FIRST TRUST ADVISORS LP Q4 2016 Filing

Filed February 6, 2017

Portfolio Value

$33.6M

Holdings

2,413

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (2,413 positions)

#	Stock	Shares	Value	% Portfolio
1701	KAMNUSDKAMAN CORP	26,303	$1.3M	3.83%
1702	TFINTRIUMPH BANCORP INC	49,022	$1.3M	3.82%
1703	AMAGAMAG PHARMACEUTICALS INC	36,828	$1.3M	3.82%
1704	FDEFUSDFIRST DEFIANCE FINL CORP	25,222	$1.3M	3.81%
1705	MMSMAXIMUS INC	22,941	$1.3M	3.81%
1706	BSLBLACKSTONE GSO FLTING RTE FU	70,619	$1.3M	3.80%
1707	ENSGENSIGN GROUP INC	57,390	$1.3M	3.80%
1708	TSSTOTAL SYS SVCS INC	25,935	$1.3M	3.79%
1709	CHECHEMED CORP NEW	7,917	$1.3M	3.78%
1710	TBPHTHERAVANCE BIOPHARMA INC	39,755	$1.3M	3.77%
1711	SAFTSAFETY INS GROUP INC	17,186	$1.3M	3.77%
1712	ANATUSDAMERICAN NATL INS CO	10,092	$1.3M	3.74%
1713	HTBHOMETRUST BANCSHARES INC	48,540	$1.3M	3.74%
1714	EXASEXACT SCIENCES CORP	94,081	$1.3M	3.74%
1715	PFBCPREFERRED BK LOS ANGELES CA	23,947	$1.3M	3.74%
1716	XEVVXEATON VANCE LTD DUR INCOME F	91,313	$1.3M	3.73%
1717	BNEDBARNES & NOBLE INC	112,197	$1.3M	3.72%
1718	SYNASYNAPTICS INC	23,322	$1.3M	3.72%
1719	—NUVEEN INTER DURATION MN TMF	98,303	$1.2M	3.72%
1720	—ALLEGIANCE BANCSHARES INC	34,509	$1.2M	3.71%
1721	XIFRNEXTERA ENERGY PARTNERS LP	48,800	$1.2M	3.71%
1722	—TIER REIT INC	71,533	$1.2M	3.70%
1723	WABFWESTERN ASST MN PRT FD INC	83,459	$1.2M	3.70%
1724	SPSCSPS COMM INC	17,750	$1.2M	3.69%
1725	BGBBLACKSTONE GSO STRATEGIC CR	80,808	$1.2M	3.69%
1726	—SURGICAL CARE AFFILIATES INC	26,703	$1.2M	3.68%
1727	JPCNUVEEN PFD INCOME OPPRTNY FD	125,568	$1.2M	3.68%
1728	XLRNACCELERON PHARMA INC	48,251	$1.2M	3.66%
1729	—NUVEEN SHT DUR CR OPP FD	69,595	$1.2M	3.62%
1730	FFWMFIRST FNDTN INC	42,375	$1.2M	3.60%
1731	—STRAYER ED INC	14,968	$1.2M	3.59%
1732	CDPCORPORATE OFFICE PPTYS TR	38,582	$1.2M	3.59%
1733	—WESTERN ASSET VAR RT STRG FD	74,840	$1.2M	3.58%
1734	XEVGXEATON VANCE SH TM DR DIVR IN	86,526	$1.2M	3.57%
1735	SHENSHENANDOAH TELECOMMUNICATION	43,829	$1.2M	3.56%
1736	MBIMBIA INC	111,912	$1.2M	3.56%
1737	SHOOMADDEN STEVEN LTD	33,427	$1.2M	3.56%
1738	—DEVRY ED GROUP INC	38,274	$1.2M	3.55%
1739	UI2KEMPER CORP DEL	26,696	$1.2M	3.52%
1740	MMIMARCUS & MILLICHAP INC	44,206	$1.2M	3.52%
1741	TXNMPNM RES INC	34,432	$1.2M	3.52%
1742	SMMUPIMCO ETF TR	23,877	$1.2M	3.51%
1743	—VIRTUSA CORP	46,807	$1.2M	3.50%
1744	BDNBRANDYWINE RLTY TR	71,256	$1.2M	3.50%
1745	—BANK MUTUAL CORP NEW	124,170	$1.2M	3.49%
1746	LADLITHIA MTRS INC	12,093	$1.2M	3.49%
1747	—UNITED CMNTY FINL CORP OHIO	130,734	$1.2M	3.48%
1748	FCNFTI CONSULTING INC	25,925	$1.2M	3.48%
1749	—VASCO DATA SEC INTL INC	85,627	$1.2M	3.48%
1750	VCRVANGUARD WORLD FDS	9,056	$1.2M	3.47%
1751	PIPRPIPER JAFFRAY COS	15,964	$1.2M	3.44%
1752	BTTBLACKROCK MUN 2030 TAR TERM	52,985	$1.2M	3.44%
1753	BMRCBANK OF MARIN BANCORP	16,514	$1.2M	3.43%
1754	BFSSAUL CTRS INC	17,265	$1.1M	3.42%
1755	—GREAT WESTN BANCORP INC	26,191	$1.1M	3.40%
1756	—INFRAREIT INC	63,683	$1.1M	3.40%
1757	XNTKSPDR SERIES TRUST	18,774	$1.1M	3.38%
1758	—POLYONE CORP	35,407	$1.1M	3.38%
1759	FLICUSDFIRST LONG IS CORP	39,661	$1.1M	3.37%
1760	—SYNTEL INC	57,127	$1.1M	3.37%
1761	MATXMATSON INC	31,770	$1.1M	3.35%
1762	AELUSDAMERICAN EQTY INVT LIFE HLD	48,838	$1.1M	3.28%
1763	—NUVEEN TAX ADVANTAGED DIV GR	78,560	$1.1M	3.26%
1764	CPFCENTRAL PAC FINL CORP	34,644	$1.1M	3.24%
1765	AINALBANY INTL CORP	23,493	$1.1M	3.24%
1766	—CABOT MICROELECTRONICS CORP	17,182	$1.1M	3.23%
1767	BCPCBALCHEM CORP	12,842	$1.1M	3.21%
1768	SNPUSDCHINA PETE & CHEM CORP	15,124	$1.1M	3.20%
1769	—EDUCATION RLTY TR INC	25,357	$1.1M	3.19%
1770	—NAVIGATORS GROUP INC	9,115	$1.1M	3.19%
1771	PC6APETROCHINA CO LTD	14,545	$1.1M	3.19%
1772	—MONOGRAM RESIDENTIAL TR INC	98,738	$1.1M	3.18%
1773	DDD3-D SYS CORP DEL	80,213	$1.1M	3.17%
1774	HALOHALOZYME THERAPEUTICS INC	107,787	$1.1M	3.17%
1775	VECOVEECO INSTRS INC DEL	36,539	$1.1M	3.17%
1776	—HALYARD HEALTH INC	28,700	$1.1M	3.16%
1777	—STAMPS COM INC	9,223	$1.1M	3.15%
1778	ONCBEIGENE LTD	34,829	$1.1M	3.15%
1779	ICUIICU MED INC	7,175	$1.1M	3.15%
1780	—TERRAFORM PWR INC	82,353	$1.1M	3.14%
1781	—INTERSIL CORP	47,238	$1.1M	3.13%
1782	MOFGMIDWESTONE FINL GROUP INC NE	28,012	$1.1M	3.13%
1783	PHGKONINKLIJKE PHILIPS N V	34,417	$1.1M	3.13%
1784	—FANG HLDGS LTD	320,052	$1.1M	3.13%
1785	—MENTOR GRAPHICS CORP	28,466	$1.1M	3.13%
1786	—NATIONAL COMM CORP	28,124	$1.0M	3.11%
1787	FMNBFARMERS NATL BANC CORP	73,235	$1.0M	3.10%
1788	—NIC INC	43,504	$1.0M	3.10%
1789	—FBL FINL GROUP INC	13,282	$1.0M	3.09%
1790	HOLIHOLLYSYS AUTOMATION TECHNOLO	56,594	$1.0M	3.09%
1791	RDWRRADWARE LTD	71,083	$1.0M	3.08%
1792	NUVNUVEEN MUN VALUE FD INC	108,153	$1.0M	3.08%
1793	WWWWOLVERINE WORLD WIDE INC	47,018	$1.0M	3.07%
1794	—HSN INC	30,002	$1.0M	3.06%
1795	TALTAL ED GROUP	14,652	$1.0M	3.06%
1796	—RESTORATION HARDWARE HLDGS I	33,455	$1.0M	3.06%
1797	CHRCHURCHILL DOWNS INC	6,809	$1.0M	3.05%
1798	PRKSSEAWORLD ENTMT INC	54,016	$1.0M	3.05%
1799	—ENERNOC INC	170,387	$1.0M	3.04%
1800	DIODDIODES INC	39,817	$1.0M	3.04%

PreviousPage 18 of 25Next