GUGGENHEIM CAPITAL LLC Q4 2022 Filing

Filed February 14, 2023

Portfolio Value

$11.4B

Holdings

1,906

Report Date

Q4 2022

Filing Type

13F-HR

All Holdings (1,906 positions)

#	Stock	Shares	Value	% Portfolio
1101	HTOSJW GROUP	14,828	$1.0M	0.01%
1102	OREUROSISKO GOLD ROYALTIES LTD	121,815	$1.0M	0.01%
1103	WHDCACTUS INC	32,355	$1.0M	0.01%
1104	GGBGERDAU SA	317,646	$1.0M	0.01%
1105	CASSCASS INFORMATION SYS INC	27,889	$1.0M	0.01%
1106	QSIQUANTUM SI INC	612,490	$1.0M	0.01%
1107	SPTLSPDR SER TR	61,215	$1.0M	0.01%
1108	VIVTELEFONICA BRASIL SA	144,502	$1.0M	0.01%
1109	XSSPXNUVEEN S&P 500 DYNAMIC OVERW	63,441	$1.0M	0.01%
1110	DCIDONALDSON INC	28,893	$1.0M	0.01%
1111	SRCUSDSPIRIT RLTY CAP INC NEW	32,625	$1.0M	0.01%
1112	PGXINVESCO EXCH TRADED FD TR II	93,285	$1.0M	0.01%
1113	AINALBANY INTL CORP	11,331	$1.0M	0.01%
1114	XAWFXALLIANCEBERNSTEIN GLOBAL HIG	113,843	$1.0M	0.01%
1115	GLVCLOUGH GLOBAL DIVID & INCOME	168,675	$1.0M	0.01%
1116	MHFWESTERN ASSET MUN HIGH INCOM	274,701	$1.0M	0.01%
1117	RRCRANGE RES CORP	78,506	$1.0M	0.01%
1118	BANFBANCFIRST CORP	12,802	$1.0M	0.01%
1119	HOPEHOPE BANCORP INC	89,321	$1.0M	0.01%
1120	PDTHANCOCK JOHN PREM DIVID FD	130,315	$1.0M	0.01%
1121	CIGCIA ENERGETICA DE MINAS GERA	663,835	$1.0M	0.01%
1122	MCNMADISON COVERED CALL & EQUIT	154,693	$1.0M	0.01%
1123	XXHYBXXNEW AMER HIGH INCOME FD INC	296,110	$1.0M	0.01%
1124	EHIWESTERN ASSET GBL HIGH INC F	205,371	$1.0M	0.01%
1125	WHWYNDHAM HOTELS & RESORTS INC	24,953	$1.0M	0.01%
1126	ETOEATON VANCE TAX-ADVANTAGED G	77,639	$1.0M	0.01%
1127	GGGGRACO INC	19,900	$1.0M	0.01%
1128	RAREULTRAGENYX PHARMACEUTICAL IN	30,750	$1.0M	0.01%
1129	CATYCATHAY GEN BANCORP	37,340	$1.0M	0.01%
1130	TSTENARIS S A	41,966	$1.0M	0.01%
1131	FLRNSPDR SER TR	38,237	$1.0M	0.01%
1132	TYGTORTOISE ENERGY INFRA CORP	56,163	$1.0M	0.01%
1133	USFDUS FOODS HLDG CORP	33,402	$1.0M	0.01%
1134	BPBP PLC	42,320	$1.0M	0.01%
1135	NENOBLE CORP PLC	50,019	$1.0M	0.01%
1136	SWAVUSDSHOCKWAVE MED INC	8,405	$1.0M	0.01%
1137	HFWAHERITAGE FINL CORP WASH	38,436	$1.0M	0.01%
1138	MURMURPHY OIL CORP	44,142	$1.0M	0.01%
1139	—CLEARBRIDGE MLP AND MIDSTRM	59,126	$1.0M	0.01%
1140	HAFCHANMI FINL CORP	49,342	$1.0M	0.01%
1141	WENWENDYS CO	50,996	$1.0M	0.01%
1142	IDEVOYA INFRASTRUCTURE INDLS &	114,569	$1.0M	0.01%
1143	SMSM ENERGY CO	33,740	$1.0M	0.01%
1144	FLOFLOWERS FOODS INC	36,597	$1.0M	0.01%
1145	—NUVEEN INT DUR QUAL MUN TRM	123,283	$1.0M	0.01%
1146	FCVTFIRST TR EXCHANGE-TRADED FD	44,118	$1.0M	0.01%
1147	ARANTERO RESOURCES CORP	42,349	$1.0M	0.01%
1148	AXONAXON ENTERPRISE INC	6,797	$1.0M	0.01%
1149	SYNASYNAPTICS INC	12,411	$1.0M	0.01%
1150	RGENREPLIGEN CORP	6,254	$1.0M	0.01%
1151	TEITEMPLETON EMERGING MKTS INCO	297,210	$1.0M	0.01%
1152	CLFCLEVELAND-CLIFFS INC NEW	85,660	$1.0M	0.01%
1153	CSLCARLISLE COS INC	4,667	$1.0M	0.01%
1154	RAMPLIVERAMP HLDGS INC	43,473	$1.0M	0.01%
1155	NFENEW FORTRESS ENERGY INC	23,511	$997K	0.01%
1156	ACDCPROFRAC HLDG CORP	39,538	$996K	0.01%
1157	SDHYPGIM SHORT DUR HIG YLD OPP F	67,790	$995K	0.01%
1158	DBLDOUBLELINE OPPORTUNISTIC CR	66,952	$994K	0.01%
1159	JHIHANCOCK JOHN INVS TR	79,325	$994K	0.01%
1160	VCYTVERACYTE INC	41,791	$991K	0.01%
1161	GMS1EURGMS INC	19,908	$991K	0.01%
1162	NXJNUVEEN NEW JERSEY QULT MUN F	87,513	$988K	0.01%
1163	SWXSOUTHWEST GAS HLDGS INC	15,923	$985K	0.01%
1164	EXLSEXLSERVICE HOLDINGS INC	5,786	$980K	0.01%
1165	KBHKB HOME	30,620	$975K	0.01%
1166	CMCCOMMERCIAL METALS CO	20,193	$975K	0.01%
1167	AVTRAVANTOR INC	46,233	$974K	0.01%
1168	BHFBRIGHTHOUSE FINL INC	18,985	$973K	0.01%
1169	STCSTEWART INFORMATION SVCS COR	22,757	$972K	0.01%
1170	CTLTEURCATALENT INC	21,631	$971K	0.01%
1171	PAYCPAYCOM SOFTWARE INC	3,129	$970K	0.01%
1172	LKQ1LKQ CORP	18,166	$970K	0.01%
1173	BDCBELDEN INC	13,472	$968K	0.01%
1174	ALLEALLEGION PLC	9,157	$962K	0.01%
1175	MTCHMATCH GROUP INC NEW	23,188	$961K	0.01%
1176	AXIACENTRAIS ELETRICAS BRASILEIR	120,620	$956K	0.01%
1177	HPPHUDSON PAC PPTYS INC	98,257	$954K	0.01%
1178	TTTRANE TECHNOLOGIES PLC	5,683	$954K	0.01%
1179	STESTERIS PLC	5,160	$952K	0.01%
1180	BSACBANCO SANTANDER CHILE NEW	60,138	$952K	0.01%
1181	CROXCROCS INC	8,786	$952K	0.01%
1182	GSKGSK PLC	27,070	$951K	0.01%
1183	FOXAFOX CORP	31,168	$945K	0.01%
1184	KOFCOCA-COLA FEMSA SAB DE CV	13,930	$945K	0.01%
1185	BABAALIBABA GROUP HLDG LTD	10,738	$945K	0.01%
1186	CCOCAMECO CORP	41,674	$944K	0.01%
1187	3M4MASIMO CORP	6,387	$944K	0.01%
1188	MUCBLACKROCK MUNIHOLDINGS QUALI	94,763	$942K	0.01%
1189	ENRENERGIZER HLDGS INC NEW	28,103	$942K	0.01%
1190	LDPCOHEN & STEERS LTD DURATION	49,463	$940K	0.01%
1191	MUJBLACKROCK MUNIHLDGS NJ QLTY	84,685	$937K	0.01%
1192	CNACNA FINL CORP	22,064	$932K	0.01%
1193	HPFHANCOCK JOHN PFD INCOME FD I	59,332	$930K	0.01%
1194	ASOACADEMY SPORTS & OUTDOORS IN	17,658	$927K	0.01%
1195	T7DTRANSDIGM GROUP INC	1,475	$927K	0.01%
1196	XHNWXPIONEER DIVERSIFIED HIGH INC	91,946	$926K	0.01%
1197	FFIVF5 INC	6,449	$925K	0.01%
1198	DRIDARDEN RESTAURANTS INC	6,688	$925K	0.01%
1199	DIODDIODES INC	12,152	$925K	0.01%
1200	PDCOEURPATTERSON COS INC	32,826	$919K	0.01%

PreviousPage 12 of 20Next