GOLDMAN SACHS GROUP INC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$330.2M

Holdings

4,525

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (4,525 positions)

#	Stock	Shares	Value	% Portfolio	Type
2801	—NOVATEL WIRELESS INC	622,165	$1.9M	0.59%	Put
2802	NICNICOLET BANKSHARES INC	50,769	$1.9M	0.59%
2803	—POWERSHARES ETF TR II	50,012	$1.9M	0.59%
2804	CCUCOMPANIA CERVECERIAS UNIDAS	96,087	$1.9M	0.59%
2805	RUBIEURRUBICON PROJ INC	233,992	$1.9M	0.59%
2806	SCHFSCHWAB STRATEGIC TR	67,244	$1.9M	0.59%
2807	QDELUSDQUIDEL CORP	87,474	$1.9M	0.59%
2808	SHLDEURSEARS HLDGS CORP	168,199	$1.9M	0.58%	Put
2809	—NEW YORK REIT INC	210,374	$1.9M	0.58%
2810	SBG1SEACOAST BKG CORP FLA	118,772	$1.9M	0.58%
2811	BWXSPDR SERIES TRUST	66,174	$1.9M	0.58%
2812	PGFPOWERSHARES ETF TRUST	99,772	$1.9M	0.58%
2813	—LUXOTTICA GROUP S P A	39,681	$1.9M	0.57%
2814	VOTVANGUARD INDEX FDS	17,746	$1.9M	0.57%
2815	—ISHARES TR	99,480	$1.9M	0.57%
2816	—ACORDA THERAPEUTICS INC	2,307,000	$1.9M	0.57%
2817	—DIPLOMAT PHARMACY INC	67,143	$1.9M	0.57%	Call
2818	—MTS SYS CORP	40,736	$1.9M	0.57%
2819	—WILLIAMS CLAYTON ENERGY INC	21,863	$1.9M	0.57%
2820	SIMOSILICON MOTION TECHNOLOGY CO	35,913	$1.9M	0.56%
2821	JJSFJ & J SNACK FOODS CORP	15,578	$1.9M	0.56%
2822	DEMWISDOMTREE TR	49,377	$1.9M	0.56%
2823	QDFFLEXSHARES TR	48,976	$1.9M	0.56%
2824	—WISDOMTREE TR	82,400	$1.9M	0.56%
2825	LPGDORIAN LPG LTD	307,871	$1.8M	0.56%
2826	IDTIDT CORP	107,085	$1.8M	0.56%
2827	NIHDEURNII HLDGS INC	553,157	$1.8M	0.56%
2828	—ISHARES INC	166,594	$1.8M	0.56%
2829	MTRNMATERION CORP	59,710	$1.8M	0.56%
2830	DENNDENNYS CORP	170,758	$1.8M	0.55%
2831	EXTREXTREME NETWORKS INC	406,433	$1.8M	0.55%
2832	—WINDSTREAM HLDGS INC	181,239	$1.8M	0.55%	Put
2833	PCTYPAYLOCITY HLDG CORP	40,937	$1.8M	0.55%
2834	BNS 4.5 12/16/25BANK OF NOVA SCOTIA	1,700,000	$1.8M	0.55%
2835	—FIREEYE INC	1,966,000	$1.8M	0.55%
2836	—BROOKDALE SR LIVING INC	1,823,000	$1.8M	0.55%
2837	IMGNEURIMMUNOGEN INC	673,944	$1.8M	0.55%	Put
2838	—WEST CORP	81,338	$1.8M	0.54%
2839	ZM3ZUMIEZ INC	99,531	$1.8M	0.54%
2840	—JAMBA INC	163,920	$1.8M	0.54%
2841	—ESSENDANT INC	87,023	$1.8M	0.54%
2842	GWXSPDR INDEX SHS FDS	56,731	$1.8M	0.54%
2843	—SWIFT TRANSN CO	82,241	$1.8M	0.53%
2844	IATISHARES TR	50,130	$1.8M	0.53%
2845	—RYDEX ETF TRUST	20,219	$1.8M	0.53%
2846	TKTEEKAY CORPORATION	227,765	$1.8M	0.53%
2847	—AMERICAN TOWER CORP NEW	16,013	$1.8M	0.53%
2848	CD8CRESUD S A C I F Y A	97,865	$1.7M	0.53%
2849	TWITITAN INTL INC ILL	172,620	$1.7M	0.53%
2850	—PACIFIC DRILLING SA LUXEMBOU	426,592	$1.7M	0.52%
2851	—RUDOLPH TECHNOLOGIES INC	97,543	$1.7M	0.52%
2852	FSVFIRSTSERVICE CORP NEW	37,077	$1.7M	0.52%
2853	—ICONIX BRAND GROUP INC	2,000,000	$1.7M	0.52%
2854	PRKPARK NATL CORP	17,952	$1.7M	0.52%
2855	—SIGMA DESIGNS INC	221,176	$1.7M	0.52%	Put
2856	HALOHALOZYME THERAPEUTICS INC	142,542	$1.7M	0.52%
2857	CLMTUSDCALUMET SPECIALTY PRODS PTNR	381,622	$1.7M	0.52%	Put
2858	STBAS & T BANCORP INC	59,357	$1.7M	0.52%
2859	—RESOLUTE ENERGY CORP	66,059	$1.7M	0.52%
2860	CVLGCOVENANT TRANSN GROUP INC	89,010	$1.7M	0.52%
2861	UISUNISYS CORP	175,670	$1.7M	0.52%	Put
2862	IVCUSDINVACARE CORP	153,019	$1.7M	0.52%
2863	SKYYFIRST TR EXCHANGE TRADED FD	50,000	$1.7M	0.52%
2864	GTNGRAY TELEVISION INC	163,481	$1.7M	0.51%	Put
2865	—MULTI PACKAGING SOLUTIONS IN	117,439	$1.7M	0.51%
2866	—ANALOGIC CORP	19,089	$1.7M	0.51%
2867	—EXACTECH INC	62,564	$1.7M	0.51%
2868	—POWERSHARES ETF TRUST II	71,385	$1.7M	0.51%
2869	—VITAE PHARMACEUTICALS INC	80,701	$1.7M	0.51%
2870	—AEGEAN MARINE PETROLEUM NETW	168,746	$1.7M	0.51%
2871	FAROFARO TECHNOLOGIES INC	46,768	$1.7M	0.51%
2872	—K2M GROUP HLDGS INC	94,411	$1.7M	0.51%
2873	MYRGMYR GROUP INC DEL	55,680	$1.7M	0.51%
2874	BCOVUSDBRIGHTCOVE INC	128,310	$1.7M	0.51%
2875	AOSLALPHA & OMEGA SEMICONDUCTOR	76,852	$1.7M	0.51%
2876	—AVINGER INC	347,594	$1.7M	0.50%	Call
2877	CBCVR ENERGY INC	119,999	$1.7M	0.50%
2878	ADUNITED STATES CELLULAR CORP	45,409	$1.6M	0.50%
2879	—MERCADOLIBRE INC	1,057,000	$1.6M	0.50%
2880	NVAXNOVAVAX INC	789,413	$1.6M	0.50%	Put
2881	GMED 2.75 07/01/17NUVASIVE INC	1,018,000	$1.6M	0.50%
2882	UNFUNIFIRST CORP MASS	12,406	$1.6M	0.50%
2883	FIBKFIRST INTST BANCSYSTEM INC	51,748	$1.6M	0.49%
2884	—FINANCIAL ENGINES INC	54,782	$1.6M	0.49%	Put
2885	ERFGBPENERPLUS CORP	253,909	$1.6M	0.49%	Put
2886	—RETAILMENOT INC	163,072	$1.6M	0.49%	Put
2887	TIIAYTELECOM ITALIA S P A NEW	194,370	$1.6M	0.49%
2888	EESWISDOMTREE TRUST	18,928	$1.6M	0.49%
2889	—SPX FLOW INC	51,957	$1.6M	0.49%	Put
2890	—GREENHILL & CO INC	68,173	$1.6M	0.49%
2891	—REALITY SHS ETF TR	66,160	$1.6M	0.49%
2892	REGIEURRENEWABLE ENERGY GROUP INC	188,952	$1.6M	0.48%	Put
2893	AMAGAMAG PHARMACEUTICALS INC	65,113	$1.6M	0.48%
2894	SPABSPDR SERIES TRUST	26,930	$1.6M	0.48%
2895	ACWIISHARES TR	26,895	$1.6M	0.48%
2896	PSTGPURE STORAGE INC	117,207	$1.6M	0.48%	Put
2897	—POWERSHARES DB CMDTY IDX TRA	105,238	$1.6M	0.48%	Put
2898	—ASHFORD HOSPITALITY TR INC	266,548	$1.6M	0.48%
2899	EFADPROSHARES TR	44,542	$1.6M	0.48%
2900	MANUMANCHESTER UTD PLC NEW	92,597	$1.6M	0.47%

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