FIRST FOUNDATION ADVISORS Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$1.5T

Holdings

311

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (311 positions)

StockValue
Fifth Street Finance Corp
$81.0M
Penn West Petroleum Ltd
$81.0M
Direxion Shares Jr Gold Minder
$80.0M
Medley Capital Corp.
$75.0M
Allianzgi Convertible & Income
$67.0M
Tanzanian Royalty Exploration
$59.0M
Kcap Finl Inc Com
$48.0M
EGOEldorado Gold Corp
$36.0M
Contravir Pharmaceuticals Inc
$12.0M
Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79
$10.0M
Citi A Warrants Exp 01/04/19
$3.0M
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