GUGGENHEIM CAPITAL LLC Q4 2023 Filing

Filed February 14, 2024

Portfolio Value

$13.2B

Holdings

1,868

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (1,868 positions)

#	Stock	Shares	Value	% Portfolio
1001	IM8NINSMED INC	44,010	$1.0M	0.01%
1002	PTIP T TELEKOMUNIKASI INDONESIA	53,705	$1.0M	0.01%
1003	NHSNEUBERGER BERMAN HIGH YIELD	230,652	$1.0M	0.01%
1004	MNDYMONDAY COM LTD	5,448	$1.0M	0.01%
1005	JHIHANCOCK JOHN INVT TR II	87,015	$1.0M	0.01%
1006	TPRTAPESTRY INC	27,792	$1.0M	0.01%
1007	JHSHANCOCK JOHN INCOME SECS TR	102,919	$1.0M	0.01%
1008	INSWINTERNATIONAL SEAWAYS INC	22,422	$1.0M	0.01%
1009	HIXWESTERN ASSET HIGH INCOM FD	363,903	$1.0M	0.01%
1010	PHKPIMCO HIGH INCOME FD	356,708	$1.0M	0.01%
1011	RDYDR REDDYS LABS LTD	24,313	$1.0M	0.01%
1012	G9NGRUPO AEROPUERTO DEL PACIFIC	6,076	$1.0M	0.01%
1013	WFWOORI FINL GROUP INC	53,321	$1.0M	0.01%
1014	G4RABANCO DE CHILE	72,535	$1.0M	0.01%
1015	PMLPIMCO MUN INCOME FD II	164,911	$1.0M	0.01%
1016	WIWWESTERN AST INFL LKD OPP & I	175,368	$1.0M	0.01%
1017	XWIAXWESTERN ASST INFLTN LKD INM	138,373	$1.0M	0.01%
1018	BWGBRANDYWINEGBL GBL INCM OPP F	226,119	$1.0M	0.01%
1019	MFMMFS MUN INCOME TR	207,231	$1.0M	0.01%
1020	PAIWESTERN ASSET INVESTMENT GRA	101,747	$1.0M	0.01%
1021	PNIPIMCO NEW YORK MUN FD II	208,461	$1.0M	0.01%
1022	—NUVEEN CALIF SELECT TAX FREE	115,916	$1.0M	0.01%
1023	NMINUVEEN MUN INCOME FD INC	161,505	$1.0M	0.01%
1024	NGNOVAGOLD RES INC	301,492	$1.0M	0.01%
1025	FDDFIRST TR HIGH INCOME LONG /	102,162	$1.0M	0.01%
1026	JOUTJOHNSON OUTDOORS INC	25,045	$1.0M	0.01%
1027	XBGYXBLACKROCK ENHANCED INTL DIV	288,483	$1.0M	0.01%
1028	CEVEATON VANCE CALIF MUN INCOM	100,544	$1.0M	0.01%
1029	—INSIGHT SELECT INCOME FD	70,565	$1.0M	0.01%
1030	CDECOEUR MNG INC	358,743	$1.0M	0.01%
1031	SMPSTANDARD MTR PRODS INC	25,717	$1.0M	0.01%
1032	SLQTSELECTQUOTE INC	1,201,903	$1.0M	0.01%
1033	LDPCOHEN & STEERS LTD DURATION	91,780	$1.0M	0.01%
1034	GLOCLOUGH GLOBAL OPPORTUNITIES	372,917	$1.0M	0.01%
1035	VLTOVERALTO CORP	12,175	$1.0M	0.01%
1036	DFPFLAHERTY & CRUMRINE DYNAMIC	77,357	$1.0M	0.01%
1037	NVECNVE CORP	19,785	$1.0M	0.01%
1038	DBLDOUBLELINE OPPORTUNISTIC CR	85,068	$1.0M	0.01%
1039	MIOPIONEER MUN HIGH INCOME OPPO	102,475	$1.0M	0.01%
1040	RBLXROBLOX CORP	23,347	$1.0M	0.01%
1041	SESEA LTD	25,320	$1.0M	0.01%
1042	WCNWASTE CONNECTIONS INC	8,590	$1.0M	0.01%
1043	XBISPDR SER TR	20,658	$1.0M	0.01%
1044	CSIQCANADIAN SOLAR INC	48,954	$1.0M	0.01%
1045	—OLINK HLDG AB	39,817	$1.0M	0.01%
1046	MQ8MAG SILVER CORP	111,064	$1.0M	0.01%
1047	CPRICAPRI HOLDINGS LIMITED	29,155	$1.0M	0.01%
1048	CELHCELSIUS HLDGS INC	27,285	$1.0M	0.01%
1049	SWN1EURSOUTHWESTERN ENERGY CO	233,864	$1.0M	0.01%
1050	RUSHARUSH ENTERPRISES INC	30,202	$1.0M	0.01%
1051	LEGNLEGEND BIOTECH CORP	31,628	$1.0M	0.01%
1052	PRPERMIAN RESOURCES CORP	106,641	$1.0M	0.01%
1053	AGZISHARES TR	9,340	$1.0M	0.01%
1054	BITBLACKROCK MULTI SECTOR INC T	70,516	$1.0M	0.01%
1055	BUDANHEUSER BUSCH INBEV SA/NV	16,940	$1.0M	0.01%
1056	USX1UNITED STATES STL CORP NEW	21,832	$1.0M	0.01%
1057	SEASEABRIDGE GOLD INC	96,813	$1.0M	0.01%
1058	VGIVIRTUS GLOBAL MULTI-SECTOR I	141,153	$1.0M	0.01%
1059	WIPSPDR SER TR	46,122	$1.0M	0.01%
1060	SMCIUSDSUPER MICRO COMPUTER INC	6,850	$1.0M	0.01%
1061	DVAXDYNAVAX TECHNOLOGIES CORP	116,333	$1.0M	0.01%
1062	APOGAPOGEE ENTERPRISES INC	21,902	$1.0M	0.01%
1063	XPHDXPIONEER FLOATING RATE FUND I	161,504	$1.0M	0.01%
1064	MHOM/I HOMES INC	7,458	$1.0M	0.01%
1065	SIDCOMPANHIA SIDERURGICA NACION	350,328	$1.0M	0.01%
1066	HPFHANCOCK JOHN PFD INCOME FD I	85,724	$1.0M	0.01%
1067	GATXGATX CORP	13,522	$1.0M	0.01%
1068	ELP1COMPANHIA PARANAENSE DE ENER	120,871	$1.0M	0.01%
1069	GIB/ACGI INC	11,890	$1.0M	0.01%
1070	SHELSHELL PLC	17,532	$1.0M	0.01%
1071	WINGWINGSTOP INC	4,093	$1.0M	0.01%
1072	PGFINVESCO EXCHANGE TRADED FD T	112,761	$1.0M	0.01%
1073	EMHYISHARES INC	38,069	$1.0M	0.01%
1074	BGRBLACKROCK ENERGY & RES TR	81,585	$1.0M	0.01%
1075	SIL1EURSILVERCREST METALS INC	177,082	$1.0M	0.01%
1076	MOG/AMOOG INC	7,723	$1.0M	0.01%
1077	CHKPCHECK POINT SOFTWARE TECH LT	11,753	$1.0M	0.01%
1078	PNIPIMCO NEW YORK MUN INCOME FD	178,418	$1.0M	0.01%
1079	PFGCPERFORMANCE FOOD GROUP CO	16,591	$1.0M	0.01%
1080	SDRLSEADRILL 2021 LTD	21,605	$1.0M	0.01%
1081	TDWTIDEWATER INC NEW	23,893	$1.0M	0.01%
1082	—APOLLO TACTICAL INCOME FD IN	138,148	$1.0M	0.01%
1083	SSDSIMPSON MFG INC	7,600	$1.0M	0.01%
1084	YELPYELP INC	29,240	$1.0M	0.01%
1085	AM6AMICUS THERAPEUTICS INC	95,362	$1.0M	0.01%
1086	—CLEARBRIDGE MLP AND MIDSTRM	39,070	$1.0M	0.01%
1087	KLICKULICKE & SOFFA INDS INC	23,573	$1.0M	0.01%
1088	XEVGXEATON VANCE SHORT DURATION D	137,984	$1.0M	0.01%
1089	TGNATEGNA INC	88,541	$1.0M	0.01%
1090	SOVOSOVOS BRANDS INC	67,103	$1.0M	0.01%
1091	WTWISDOMTREE INC	236,118	$1.0M	0.01%
1092	BLDTOPBUILD CORP	3,614	$1.0M	0.01%
1093	ALSNALLISON TRANSMISSION HLDGS I	18,779	$1.0M	0.01%
1094	VNQIVANGUARD INTL EQUITY INDEX F	31,814	$1.0M	0.01%
1095	CPZCALAMOS LNG SHR EQT DYNAMIC	93,773	$1.0M	0.01%
1096	IWNISHARES TR	11,483	$1.0M	0.01%
1097	ACADACADIA PHARMACEUTICALS INC	48,159	$1.0M	0.01%
1098	CGOCALAMOS GLOBAL TOTAL RETURN	129,545	$1.0M	0.01%
1099	WHDCACTUS INC	26,725	$1.0M	0.01%
1100	SDHYPGIM SHORT DUR HIG YLD OPP F	114,769	$1.0M	0.01%

PreviousPage 11 of 19Next