DRW Securities, LLC Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$1.5T
Holdings
75
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (75 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | GQ9SPDR GOLD TRUST GOLD | 5,862,170 | $736.5B | 50.17% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 2,479,800 | $536.4B | 36.53% | Put |
| 3 | SLVISHARES SILVER TRUST | 3,232,326 | $58.8B | 4.01% | Put |
| 4 | IBMINTERNATIONAL BUSINESS MACHS | 235,500 | $37.4B | 2.55% | Call |
| 5 | AXPAMERICAN EXPRESS CO | 150,000 | $9.6B | 0.65% | Call |
| 6 | —GARRISON CAP INC | 572,917 | $5.8B | 0.40% | |
| 7 | QLDPROSHARES TR | 64,814 | $5.6B | 0.38% | |
| 8 | SHVISHARES TR | 50,444 | $5.6B | 0.38% | |
| 9 | NXPINXP SEMICONDUCTORS N V | 51,300 | $5.2B | 0.36% | Call |
| 10 | BNDVANGUARD BD INDEX FD INC | 61,645 | $5.2B | 0.35% | |
| 11 | CMECME GROUP INC | 40,000 | $4.2B | 0.28% | |
| 12 | IEIISHARES TR | 23,783 | $3.0B | 0.21% | |
| 13 | —DIREXION SHS ETF TR | 109,162 | $2.9B | 0.20% | |
| 14 | —CREDIT SUISSE NASSAU BRH | 78,173 | $2.9B | 0.20% | |
| 15 | —PROSHARES TR | 170,655 | $2.8B | 0.19% | |
| 16 | SH1USDPROSHARES TR | 67,752 | $2.6B | 0.18% | |
| 17 | WABWABTEC CORP | 31,100 | $2.5B | 0.17% | Call |
| 18 | DISDISNEY WALT CO | 27,000 | $2.5B | 0.17% | Call |
| 19 | SYFSYNCHRONY FINL | 77,100 | $2.2B | 0.15% | Call |
| 20 | —RMG NETWORKS HLDG CORP | 2,354,650 | $2.1B | 0.14% | |
| 21 | TNADIREXION SHS ETF TR | 25,612 | $2.0B | 0.14% | |
| 22 | —SUPERVALU INC | 352,500 | $1.8B | 0.12% | Call |
| 23 | —DEPOMED INC | 69,765 | $1.7B | 0.12% | Call |
| 24 | SQMSOCIEDAD QUIMICA MINERA DE C | 64,000 | $1.7B | 0.12% | Call |
| 25 | —CABELAS INC | 28,200 | $1.5B | 0.11% | Call |
| 26 | STZCONSTELLATION BRANDS INC | 8,700 | $1.4B | 0.10% | Call |
| 27 | NWLNEWELL BRANDS INC | 26,900 | $1.4B | 0.10% | Call |
| 28 | DONSPDR DOW JONES INDL AVRG ETF | 6,944 | $1.3B | 0.09% | |
| 29 | ELVANTHEM INC | 10,000 | $1.3B | 0.09% | Call |
| 30 | TWTRUSDTWITTER INC | 60,400 | $1.2B | 0.08% | Call |
| 31 | TQQQPROSHARES TR | 9,430 | $1.2B | 0.08% | |
| 32 | LQDISHARES TR | 9,077 | $1.1B | 0.08% | |
| 33 | USTPROSHARES TR | 15,962 | $1.0B | 0.07% | |
| 34 | SPXLDIREXION SHS ETF TR | 10,103 | $982.0M | 0.07% | |
| 35 | AGQPROSHARES TR | 41,047 | $950.0M | 0.06% | |
| 36 | MINTPIMCO ETF TR | 9,015 | $914.0M | 0.06% | |
| 37 | ICEINTERCONTINENTAL EXCHANGE IN | 3,162 | $852.0M | 0.06% | |
| 38 | —PROSHARES TR II | 43,707 | $728.0M | 0.05% | |
| 39 | —WORLD PT TERMS LP | 47,500 | $712.0M | 0.05% | |
| 40 | UBTPROSHARES TR | 6,750 | $655.0M | 0.04% | |
| 41 | JNJJOHNSON & JOHNSON | 5,532 | $653.0M | 0.04% | |
| 42 | —LIPOCINE INC NEW | 145,859 | $651.0M | 0.04% | |
| 43 | —DIREXION SHS ETF TR | 49,601 | $609.0M | 0.04% | |
| 44 | SPSBSPDR SERIES TRUST | 16,998 | $523.0M | 0.04% | |
| 45 | NVONOVO-NORDISK A S | 12,000 | $499.0M | 0.03% | |
| 46 | —IMPERVA INC | 8,379 | $450.0M | 0.03% | |
| 47 | —ARALEZ PHARMACEUTICALS INC | 85,465 | $415.0M | 0.03% | |
| 48 | IEFISHARES TR | 3,520 | $394.0M | 0.03% | |
| 49 | —FORWARD PHARMA A/S | 17,500 | $367.0M | 0.02% | |
| 50 | SPTISPDR SERIES TRUST | 5,988 | $367.0M | 0.02% | |
| 51 | XLNXEURXILINX INC | 6,216 | $338.0M | 0.02% | |
| 52 | VGSHVANGUARD SCOTTSDALE FDS | 5,466 | $335.0M | 0.02% | |
| 53 | —PROSHARES TR | 24,916 | $333.0M | 0.02% | |
| 54 | CBOECBOE HLDGS INC | 4,431 | $287.0M | 0.02% | |
| 55 | PSTPROSHARES TR | 13,939 | $281.0M | 0.02% | |
| 56 | NTIPNETWORK 1 TECHNOLOGIES INC | 102,500 | $280.0M | 0.02% | |
| 57 | TYDDIREXION SHS ETF TR | 4,747 | $257.0M | 0.02% | |
| 58 | USFDUS FOODS HLDG CORP | 10,000 | $236.0M | 0.02% | |
| 59 | BRKDDIREXION SHS ETF TR | 8,420 | $233.0M | 0.02% | |
| 60 | —ZAFGEN INC | 70,000 | $232.0M | 0.02% | |
| 61 | —TORTOISE MLP FD INC | 11,500 | $230.0M | 0.02% | |
| 62 | —QLT INC | 110,900 | $228.0M | 0.02% | |
| 63 | TLTISHARES TR | 1,599 | $220.0M | 0.01% | |
| 64 | —CREDIT SUISSE AG NASSAU BRH | 11,076 | $201.0M | 0.01% | |
| 65 | —PRUDENTIAL SHT DURATION HG Y | 11,828 | $189.0M | 0.01% | |
| 66 | XJQCXNUVEEN CR STRATEGIES INCM FD COM | 21,400 | $181.0M | 0.01% | |
| 67 | GONGERON CORP | 75,000 | $170.0M | 0.01% | |
| 68 | —CYPRESS SEMICONDUCTOR CORP | 13,400 | $163.0M | 0.01% | Call |
| 69 | —MONOGRAM RESIDENTIAL TR INC | 11,200 | $119.0M | 0.01% | Call |
| 70 | CYTKCYTOKINETICS INC | 10,000 | $92.0M | 0.01% | |
| 71 | ICADUSDICAD INC | 12,120 | $63.0M | 0.00% | |
| 72 | —MERUS LABS INTL INC NEW | 42,200 | $56.0M | 0.00% | |
| 73 | —PRISM TECHNOLOGIES GROUP INC | 200,000 | $42.0M | 0.00% | |
| 74 | LTRXLANTRONIX INC | 23,716 | $33.0M | 0.00% | |
| 75 | —FINJAN HLDGS INC | 10,000 | $17.0M | 0.00% |