GOLDMAN SACHS GROUP INC Q3 2020 Filing

Filed November 13, 2020

Portfolio Value

$352.4M

Holdings

4,411

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (4,411 positions)

#	Stock	Shares	Value	% Portfolio	Type
2901	BMRCBANK MARIN BANCORP	71,123	$2.1M	0.58%
2902	BNFT 1.25 12/15/23BENEFITFOCUS INC	2,625,000	$2.1M	0.58%
2903	LN5LANNET INC	334,811	$2.0M	0.58%
2904	SPLVINVESCO EXCH TRADED FD TR II	38,009	$2.0M	0.58%
2905	SNPUSDCHINA PETROLEUM & CHEMICAL C	50,385	$2.0M	0.58%
2906	ILCBISHARES TR	10,441	$2.0M	0.58%
2907	SVMSILVERCORP METALS INC	280,604	$2.0M	0.58%
2908	MCHBHOMESTREET INC	78,637	$2.0M	0.57%
2909	LDELANDEC CORP	208,057	$2.0M	0.57%
2910	—VERINT SYS INC	2,000,000	$2.0M	0.57%
2911	—D8 HOLDINGS CORP	200,000	$2.0M	0.57%
2912	NFBKNORTHFIELD BANCORP INC DEL	220,801	$2.0M	0.57%
2913	UBAUSDURSTADT BIDDLE PPTYS INC	218,709	$2.0M	0.57%
2914	ATNIATN INTL INC	39,911	$2.0M	0.57%
2915	FSPFRANKLIN STR PPTYS CORP	546,858	$2.0M	0.57%
2916	—CBL & ASSOC PPTYS INC	13,120	$2.0M	0.57%
2917	—GORES METROPOULOS INC	174,999	$2.0M	0.57%
2918	CALCALERES INC	208,846	$2.0M	0.57%
2919	WASHWASHINGTON TR BANCORP	65,025	$2.0M	0.57%
2920	EWAISHARES INC	100,943	$2.0M	0.57%
2921	GILTGILAT SATELLITE NETWORKS LTD	364,553	$2.0M	0.56%
2922	—SYSTEMAX INC	82,667	$2.0M	0.56%
2923	—AMERICAN NATIONAL GROUP INC	29,205	$2.0M	0.56%
2924	BRK-BBERKSHIRE HATHAWAY INC DEL	157	$2.0M	0.56%
2925	—PIVOTAL INVT CORP II	170,713	$2.0M	0.56%
2926	WRLDWORLD ACCEP CORP DEL	18,641	$2.0M	0.56%
2927	CLNECLEAN ENERGY FUELS CORP	792,974	$2.0M	0.56%
2928	GSSCGOLDMAN SACHS ETF TR	46,704	$2.0M	0.56%
2929	OPHTEURIVERIC BIO INC	347,197	$2.0M	0.56%
2930	IWXISHARES TR	38,343	$2.0M	0.56%
2931	—MALACCA STRAITS ACQUISITION	196,490	$2.0M	0.55%
2932	OFGOFG BANCORP	156,211	$1.9M	0.55%
2933	FFICFLUSHING FINL CORP	185,010	$1.9M	0.55%
2934	BSETBASSETT FURNITURE INDS INC	142,126	$1.9M	0.55%
2935	WPSISHARES TR	61,830	$1.9M	0.55%
2936	FRG1EURFRANCHISE GROUP INC	76,408	$1.9M	0.55%
2937	RGSUSDREGIS CORP MINN	315,377	$1.9M	0.55%
2938	LANDGLADSTONE LD CORP	128,562	$1.9M	0.55%
2939	PPAINVESCO EXCHANGE TRADED FD T	34,605	$1.9M	0.55%
2940	GMREUSDGLOBAL MED REIT INC	142,737	$1.9M	0.55%
2941	TPICQTPI COMPOSITES INC	66,529	$1.9M	0.55%
2942	JMIAJUMIA TECHNOLOGIES AG	240,728	$1.9M	0.55%	Put
2943	WSBFWATERSTONE FINL INC MD	124,038	$1.9M	0.55%
2944	OISOIL STS INTL INC	700,889	$1.9M	0.54%
2945	—PLANTRONICS INC NEW	161,394	$1.9M	0.54%
2946	—COREPOINT LODGING INC	349,820	$1.9M	0.54%
2947	BRBR1GBPBELLRING BRANDS INC	91,857	$1.9M	0.54%
2948	GTIPGOLDMAN SACHS ETF TR	33,483	$1.9M	0.54%
2949	ROMOSTRATEGY SHS	84,300	$1.9M	0.54%
2950	QNCXCORTEXYME INC	38,088	$1.9M	0.54%
2951	REGNREGENERON PHARMACEUTICALS	567,344	$1.9M	0.54%	Put
2952	OMEROMEROS CORP	187,986	$1.9M	0.54%
2953	RSPHINVESCO EXCHANGE TRADED FD T	8,060	$1.9M	0.54%
2954	RDWRRADWARE LTD	78,276	$1.9M	0.54%
2955	CSANCOSAN LTD	127,749	$1.9M	0.54%
2956	PDFSPDF SOLUTIONS INC	101,247	$1.9M	0.54%
2957	EBIXEUREBIX INC	91,815	$1.9M	0.54%
2958	—CARDTRONICS PLC	95,340	$1.9M	0.54%
2959	—II-VI INC	1,668,000	$1.9M	0.53%
2960	INDYISHARES TR	53,878	$1.9M	0.53%
2961	RVMDREVOLUTION MEDICINES INC	53,794	$1.9M	0.53%
2962	UMHUMH PPTYS INC	137,682	$1.9M	0.53%
2963	CTMXCYTOMX THERAPEUTICS INC	279,823	$1.9M	0.53%
2964	—NEW PROVIDENCE ACQUISITION	183,431	$1.8M	0.52%
2965	OPCHOPTION CARE HEALTH INC	137,736	$1.8M	0.52%
2966	GOCOGOHEALTH INC	141,383	$1.8M	0.52%
2967	RSPDINVESCO EXCHANGE TRADED FD T	17,853	$1.8M	0.52%
2968	LM05LIBERTY MEDIA CORP DEL	54,753	$1.8M	0.52%
2969	SLCAU S SILICA HLDGS INC	610,098	$1.8M	0.52%
2970	CLSEURCELESTICA INC	265,157	$1.8M	0.52%
2971	CENXCENTURY ALUM CO	255,010	$1.8M	0.52%
2972	NMFCNEW MTN FIN CORP	189,763	$1.8M	0.51%
2973	AGXARGAN INC	43,082	$1.8M	0.51%
2974	NGVCNATURAL GROCERS BY VITAMIN C	182,996	$1.8M	0.51%
2975	VISVANGUARD WORLD FDS	12,471	$1.8M	0.51%
2976	EQXEQUINOX GOLD CORP	153,785	$1.8M	0.51%
2977	PRSUVIAD CORP	86,319	$1.8M	0.51%
2978	—THIRD PT REINS LTD	258,668	$1.8M	0.51%
2979	GVIISHARES TR	15,248	$1.8M	0.51%
2980	GLPGGALAPAGOS NV	12,601	$1.8M	0.51%
2981	P5YBRF SA	542,555	$1.8M	0.51%
2982	FCFRANKLIN COVEY CO	100,131	$1.8M	0.50%
2983	AAOIAPPLIED OPTOELECTRONICS INC	157,428	$1.8M	0.50%
2984	BOOMDMC GLOBAL INC	53,691	$1.8M	0.50%
2985	BANCBANC OF CALIFORNIA INC	174,342	$1.8M	0.50%
2986	—NOVUS CAP CORP	150,000	$1.8M	0.50%
2987	BVBRIGHTVIEW HLDGS INC	154,495	$1.8M	0.50%
2988	TSHATAYSHA GENE THERAPIES INC	78,625	$1.8M	0.50%
2989	CLVSEURCLOVIS ONCOLOGY INC	300,872	$1.8M	0.50%
2990	EXPIEXP WORLD HLDGS INC	43,465	$1.8M	0.50%
2991	KNSAKINIKSA PHARMACEUTICALS LTD	114,357	$1.8M	0.50%
2992	—AMERICAN RLTY CAP PPTYS INC	1,750,000	$1.8M	0.50%
2993	LPROOPEN LENDING CORP	68,532	$1.7M	0.50%
2994	LMATLEMAITRE VASCULAR INC	53,540	$1.7M	0.49%
2995	FDISFIDELITY COVINGTON TRUST	28,000	$1.7M	0.49%
2996	GPMTGRANITE PT MTG TR INC	244,637	$1.7M	0.49%
2997	—DIREXION SHS ETF TR	114,701	$1.7M	0.49%
2998	TFINTRIUMPH BANCORP INC	55,680	$1.7M	0.49%
2999	NPKNATIONAL PRESTO INDS INC	21,140	$1.7M	0.49%
3000	CACCAMDEN NATL CORP	57,201	$1.7M	0.49%

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