FIRST FOUNDATION ADVISORS Q2 2018 Filing

Filed August 14, 2018

Portfolio Value

$1.7T

Holdings

333

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (333 positions)

#StockSharesValue% PortfolioType
301
World Wrestling Entertainment
2,893$211.0M0.01%
302
R6C2ROYAL DUTCH SHELL PLC
2,903$211.0M0.01%
303
NLYEURANNALY CAP MGMT INC
20,260$208.0M0.01%
304
ADPAUTOMATIC DATA PROCESSING IN
1,552$208.0M0.01%
305
Neuberger Berman CA Interm Mu
16,300$204.0M0.01%
306
FAIFirst Trust Dorsey Wright Focu
6,800$200.0M0.01%
307
KMIKINDER MORGAN INC DEL
11,239$199.0M0.01%
308
CYS Investments Inc
25,000$187.0M0.01%
309
OXSQOxford Square Capital Corp
25,126$173.0M0.01%
310
BGTBLACKROCK FLOATING RATE INCO
12,908$169.0M0.01%
311
NPFINUVEEN PFD & INCM SECURTIES
17,843$157.0M0.01%
312
Nuveen CA Sel Tax Free Income
10,733$150.0M0.01%
313
Blackrock Muniyield CA Fund In
11,238$150.0M0.01%
314
THE CUSHING MLP INFASTCR TOT
12,468$149.0M0.01%
315
CLMCornerstone Strategic Value Fu
10,500$148.0M0.01%
316
EVSBEaton Vance Risk-Managed Diver
15,600$147.0M0.01%
317
NUVEEN INT DUR QUAL MUN TRM
11,628$146.0M0.01%
318
PACIFIC MERCANTILE BANCORP
12,568$123.0M0.01%
319
Orchid Island Capital Inc
12,000$90.0M0.01%
320
Calamos Global Dynamic Income
10,000$90.0M0.01%
321
PIMCO CA Municipal Income Fund
10,267$85.0M0.00%
322
Oaktree Specialty Lending Corp
17,200$82.0M0.00%
323
Neuberger Berman Real Estate S
15,771$81.0M0.00%
324
ALLIANZGI CONV & INCOME FD I
11,760$71.0M0.00%
325
Just Energy Group Inc Com
15,000$54.0M0.00%
326
Medley Capital Corp
15,000$52.0M0.00%
327
Tanzanian Royalty Exploration
117,371$50.0M0.00%
328
KCAP Financial Inc
12,000$39.0M0.00%
329
GENIUS BRANDS INTL INC
15,525$37.0M0.00%
330
PENNEY J C INC
12,700$30.0M0.00%
331
MYnd Analytics Inc
16,000$29.0M0.00%
332
EGOELDORADO GOLD CORP NEW
11,330$11.0M0.00%
333
INTELLIPHARMACEUTICS INTL IN
10,000$4.0M0.00%
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