DLD Asset Management, LP Q3 2023 Filing
Filed November 13, 2023
Portfolio Value
$930.2T
Holdings
89
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (89 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | RIG 4.625 09/30/29 *TRANSOCEAN INC | 25,185,000 | $65.7M | 0.00% | |
| 2 | RCL 6 08/15/25ROYAL CARIBBEAN GROUP | 32,965,000 | $65.2M | 0.00% | |
| 3 | BLMN 5 05/01/25BLOOMIN BRANDS INC | 27,617,000 | $61.4M | 0.00% | |
| 4 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 24,250,000 | $57.2M | 0.00% | |
| 5 | GTLS 1 11/15/24CHART INDS INC | 18,900,000 | $55.2M | 0.00% | |
| 6 | RCLROYAL CARIBBEAN GROUP | 580,000 | $53.5M | 0.00% | Put |
| 7 | ASPNASPEN AEROGELS INC | 3,254,147 | $42.1M | 0.00% | Put |
| 8 | LTHM 4.125 07/15/25LIVENT CORP | 13,310,000 | $29.0M | 0.00% | |
| 9 | RIGTRANSOCEAN LTD | 3,260,100 | $26.7M | 0.00% | Put |
| 10 | WWAYFAIR INC | 400,000 | $24.2M | 0.00% | Put |
| 11 | CNK 4.5 08/15/25CINEMARK HLDGS INC | 15,655,000 | $22.9M | 0.00% | |
| 12 | GEO 6.5 02/23/26GEO CORRECTIONS HOLDINGS INC | 18,500,000 | $22.3M | 0.00% | |
| 13 | VREX 4 06/01/25VAREX IMAGING CORP | 18,500,000 | $21.1M | 0.00% | |
| 14 | GMED 0.375 03/15/25NUVASIVE INC | 21,045,000 | $19.6M | 0.00% | |
| 15 | PRGSPROGRESS SOFTWARE CORP | 18,628,000 | $19.4M | 0.00% | |
| 16 | LCII 1.125 05/15/26LCI INDS | 19,625,000 | $18.4M | 0.00% | |
| 17 | SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC | 10,370,000 | $18.4M | 0.00% | |
| 18 | STWD 6.75 07/15/27STARWOOD PPTY TR INC | 17,750,000 | $18.3M | 0.00% | |
| 19 | MCHPMICROCHIP TECHNOLOGY INC. | 193,900 | $17.6M | 0.00% | Put |
| 20 | LUVSOUTHWEST AIRLS CO | 632,871 | $17.1M | 0.00% | Put |
| 21 | MDRX 0.875 01/01/27VERADIGM INC | 14,638,000 | $16.7M | 0.00% | |
| 22 | IART 0.5 08/15/25INTEGRA LIFESCIENCES HLDGS C | 16,461,000 | $14.9M | 0.00% | |
| 23 | POST 2.5 08/15/27POST HLDGS INC | 14,312,000 | $14.3M | 0.00% | |
| 24 | PSN 0.25 08/15/25PARSONS CORP DEL | 11,000,000 | $14.0M | 0.00% | |
| 25 | MSTR 0.75 12/15/25MICROSTRATEGY INC | 12,000,000 | $13.0M | 0.00% | |
| 26 | PATK 1.75 12/01/28PATRICK INDS INC | 13,326,000 | $12.7M | 0.00% | |
| 27 | NCLH 5.375 08/01/25NCL CORP LTD | 10,200,000 | $11.9M | 0.00% | |
| 28 | ZD 1.75 11/01/26ZIFF DAVIS INC | 11,970,000 | $11.1M | 0.00% | |
| 29 | EYE 2.5 05/15/25NATIONAL VISION HLDGS INC | 11,100,000 | $10.7M | 0.00% | |
| 30 | VAC 0 01/15/26MARRIOTT VACATIONS WORLDWIDE | 12,000,000 | $10.7M | 0.00% | |
| 31 | VFSVINFAST AUTO LTD | 741,200 | $9.3M | 0.00% | Put |
| 32 | —IRONWOOD PHARMACEUTICALS INC | 7,500,000 | $7.5M | 0.00% | |
| 33 | NTRA 2.25 05/01/27NATERA INC | 5,425,000 | $7.2M | 0.00% | |
| 34 | ECPGENCORE CAP GROUP INC | 138,500 | $6.6M | 0.00% | Put |
| 35 | EXPE 0 02/15/26EXPEDIA GROUP INC | 7,350,000 | $6.4M | 0.00% | |
| 36 | USX1UNITED STATES STL CORP NEW | 174,000 | $5.6M | 0.00% | Put |
| 37 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 5,500,000 | $5.5M | 0.00% | |
| 38 | —CRIXUS BH3 ACQUISITION CO | 500,000 | $5.3M | 0.00% | |
| 39 | SPLK 1.125 09/15/25SPLUNK INC | 4,500,000 | $4.9M | 0.00% | |
| 40 | NTRANATERA INC | 102,500 | $4.5M | 0.00% | Put |
| 41 | JAZZ 1.5 08/15/24JAZZ INVESTMENTS I LTD | 4,500,000 | $4.4M | 0.00% | |
| 42 | TYLTYLER TECHNOLOGIES INC | 11,230 | $4.3M | 0.00% | |
| 43 | GU9GUESS INC | 200,000 | $4.3M | 0.00% | Put |
| 44 | SIMOSILICON MOTION TECHNOLOGY CO | 77,500 | $4.0M | 0.00% | Call |
| 45 | ENV 0.75 08/15/25ENVESTNET INC | 4,174,000 | $3.9M | 0.00% | |
| 46 | AVXLANAVEX LIFE SCIENCES CORP | 509,600 | $3.3M | 0.00% | Put |
| 47 | TWNKEURHOSTESS BRANDS INC | 98,500 | $3.3M | 0.00% | Call |
| 48 | RIVNRIVIAN AUTOMOTIVE INC | 131,100 | $3.2M | 0.00% | |
| 49 | EBIXEUREBIX INC | 282,900 | $2.8M | 0.00% | Put |
| 50 | HASIHANNON ARMSTRONG SUST INFR C | 115,000 | $2.4M | 0.00% | Put |
| 51 | IARTINTEGRA LIFESCIENCES HLDGS C | 60,000 | $2.3M | 0.00% | Put |
| 52 | IRBTQIROBOT CORP | 46,000 | $1.7M | 0.00% | Put |
| 53 | ATVIEURACTIVISION BLIZZARD INC | 17,000 | $1.6M | 0.00% | |
| 54 | —NABORS ENERGY TRANSITION COR | 125,000 | $1.3M | 0.00% | |
| 55 | FORLFOUR LEAF ACQUISITION CORP | 116,000 | $1.2M | 0.00% | |
| 56 | —C5 ACQUISITION CORPORATION | 110,000 | $1.2M | 0.00% | |
| 57 | XIFRNEXTERA ENERGY PARTNERS LP | 40,000 | $1.2M | 0.00% | Put |
| 58 | —EF HUTTON ACQUISITION CORP I | 110,000 | $1.2M | 0.00% | |
| 59 | —ACCRETION ACQUISITION CORP | 110,000 | $1.2M | 0.00% | |
| 60 | DENEURDENBURY INC | 11,340 | $1.1M | 0.00% | |
| 61 | MTNVAIL RESORTS INC | 4,810 | $1.1M | 0.00% | |
| 62 | —FOREST ROAD ACQUISITION COR | 101,000 | $1.0M | 0.00% | |
| 63 | MDRXVERADIGM INC | 75,000 | $985K | 0.00% | Put |
| 64 | —ABCAM PLC | 43,500 | $983K | 0.00% | Call |
| 65 | BRWTEMPLETON GLOBAL INCOME FD | 250,000 | $965K | 0.00% | |
| 66 | NEWREURNEW RELIC INC | 11,000 | $941K | 0.00% | |
| 67 | ENVUSDENVESTNET INC | 19,200 | $845K | 0.00% | Put |
| 68 | OAKUOAK WOODS ACQUISITION CORP | 78,000 | $814K | 0.00% | |
| 69 | —BELLEVUE LIFE SCNCS AQSTN CO | 70,421 | $732K | 0.00% | |
| 70 | CCFEURCHASE CORP | 5,000 | $636K | 0.00% | |
| 71 | KVACKEEN VISION ACQUISITION CORP | 50,000 | $513K | 0.00% | |
| 72 | CIR2USDCIRCOR INTL INC | 7,566 | $421K | 0.00% | |
| 73 | —GREENHILL & CO INC | 22,700 | $335K | 0.00% | |
| 74 | —AVID TECHNOLOGY INC | 11,000 | $295K | 0.00% | |
| 75 | EVEX/WSEVE HLDG INC | 309,760 | $291K | 0.00% | Call |
| 76 | 2XYSCIPLAY CORPORATION | 11,281 | $256K | 0.00% | |
| 77 | —TARO PHARMACEUTICAL INDS LTD | 5,708 | $215K | 0.00% | |
| 78 | ALUR/WSALLURION TECHNOLOGIES INC | 214,934 | $195K | 0.00% | Call |
| 79 | LVWR/WSLIVEWIRE GROUP INC | 375,958 | $131K | 0.00% | Call |
| 80 | —ARLINGTON ASSET INVST CORP | 28,500 | $121K | 0.00% | |
| 81 | AMPX/WSAMPRIUS TECHNOLOGIES INC | 266,634 | $79K | 0.00% | Call |
| 82 | GNWGENWORTH FINL INC | 10,000 | $58K | 0.00% | |
| 83 | SAFXCRIXUS BH3 ACQUISITION CO | 990,000 | $49K | 0.00% | Call |
| 84 | TLSIWTRISALUS LIFE SCIENCES INC | 63,786 | $24K | 0.00% | Call |
| 85 | OAKUROAK WOODS ACQUISITION CORP | 78,000 | $19K | 0.00% | |
| 86 | MRTMARTI TECHNOLOGIES INC | 618,750 | $11K | 0.00% | Call |
| 87 | OAKUWOAK WOODS ACQUISITION CORP | 78,000 | $4K | 0.00% | Call |
| 88 | FORLWFOUR LEAF ACQUISITION CORP | 65,000 | $4K | 0.00% | Call |
| 89 | PRSTWPRESTO AUTOMATION INC | 60,800 | $3K | 0.00% | Call |