FIRST FOUNDATION ADVISORS Q2 2017 Filing
Filed August 14, 2017
Portfolio Value
$1.7T
Holdings
314
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (314 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | —TICC Capital Corp | 25,126 | $159.0M | 0.01% | |
| 302 | —Goldman Sachs MLP Income Oppor | 12,009 | $116.0M | 0.01% | |
| 303 | —Pacific Mercantile Bancorp | 12,568 | $111.0M | 0.01% | |
| 304 | —Allianzgi Convertible & Income | 15,260 | $95.0M | 0.01% | |
| 305 | —Neuberger Berman Real Estate S | 15,771 | $85.0M | 0.00% | |
| 306 | —Fifth Street Finance Corp | 15,000 | $73.0M | 0.00% | |
| 307 | —Medley Capital Corp | 10,000 | $64.0M | 0.00% | |
| 308 | —Obsidian Energy Ltd | 46,000 | $58.0M | 0.00% | |
| 309 | —Tanzanian Royalty Exploration | 117,371 | $52.0M | 0.00% | |
| 310 | —KCAP Financial Inc | 12,000 | $42.0M | 0.00% | |
| 311 | EGOEldorado Gold Corp | 11,330 | $30.0M | 0.00% | |
| 312 | U6ZUranium Energy Corp | 19,000 | $30.0M | 0.00% | |
| 313 | —Contravir Pharmaceuticals Inc | 10,000 | $6.0M | 0.00% | |
| 314 | —Citi A Warrants Exp 01/04/19 | 18,985 | $3.0M | 0.00% |
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