DLD Asset Management, LP Q4 2017 Filing
Filed February 12, 2018
Portfolio Value
$1.4T
Holdings
70
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (70 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | KSUEURKANSAS CITY SOUTHERN | 2,152,025 | $226.5B | 16.45% | Put |
| 2 | VRSN 3.25 08/15/37VERISIGN INC | 47,750,000 | $159.8B | 11.60% | |
| 3 | CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 1,974,240 | $140.2B | 10.18% | Put |
| 4 | —PINNACLE FOODS INC DEL | 1,508,317 | $89.7B | 6.51% | Put |
| 5 | NXPINXP SEMICONDUCTORS N V | 736,600 | $86.2B | 6.26% | Put |
| 6 | VGR V2.5 01/15/19VECTOR GROUP LTD | 39,500,000 | $62.6B | 4.55% | |
| 7 | —YAHOO INC | 46,000,000 | $62.0B | 4.50% | |
| 8 | —TESARO INC | 23,204,000 | $57.4B | 4.17% | |
| 9 | —IMMUNOMEDICS INC | 3,231,600 | $52.2B | 3.79% | Put |
| 10 | —NXP SEMICONDUCTORS N V | 40,000,000 | $49.7B | 3.61% | |
| 11 | LN5LANNET INC | 2,058,200 | $47.7B | 3.46% | Put |
| 12 | INFYINFOSYS LTD | 2,710,650 | $44.0B | 3.19% | Put |
| 13 | KROKRONOS WORLDWIDE INC | 1,071,700 | $27.6B | 2.01% | Put |
| 14 | —MALLINCKRODT PUB LTD CO | 974,282 | $22.0B | 1.60% | Put |
| 15 | —CONVERGYS CORP | 10,000,000 | $22.0B | 1.60% | |
| 16 | —SUCAMPO PHARMACEUTICALS INC | 17,500,000 | $21.4B | 1.55% | |
| 17 | —INVACARE CORP | 15,000,000 | $18.6B | 1.35% | |
| 18 | INTCINTEL CORP | 400,000 | $18.5B | 1.34% | Put |
| 19 | —TRINITY INDS INC | 11,000,000 | $17.4B | 1.26% | |
| 20 | —WABASH NATL CORP | 9,233,000 | $17.3B | 1.26% | |
| 21 | OVEROVERSTOCK COM INC DEL | 988,500 | $16.6B | 1.21% | Call |
| 22 | BSFAANI PHARMACEUTICALS INC | 236,700 | $15.3B | 1.11% | Put |
| 23 | NLNL INDS INC | 887,955 | $12.7B | 0.92% | Call |
| 24 | —INTERDIGITAL INC | 10,000,000 | $12.0B | 0.87% | |
| 25 | —ANI PHARMACEUTICALS INC | 10,250,000 | $11.9B | 0.86% | |
| 26 | GECBLE 4.5 11/15/29GENERAL CABLE CORP DEL NEW | 10,000,000 | $10.6B | 0.77% | |
| 27 | —NIC INC | 567,800 | $9.4B | 0.68% | Put |
| 28 | ITCIEURINTRA CELLULAR THERAPIES INC | 422,700 | $6.1B | 0.44% | Call |
| 29 | PCRXPACIRA PHARMACEUTICALS INC | 113,300 | $5.2B | 0.38% | Put |
| 30 | IVCUSDINVACARE CORP | 291,200 | $4.9B | 0.36% | Put |
| 31 | —DERMIRA INC | 176,000 | $4.9B | 0.36% | Put |
| 32 | —SUCAMPO PHARMACEUTICALS INC | 272,000 | $4.9B | 0.36% | Put |
| 33 | OTICEUROTONOMY INC | 510,000 | $2.8B | 0.21% | |
| 34 | IMMRIMMERSION CORP | 279,400 | $2.0B | 0.14% | Call |
| 35 | —LIPOCINE INC NEW | 397,895 | $1.4B | 0.10% | Put |
| 36 | —CALATLANTIC GROUP INC | 17,600 | $992.0M | 0.07% | |
| 37 | —IXYS CORP | 40,000 | $958.0M | 0.07% | |
| 38 | —STRAIGHT PATH COMMUNICATNS I | 4,840 | $880.0M | 0.06% | |
| 39 | SNISCRIPPS NETWORKS INTERACT IN | 10,000 | $854.0M | 0.06% | |
| 40 | TEVATEVA PHARMACEUTICAL INDS LTD | 43,200 | $819.0M | 0.06% | Call |
| 41 | TRCOTRIBUNE MEDIA CO | 17,600 | $747.0M | 0.05% | |
| 42 | —AETNA INC NEW | 3,500 | $631.0M | 0.05% | |
| 43 | —ADVANCED ACCELERATOR APPLIC | 7,500 | $612.0M | 0.04% | |
| 44 | —ROCKWELL COLLINS INC | 3,500 | $475.0M | 0.03% | |
| 45 | —DYNEGY INC NEW DEL | 38,500 | $457.0M | 0.03% | Put |
| 46 | —HSN INC | 10,560 | $426.0M | 0.03% | |
| 47 | —CAVIUM INC | 5,000 | $419.0M | 0.03% | |
| 48 | —MONSANTO CO NEW | 3,500 | $409.0M | 0.03% | |
| 49 | —GENERAL COMMUNICATION INC | 10,000 | $390.0M | 0.03% | |
| 50 | —CALPINE CORP | 25,000 | $378.0M | 0.03% | |
| 51 | —CALGON CARBON CORP | 17,600 | $375.0M | 0.03% | |
| 52 | —IGNYTA INC | 14,000 | $374.0M | 0.03% | |
| 53 | —TWENTY FIRST CENTY FOX INC | 10,000 | $345.0M | 0.03% | |
| 54 | —BUFFALO WILD WINGS INC | 1,936 | $303.0M | 0.02% | |
| 55 | —HRG GROUP INC | 17,000 | $288.0M | 0.02% | |
| 56 | —BROADSOFT INC | 5,000 | $275.0M | 0.02% | |
| 57 | TWXCHFTIME WARNER INC | 3,000 | $274.0M | 0.02% | |
| 58 | RGCGBPREGAL ENTMT GROUP | 10,500 | $242.0M | 0.02% | |
| 59 | —PARAGON COML CORP | 4,400 | $234.0M | 0.02% | |
| 60 | VGREURVECTOR GROUP LTD | 9,500 | $213.0M | 0.02% | Put |
| 61 | —GGP INC | 9,000 | $211.0M | 0.02% | |
| 62 | —SUN BANCORP INC | 8,289 | $201.0M | 0.01% | |
| 63 | NBRNABORS INDUSTRIES LTD | 26,700 | $182.0M | 0.01% | Call |
| 64 | —SIGMA DESIGNS INC | 20,000 | $139.0M | 0.01% | |
| 65 | —AMPLIFY SNACK BRANDS | 10,666 | $128.0M | 0.01% | |
| 66 | —BAY BANCORP INC | 10,000 | $122.0M | 0.01% | |
| 67 | SVASINOVAC BIOTECH LTD | 13,200 | $104.0M | 0.01% | |
| 68 | —XCERRA CORP | 10,000 | $98.0M | 0.01% | Call |
| 69 | —ATLANTIC COAST FINL CORP | 10,000 | $94.0M | 0.01% | |
| 70 | —RITE AID CORP | 15,400 | $30.0M | 0.00% |