GUGGENHEIM CAPITAL LLC Q2 2020 Filing

Filed August 14, 2020

Portfolio Value

$12.9B

Holdings

1,866

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (1,866 positions)

#	Stock	Shares	Value	% Portfolio
1001	SIVBEURSVB FINANCIAL GROUP	6,846	$1.5M	0.01%
1002	PCTYPAYLOCITY HLDG CORP	10,101	$1.5M	0.01%
1003	ABMDEURABIOMED INC	6,088	$1.5M	0.01%
1004	GNRCGENERAC HLDGS INC	12,000	$1.5M	0.01%
1005	—BLACKROCK NY MUNI INC QLTY T	110,933	$1.5M	0.01%
1006	BUWABIO RAD LABS INC	3,234	$1.5M	0.01%
1007	IGIWESTERN ASSET INVT GRADE DEF	67,231	$1.5M	0.01%
1008	HXLHEXCEL CORP NEW	32,055	$1.4M	0.01%
1009	ESNTESSENT GROUP LTD	39,942	$1.4M	0.01%
1010	AJRDEURAEROJET ROCKETDYNE HLDGS INC	36,502	$1.4M	0.01%
1011	CHRWC H ROBINSON WORLDWIDE INC	18,301	$1.4M	0.01%
1012	WBKWESTPAC BANKING CORP	115,573	$1.4M	0.01%
1013	LDPCOHEN & STEERS LTD DURATION	64,253	$1.4M	0.01%
1014	BYNDBEYOND MEAT INC	10,777	$1.4M	0.01%
1015	BGRBLACKROCK ENERGY & RES TR	199,415	$1.4M	0.01%
1016	BUDANHEUSER BUSCH INBEV SA/NV	29,163	$1.4M	0.01%
1017	AZOAUTOZONE INC	2,603	$1.4M	0.01%
1018	BWXTBWX TECHNOLOGIES INC	25,311	$1.4M	0.01%
1019	XXHYBXXNEW AMER HIGH INCOME FD INC	183,589	$1.4M	0.01%
1020	NWLNEWELL BRANDS INC	89,946	$1.4M	0.01%
1021	AZNASTRAZENECA PLC	26,837	$1.4M	0.01%
1022	PIIPOLARIS INC	15,317	$1.4M	0.01%
1023	WABFWESTERN ASSET MUN PARTNERS F	100,188	$1.4M	0.01%
1024	PHIPLDT INC	58,045	$1.4M	0.01%
1025	CHTCHUNGHWA TELECOM CO LTD	35,952	$1.4M	0.01%
1026	AEGAEGON N V	480,765	$1.4M	0.01%
1027	NWENORTHWESTERN CORP	25,903	$1.4M	0.01%
1028	CMCANADIAN IMP BK COMM	21,084	$1.4M	0.01%
1029	MHKMOHAWK INDS INC	13,871	$1.4M	0.01%
1030	ZTRVIRTUS TOTAL RETURN FUND INC	171,915	$1.4M	0.01%
1031	GCVGABELLI CONV&INCOM SECS FD I	274,598	$1.4M	0.01%
1032	KRCKILROY RLTY CORP	23,924	$1.4M	0.01%
1033	RNRRENAISSANCERE HOLDINGS LTD	8,165	$1.4M	0.01%
1034	PAIWESTERN ASSET INVESTMENT GRA	93,260	$1.4M	0.01%
1035	BKBANK NEW YORK MELLON CORP	36,100	$1.4M	0.01%
1036	HBC2HSBC HLDGS PLC	59,746	$1.4M	0.01%
1037	—TORTOISE PWR & ENERGY INFRAS	153,916	$1.4M	0.01%
1038	TNDMTANDEM DIABETES CARE INC	14,011	$1.4M	0.01%
1039	—NIELSEN HLDGS PLC	93,295	$1.4M	0.01%
1040	—NATIONAL INSTRS CORP	35,668	$1.4M	0.01%
1041	—SALIENT MIDSTREAM & MLP FD	333,688	$1.4M	0.01%
1042	NOVEURNATIONAL OILWELL VARCO INC	112,393	$1.4M	0.01%
1043	SABRSABRE CORP	170,792	$1.4M	0.01%
1044	PGFINVESCO EXCHANGE TRADED FD T	76,643	$1.4M	0.01%
1045	MFICAPOLLO INVT CORP	142,905	$1.4M	0.01%
1046	USFDUS FOODS HLDG CORP	69,332	$1.4M	0.01%
1047	PGXINVESCO EXCH TRADED FD TR II	96,644	$1.4M	0.01%
1048	AZTABROOKS AUTOMATION INC NEW	30,684	$1.4M	0.01%
1049	AMCRAMCOR PLC	132,797	$1.4M	0.01%
1050	ENRENERGIZER HLDGS INC NEW	28,560	$1.4M	0.01%
1051	UMCUNITED MICROELECTRONICS CORP	513,941	$1.4M	0.01%
1052	LBEURL BRANDS INC	90,397	$1.4M	0.01%
1053	ADSWADVANCED DISP SVCS INC DEL	44,737	$1.4M	0.01%
1054	CGBDTCG BDC INC	157,372	$1.3M	0.01%
1055	DXCDXC TECHNOLOGY CO	81,652	$1.3M	0.01%
1056	NEONEOGENOMICS INC	43,309	$1.3M	0.01%
1057	—CLEARBRIDGE ENERGY MIDSTRM O	566,861	$1.3M	0.01%
1058	TTENTOTAL S.A.	34,774	$1.3M	0.01%
1059	IPGPIPG PHOTONICS CORP	8,341	$1.3M	0.01%
1060	NMLNEUBERGER BERMAN MLP AND ENR	451,551	$1.3M	0.01%
1061	KSSKOHLS CORP	63,778	$1.3M	0.01%
1062	APTVAPTIV PLC	16,981	$1.3M	0.01%
1063	NHINATIONAL HEALTH INVS INC	21,702	$1.3M	0.01%
1064	ICSHISHARES TR	26,053	$1.3M	0.01%
1065	ALLYALLY FINL INC	66,266	$1.3M	0.01%
1066	PDMPIEDMONT OFFICE REALTY TR IN	78,934	$1.3M	0.01%
1067	FSKFS KKR CAPITAL CORP	93,540	$1.3M	0.01%
1068	SNAPSNAP INC	55,603	$1.3M	0.01%
1069	CFCF INDS HLDGS INC	46,219	$1.3M	0.01%
1070	ENICENEL CHILE S.A.	343,696	$1.3M	0.01%
1071	MANHMANHATTAN ASSOCS INC	13,691	$1.3M	0.01%
1072	SSYSSTRATASYS LTD	81,175	$1.3M	0.01%
1073	TSCOTRACTOR SUPPLY CO	9,657	$1.3M	0.01%
1074	UALUNITED AIRLS HLDGS INC	36,730	$1.3M	0.01%
1075	PNIPIMCO NEW YORK MUN INCOME FD	110,404	$1.3M	0.01%
1076	—FIRST EAGLE SENIOR LOAN FUND	102,492	$1.3M	0.01%
1077	EMOCLEARBRIDGE MLP AND MIDSTRM	457,413	$1.2M	0.01%
1078	LTCLTC PPTYS INC	32,793	$1.2M	0.01%
1079	CWENCLEARWAY ENERGY INC	53,547	$1.2M	0.01%
1080	MOSMOSAIC CO NEW	98,390	$1.2M	0.01%
1081	STLDSTEEL DYNAMICS INC	47,015	$1.2M	0.01%
1082	TREXTREX CO INC	9,437	$1.2M	0.01%
1083	DSMBNY MELLON STRATEGIC MUN BD	168,709	$1.2M	0.01%
1084	DVNDEVON ENERGY CORP NEW	107,480	$1.2M	0.01%
1085	TWLOTWILIO INC	5,503	$1.2M	0.01%
1086	TTTRANE TECHNOLOGIES PLC	13,539	$1.2M	0.01%
1087	PPCPILGRIMS PRIDE CORP	71,289	$1.2M	0.01%
1088	ORANYORANGE	100,763	$1.2M	0.01%
1089	JGHNUVEEN GLOBAL HIGH INCOME FD	90,297	$1.2M	0.01%
1090	MMUWESTERN ASSET MANAGED MUNS F	99,609	$1.2M	0.01%
1091	WYNNWYNN RESORTS LTD	16,025	$1.2M	0.01%
1092	MDC1USDM D C HLDGS INC	33,390	$1.2M	0.01%
1093	—HIGHLAND FDS I	75,614	$1.2M	0.01%
1094	NBTBNBT BANCORP INC	38,687	$1.2M	0.01%
1095	BCSFBAIN CAP SPECIALTY FIN INC	107,064	$1.2M	0.01%
1096	MPLXMPLX LP	68,573	$1.2M	0.01%
1097	—ACACIA COMMUNICATIONS INC	17,607	$1.2M	0.01%
1098	MUBISHARES TR	10,198	$1.2M	0.01%
1099	XRXXEROX HOLDINGS CORP	76,588	$1.2M	0.01%
1100	FMXFOMENTO ECONOMICO MEXICANO S	18,783	$1.2M	0.01%

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