FIRST FOUNDATION ADVISORS Q3 2018 Filing

Filed November 13, 2018

Portfolio Value

$1.8T

Holdings

358

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (358 positions)

#StockSharesValue% PortfolioType
301
GDGeneral Dynamics Corp
1,309$268.0M0.01%
302
IWMiShares Russell 2000 Index Fun
1,570$265.0M0.01%
303
Energy Transfer Operating LP
11,814$263.0M0.01%
304
SDSandRidge Energy Inc
23,800$259.0M0.01%
305
BlackRock California Municipal
20,776$257.0M0.01%
306
iShares Barclays CMBS Bond
5,043$251.0M0.01%
307
Prospect Capital Corp
33,947$249.0M0.01%
308
Nuveen Intermediate Duration M
19,788$247.0M0.01%
309
AQLTiShares DJ Select Dividend Ind
2,474$247.0M0.01%
310
ORealty Income Corp
4,293$244.0M0.01%
311
PSAPublic Storage
1,203$243.0M0.01%
312
ADPAutomatic Data Processing Inc
1,552$234.0M0.01%
313
CERNCHFCerner Corp
3,632$234.0M0.01%
314
IJRiShares Core S&P Small-Cap ETF
2,678$234.0M0.01%
315
LRCXEURLam Research Corp
1,544$234.0M0.01%
316
FDXFedEx Corp
963$232.0M0.01%
317
BPBP PLC
5,026$232.0M0.01%
318
KHCKraft Heinz Co
4,129$228.0M0.01%
319
GLDSPDR Gold Trust
1,985$224.0M0.01%
320
IWOiShares Russell 2000 Growth In
1,036$223.0M0.01%
321
MCKMcKesson Corp
1,644$218.0M0.01%
322
AMATApplied Materials Inc
5,644$218.0M0.01%
323
ALSAllstate Corp
2,210$218.0M0.01%
324
VTRVentas Inc
3,990$217.0M0.01%
325
HYGiShares Iboxx High Yield Corpo
2,459$213.0M0.01%
326
CRMsalesforce.com Inc
1,312$209.0M0.01%
327
PCGPG&E Corp
4,500$207.0M0.01%
328
NLYEURAnnaly Capital Management Inc
20,260$207.0M0.01%
329
PBFPBF Energy Inc
4,145$207.0M0.01%
330
Express Scripts Holding Co
2,167$206.0M0.01%
331
LUVSouthwest Airlines Co
3,289$205.0M0.01%
332
BIDUNBaidu Inc
877$201.0M0.01%
333
EVSBEaton Vance Risk-Managed Diver
19,925$198.0M0.01%
334
CLMCornerstone Strategic Value Fu
13,000$182.0M0.01%
335
BGTBlackrock Floating Rate Income
12,908$170.0M0.01%
336
PFLPIMCO Income Strategy Fund
14,151$167.0M0.01%
337
XNCMXNuveen California AMT-Free Qua
12,262$158.0M0.01%
338
NPFINuveen Quality Preferred Incom
17,843$157.0M0.01%
339
Nuveen CA Sel Tax Free Income
10,733$150.0M0.01%
340
Cushing MLP Total Return Fund
12,468$148.0M0.01%
341
Nuveen Intermediate Duration Q
11,628$143.0M0.01%
342
Blackrock Muniyield CA Fund In
11,238$143.0M0.01%
343
Pacific Mercantile Bancorp
12,568$118.0M0.01%
344
Caledonia Mining Corp PLC
16,900$115.0M0.01%
345
Orchid Island Capital Inc
15,000$109.0M0.01%
346
Western Asset Mortgage Capital
10,000$100.0M0.01%
347
Calamos Global Dynamic Income
10,000$91.0M0.01%
348
OXSQOxford Square Capital Corp
12,626$90.0M0.00%
349
SENSSenseonics Holdings Inc
17,506$84.0M0.00%
350
Allianzgi Convertible & Income
11,760$72.0M0.00%
351
Neuberger Berman Real Estate S
14,589$72.0M0.00%
352
Medley Capital Corp
15,000$57.0M0.00%
353
Just Energy Group Inc Com
15,000$46.0M0.00%
354
Tanzanian Royalty Exploration
117,371$42.0M0.00%
355
KCAP Financial Inc
12,000$40.0M0.00%
356
MYnd Analytics Inc
16,000$25.0M0.00%
357
JC Penney Inc
12,700$21.0M0.00%
358
EGOEldorado Gold Corp
11,330$10.0M0.00%
PreviousPage 4 of 4