59.48%	Put
90	RWT 4.75 08/15/23REDWOOD TR INC	10,000,000	$10.0B	58.84%
91	—GORES TECHNOLOGY PARTNERS II	1,000,000	$10.0B	58.76%
92	—LEAD EDGE GROWTH OPRTUNTS LT	1,000,000	$10.0B	58.71%
93	—ROSS ACQUISITION CORP II	1,000,000	$10.0B	58.65%
94	PLMKPLUM ACQUISITION CORP I	1,000,000	$9.9B	58.59%
95	—EQUITY DISTR ACQUISITION COR	1,000,002	$9.9B	58.35%
96	—VECTOR ACQUISITION CORP II	1,000,000	$9.9B	58.30%
97	—ATHENA TECHNOLOGY ACQUISI CO	1,000,000	$9.9B	58.24%
98	NVDANVIDIA CORPORATION	18,500	$9.9B	58.17%	Call
99	NVDANVIDIA CORPORATION	18,500	$9.9B	58.17%	Put
100	—SPORTS ENTERTAINMENT ACQU CO	1,000,000	$9.8B	57.53%

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