GUGGENHEIM CAPITAL LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$16.9B

Holdings

2,054

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (2,054 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	GQ9SPDR GOLD TRUST	24,970,484	$3.6B	21.15%	Call
2	AAPLAPPLE INC	1,042,815	$306.2M	1.81%
3	MSFTMICROSOFT CORP	1,819,518	$286.9M	1.70%
4	AGGISHARES TR	2,289,796	$257.3M	1.52%
5	AMZNAMAZON COM INC	107,733	$199.1M	1.18%
6	METAFACEBOOK INC	649,386	$133.3M	0.79%
7	SPYSPDR S&P 500 ETF TR	400,743	$129.0M	0.76%	Put
8	GOOGLALPHABET INC	87,957	$117.8M	0.70%
9	INTCINTEL CORP	1,674,967	$100.2M	0.59%
10	IVVISHARES TR	296,002	$95.7M	0.57%
11	PEPPEPSICO INC	689,958	$94.3M	0.56%
12	GOOGALPHABET INC	67,909	$90.8M	0.54%
13	CSCOCISCO SYS INC	1,745,081	$83.7M	0.50%
14	AMGNAMGEN INC	332,540	$80.2M	0.48%
15	TAT&T INC	1,990,195	$77.8M	0.46%
16	SLVISHARES SILVER TRUST	4,341,291	$72.4M	0.43%
17	CMCSACOMCAST CORP NEW	1,550,665	$69.7M	0.41%
18	AVGOBROADCOM INC	215,010	$67.9M	0.40%
19	ADBEADOBE INC	204,252	$67.4M	0.40%
20	PGPROCTER & GAMBLE CO	528,394	$66.0M	0.39%
21	ABBVABBVIE INC	734,809	$65.1M	0.39%
22	BACVERIZON COMMUNICATIONS INC	1,035,051	$63.6M	0.38%
23	CVXCHEVRON CORP NEW	526,120	$63.4M	0.38%
24	LMTLOCKHEED MARTIN CORP	161,101	$62.7M	0.37%
25	JNJJOHNSON & JOHNSON	423,564	$61.8M	0.37%
26	GILDGILEAD SCIENCES INC	917,971	$59.6M	0.35%
27	JPMJPMORGAN CHASE & CO	421,677	$58.8M	0.35%
28	NDQINVESCO QQQ TR	273,907	$58.2M	0.35%
29	SBUXSTARBUCKS CORP	658,726	$57.9M	0.34%
30	IWMISHARES TR	349,280	$57.9M	0.34%
31	TXNTEXAS INSTRS INC	450,308	$57.8M	0.34%
32	QCOMQUALCOMM INC	637,756	$56.3M	0.33%
33	PFEPFIZER INC	1,399,254	$54.8M	0.32%
34	NEENEXTERA ENERGY INC	225,421	$54.6M	0.32%
35	UNPUNION PACIFIC CORP	295,842	$53.5M	0.32%
36	XOMEXXON MOBIL CORP	756,724	$52.8M	0.31%
37	MAMASTERCARD INC	176,649	$52.7M	0.31%
38	NVDANVIDIA CORP	220,771	$51.9M	0.31%
39	WMWASTE MGMT INC DEL	451,294	$51.4M	0.30%
40	UNHUNITEDHEALTH GROUP INC	174,490	$51.3M	0.30%
41	AMATAPPLIED MATLS INC	788,248	$48.1M	0.29%
42	MRKMERCK & CO INC	521,032	$47.4M	0.28%
43	VRTXVERTEX PHARMACEUTICALS INC	213,495	$46.7M	0.28%
44	MCDMCDONALDS CORP	227,036	$44.9M	0.27%
45	BIIBBIOGEN INC	144,195	$42.8M	0.25%
46	HDHOME DEPOT INC	195,580	$42.7M	0.25%
47	XNEAXNUVEEN AMT FREE QLTY MUN INC	2,954,729	$42.5M	0.25%
48	VVISA INC	223,715	$42.0M	0.25%
49	EQIXEQUINIX INC	71,371	$41.7M	0.25%
50	AMTAMERICAN TOWER CORP NEW	179,876	$41.3M	0.25%
51	WBAWALGREENS BOOTS ALLIANCE INC	687,665	$40.5M	0.24%
52	NVGNUVEEN AMT FREE MUN CR INC F	2,428,182	$40.5M	0.24%
53	KOCOCA COLA CO	716,641	$39.7M	0.24%
54	PYPLPAYPAL HLDGS INC	359,230	$38.9M	0.23%
55	TJXTJX COS INC NEW	631,846	$38.6M	0.23%
56	MMM3M CO	213,211	$37.6M	0.22%
57	BACBANK AMER CORP	1,039,994	$36.6M	0.22%
58	ILMNILLUMINA INC	108,767	$36.1M	0.21%
59	SYYSYSCO CORP	416,861	$35.7M	0.21%
60	MDTMEDTRONIC PLC	313,381	$35.6M	0.21%
61	LOWLOWES COS INC	296,354	$35.5M	0.21%
62	MUMICRON TECHNOLOGY INC	644,332	$34.7M	0.21%
63	NFLXNETFLIX INC	106,634	$34.5M	0.20%
64	BKNGBOOKING HLDGS INC	16,741	$34.4M	0.20%
65	NADNUVEEN QUALITY MUNCP INCOME	2,350,518	$34.3M	0.20%
66	MNSTMONSTER BEVERAGE CORP NEW	539,371	$34.3M	0.20%
67	CRMSALESFORCE COM INC	210,224	$34.2M	0.20%
68	SHWSHERWIN WILLIAMS CO	58,576	$34.2M	0.20%
69	ALXNALEXION PHARMACEUTICALS INC	313,498	$33.9M	0.20%
70	REGNREGENERON PHARMACEUTICALS	89,505	$33.6M	0.20%
71	IBMINTERNATIONAL BUSINESS MACHS	250,056	$33.5M	0.20%
72	SPGIS&P GLOBAL INC	122,500	$33.4M	0.20%
73	BBNBLACKROCK TAX MUNICPAL BD TR	1,347,318	$32.8M	0.19%
74	COSTCOSTCO WHSL CORP NEW	111,488	$32.8M	0.19%
75	MDLZMONDELEZ INTL INC	594,289	$32.7M	0.19%
76	PLDPROLOGIS INC	363,577	$32.4M	0.19%
77	DISDISNEY WALT CO	223,300	$32.3M	0.19%
78	WECWEC ENERGY GROUP INC	347,353	$32.0M	0.19%
79	CHTRCHARTER COMMUNICATIONS INC N	65,469	$31.8M	0.19%
80	CLXCLOROX CO DEL	206,287	$31.7M	0.19%
81	BABOEING CO	95,850	$31.2M	0.19%
82	PEOEXELON CORP	677,996	$30.9M	0.18%
83	KMBKIMBERLY CLARK CORP	219,366	$30.2M	0.18%
84	PGRPROGRESSIVE CORP OHIO	411,315	$29.8M	0.18%
85	OGEOGE ENERGY CORP	641,887	$28.5M	0.17%
86	LINLINDE PLC	132,909	$28.3M	0.17%
87	ISRGINTUITIVE SURGICAL INC	47,820	$28.3M	0.17%
88	HYDVANECK VECTORS ETF TR	439,719	$28.2M	0.17%
89	CMSCMS ENERGY CORP	443,902	$27.9M	0.17%
90	LRCXEURLAM RESEARCH CORP	94,141	$27.5M	0.16%
91	GBABGUGGENHEIM TAXABLE MUN MNGD	1,154,388	$27.3M	0.16%
92	SOSOUTHERN CO	429,132	$27.3M	0.16%
93	PPLPPL CORP	759,358	$27.2M	0.16%
94	GISGENERAL MLS INC	508,416	$27.2M	0.16%
95	KEYKEYCORP NEW	1,324,259	$26.8M	0.16%
96	IGSBISHARES TR	498,589	$26.7M	0.16%
97	CBCHUBB LIMITED	171,084	$26.6M	0.16%
98	AREALEXANDRIA REAL ESTATE EQ IN	164,520	$26.6M	0.16%
99	STZCONSTELLATION BRANDS INC	139,015	$26.4M	0.16%
100	ZIONZIONS BANCORPORATION N A	506,904	$26.3M	0.16%

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