FOUNDERS FINANCIAL SECURITIES LLC Q4 2019 Filing

Filed February 11, 2020

Portfolio Value

$295.7M

Holdings

120

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (120 positions)

#	Stock	Shares	Value	% Portfolio
1	QUALISHARES TR	170,753	$17.2M	5.83%
2	IJRISHARES TR	203,940	$17.1M	5.78%
3	VTVVANGUARD INDEX FDS	110,111	$13.2M	4.46%
4	IEMGISHARES INC	218,134	$11.7M	3.97%
5	SPYSPDR S&P 500 ETF TR	32,928	$10.6M	3.58%
6	VOVANGUARD INDEX FDS	59,125	$10.5M	3.56%
7	AGGISHARES TR	92,436	$10.4M	3.51%
8	SPYVSPDR SERIES TRUST	288,727	$10.1M	3.41%
9	IWFISHARES TR	55,135	$9.7M	3.28%
10	SPDWSPDR INDEX SHS FDS	301,854	$9.5M	3.20%
11	TOTLSSGA ACTIVE ETF TR	182,303	$8.9M	3.02%
12	VIGVANGUARD GROUP	70,837	$8.8M	2.99%
13	BONDPIMCO ETF TR	77,657	$8.4M	2.83%
14	BNDVANGUARD BD INDEX FD INC	97,902	$8.2M	2.78%
15	HEFAISHARES TR	254,808	$7.8M	2.63%
16	USMVISHARES TR	114,678	$7.5M	2.54%
17	VEUVANGUARD INTL EQUITY INDEX F	137,445	$7.4M	2.50%
18	SPEMSPDR INDEX SHS FDS	179,917	$6.8M	2.29%
19	IVVISHARES TR	16,199	$5.2M	1.77%
20	FTCFIRST TR LRG CP GRWTH ALPHAD	67,020	$4.9M	1.65%
21	HYLBDBX ETF TR	92,967	$4.7M	1.58%
22	EZUISHARES INC	99,509	$4.2M	1.41%
23	EMBISHARES TR	36,302	$4.2M	1.41%
24	DXJWISDOMTREE TR	68,367	$3.7M	1.24%
25	SNPEDBX ETF TR	126,578	$3.5M	1.19%
26	SPYGSPDR SERIES TRUST	80,298	$3.4M	1.14%
27	FTAFIRST TR LRG CP VL ALPHADEX	57,427	$3.2M	1.10%
28	SPABSPDR SERIES TRUST	95,930	$2.8M	0.95%
29	DGROISHARES TR	60,891	$2.6M	0.87%
30	XSLVINVESCO EXCHNG TRADED FD TR	48,170	$2.5M	0.83%
31	EFAVISHARES TR	32,170	$2.4M	0.81%
32	VSSVANGUARD INTL EQUITY INDEX F	21,571	$2.4M	0.81%
33	SHYISHARES TR	27,897	$2.4M	0.80%
34	IJHISHARES TR	11,086	$2.3M	0.77%
35	AAPLAPPLE INC	7,263	$2.1M	0.72%
36	IWRISHARES TR	31,225	$1.9M	0.63%
37	HYGISHARES TR	20,601	$1.8M	0.61%
38	XOMEXXON MOBIL CORP	22,611	$1.6M	0.53%
39	PFFISHARES TR	40,064	$1.5M	0.51%
40	HDHOME DEPOT INC	6,723	$1.5M	0.50%
41	MUBISHARES TR	12,476	$1.4M	0.48%
42	PGPROCTER & GAMBLE CO	11,225	$1.4M	0.47%
43	BMYBRISTOL MYERS SQUIBB CO	21,141	$1.4M	0.46%
44	JNJJOHNSON & JOHNSON	9,264	$1.4M	0.46%
45	AMGNAMGEN INC	5,528	$1.3M	0.45%
46	LMTLOCKHEED MARTIN CORP	3,287	$1.3M	0.43%
47	MDTMEDTRONIC PLC	10,896	$1.2M	0.42%
48	RSPINVESCO EXCHANGE TRADED FD T	10,528	$1.2M	0.41%
49	AGGYWISDOMTREE TR	23,096	$1.2M	0.41%
50	ALSALLSTATE CORP	10,121	$1.1M	0.38%
51	SHOPSHOPIFY INC	2,743	$1.1M	0.37%
52	MSFTMICROSOFT CORP	6,564	$1.0M	0.35%
53	WMTWALMART INC	8,626	$1.0M	0.35%
54	CSCOCISCO SYS INC	20,876	$1.0M	0.34%
55	IBMINTERNATIONAL BUSINESS MACHS	6,993	$937K	0.32%
56	BNSBANK N S HALIFAX	16,231	$917K	0.31%
57	CVXCHEVRON CORP NEW	7,488	$902K	0.30%
58	SLBSCHLUMBERGER LTD	21,259	$855K	0.29%
59	WFCWELLS FARGO CO NEW	14,891	$801K	0.27%
60	IGSBISHARES TR	14,924	$800K	0.27%
61	UNHUNITEDHEALTH GROUP INC	2,594	$763K	0.26%
62	ADPAUTOMATIC DATA PROCESSING IN	4,453	$759K	0.26%
63	IWMISHARES TR	4,539	$752K	0.25%
64	GSKGLAXOSMITHKLINE PLC	15,389	$723K	0.24%
65	KOCOCA COLA CO	12,560	$695K	0.24%
66	DISDISNEY WALT CO	4,665	$675K	0.23%
67	DUKDUKE ENERGY CORP NEW	7,242	$661K	0.22%
68	PACWUSDPACWEST BANCORP DEL	16,647	$637K	0.22%
69	OXYOCCIDENTAL PETE CORP	15,354	$633K	0.21%
70	DALDELTA AIR LINES INC DEL	10,651	$623K	0.21%
71	QTECFIRST TR NASDAQ100 TECH INDE	6,138	$614K	0.21%
72	FXLFIRST TR EXCHANGE TRADED FD	8,422	$611K	0.21%
73	CMCSACOMCAST CORP NEW	13,377	$602K	0.20%
74	FXOFIRST TR EXCHANGE TRADED FD	17,102	$573K	0.19%
75	AMZNAMAZON COM INC	307	$567K	0.19%
76	FXUFIRST TR EXCHANGE TRADED FD	19,279	$563K	0.19%
77	RDS/AROYAL DUTCH SHELL PLC	9,442	$557K	0.19%
78	SPIBSPDR SERIES TRUST	13,942	$492K	0.17%
79	IGIBISHARES TR	8,476	$491K	0.17%
80	IEFISHARES TR	4,435	$489K	0.17%
81	MMM3M CO	2,724	$481K	0.16%
82	VVISA INC	2,149	$404K	0.14%
83	IVWISHARES TR	2,066	$400K	0.14%
84	LINLINDE PLC	1,837	$391K	0.13%
85	IVEISHARES TR	3,002	$391K	0.13%
86	DONSPDR DOW JONES INDL AVRG ETF	1,359	$387K	0.13%
87	PFEPFIZER INC	9,677	$379K	0.13%
88	BIIBBIOGEN INC	1,251	$371K	0.13%
89	LQDISHARES TR	2,889	$370K	0.13%
90	IYRISHARES TR	3,798	$354K	0.12%
91	PCYINVESCO EXCHNG TRADED FD TR	11,973	$354K	0.12%
92	AMTAMERICAN TOWER CORP NEW	1,501	$345K	0.12%
93	BACBANK AMER CORP	9,758	$344K	0.12%
94	METAFACEBOOK INC	1,663	$341K	0.12%
95	FIXDFIRST TR EXCHNG TRADED FD VI	6,531	$338K	0.11%
96	BACVERIZON COMMUNICATIONS INC	5,483	$337K	0.11%
97	TXNTEXAS INSTRS INC	2,513	$322K	0.11%
98	MAMASTERCARD INC	1,063	$317K	0.11%
99	UTXZUNITED TECHNOLOGIES CORP	2,117	$317K	0.11%
100	UPSUNITED PARCEL SERVICE INC	2,600	$304K	0.10%

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