DLD Asset Management, LP Q3 2017 Filing
Filed November 13, 2017
Portfolio Value
$1.0T
Holdings
84
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (84 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | VRSN 3.25 08/15/37VERISIGN INC | 45,250,000 | $141.0B | 13.89% | |
| 2 | —TESARO INC | 23,204,000 | $86.9B | 8.56% | |
| 3 | INTC 3.25 08/01/39INTEL CORP | 39,500,000 | $72.7B | 7.16% | |
| 4 | —ZOGENIX INC | 1,924,200 | $67.4B | 6.64% | Put |
| 5 | OVEROVERSTOCK COM INC DEL | 2,128,370 | $63.3B | 6.23% | Put |
| 6 | VGR V2.5 01/15/19VECTOR GROUP LTD | 39,500,000 | $58.2B | 5.73% | |
| 7 | NXPINXP SEMICONDUCTORS N V | 510,900 | $57.8B | 5.69% | Put |
| 8 | —INTEL CORP | 39,500,000 | $56.3B | 5.54% | |
| 9 | —NXP SEMICONDUCTORS N V | 40,000,000 | $48.4B | 4.77% | |
| 10 | PTCTPTC THERAPEUTICS INC | 2,347,843 | $47.0B | 4.63% | Put |
| 11 | —MOLINA HEALTHCARE INC | 25,000,000 | $43.4B | 4.27% | |
| 12 | —YAHOO INC | 29,500,000 | $38.4B | 3.78% | |
| 13 | IM8NINSMED INC | 830,300 | $25.9B | 2.55% | Put |
| 14 | BMYBRISTOL MYERS SQUIBB CO | 400,000 | $25.5B | 2.51% | Call |
| 15 | —INVACARE CORP | 16,500,000 | $19.8B | 1.95% | |
| 16 | —IMMUNOMEDICS INC | 1,342,100 | $18.8B | 1.85% | Put |
| 17 | —WABASH NATL CORP | 9,233,000 | $18.2B | 1.79% | |
| 18 | —ANI PHARMACEUTICALS INC | 16,000,000 | $17.4B | 1.71% | |
| 19 | INTCINTEL CORP | 400,000 | $15.2B | 1.50% | Put |
| 20 | —AXOVANT SCIENCES LTD | 1,475,200 | $10.1B | 1.00% | Call |
| 21 | BSFAANI PHARMACEUTICALS INC | 182,500 | $9.6B | 0.94% | Put |
| 22 | NBIXNEUROCRINE BIOSCIENCES INC | 103,800 | $6.4B | 0.63% | |
| 23 | LN5LANNET INC | 339,300 | $6.3B | 0.62% | Put |
| 24 | IVCUSDINVACARE CORP | 333,300 | $5.2B | 0.52% | Put |
| 25 | —DYNEGY INC NEW DEL | 75,000 | $5.1B | 0.50% | |
| 26 | —CHART INDS INC | 5,000,000 | $5.0B | 0.49% | |
| 27 | TEVATEVA PHARMACEUTICAL INDS LTD | 247,800 | $4.4B | 0.43% | Put |
| 28 | VGREURVECTOR GROUP LTD | 200,000 | $4.1B | 0.40% | Put |
| 29 | —DERMIRA INC | 120,100 | $3.2B | 0.32% | Put |
| 30 | —LIPOCINE INC NEW | 811,295 | $3.2B | 0.32% | Put |
| 31 | FGENEURFIBROGEN INC | 57,000 | $3.1B | 0.30% | Call |
| 32 | NBRNABORS INDUSTRIES LTD | 352,200 | $2.8B | 0.28% | Put |
| 33 | —FINISAR CORP | 104,700 | $2.3B | 0.23% | Put |
| 34 | —DBV TECHNOLOGIES S A | 53,400 | $2.3B | 0.22% | Call |
| 35 | —VERSARTIS INC | 567,300 | $1.4B | 0.14% | Call |
| 36 | TWXCHFTIME WARNER INC | 10,000 | $1.0B | 0.10% | |
| 37 | —LEVEL 3 COMMUNICATIONS INC | 19,000 | $1.0B | 0.10% | |
| 38 | —STRAIGHT PATH COMMUNICATNS I | 4,500 | $813.0M | 0.08% | |
| 39 | BCRUSDBARD C R INC | 2,500 | $801.0M | 0.08% | |
| 40 | OTICEUROTONOMY INC | 242,600 | $788.0M | 0.08% | |
| 41 | SNISCRIPPS NETWORKS INTERACT IN | 9,000 | $773.0M | 0.08% | |
| 42 | —NEURODERM LTD | 19,000 | $739.0M | 0.07% | |
| 43 | —PAREXEL INTL CORP | 8,000 | $705.0M | 0.07% | |
| 44 | —KITE PHARMA INC | 3,900 | $701.0M | 0.07% | |
| 45 | —ALERE INC | 12,500 | $637.0M | 0.06% | |
| 46 | TRCOTRIBUNE MEDIA CO | 14,500 | $592.0M | 0.06% | |
| 47 | —CAPITAL BK FINL CORP | 14,000 | $575.0M | 0.06% | |
| 48 | —CU BANCORP CALIF | 13,000 | $504.0M | 0.05% | |
| 49 | —WEST CORP | 21,000 | $493.0M | 0.05% | |
| 50 | —PACIFIC CONTINENTAL CORP | 18,200 | $490.0M | 0.05% | |
| 51 | RICEEURRICE ENERGY INC | 15,400 | $446.0M | 0.04% | |
| 52 | —IXYS CORP | 17,000 | $403.0M | 0.04% | |
| 53 | —CAESARS ACQUISITION CO | 18,400 | $395.0M | 0.04% | |
| 54 | TAT&T INC | 10,000 | $391.0M | 0.04% | Put |
| 55 | —SPARTON CORP | 16,554 | $384.0M | 0.04% | |
| 56 | —DYNEGY INC NEW DEL | 38,500 | $377.0M | 0.04% | Put |
| 57 | —ASB BANCORP INC N C | 8,000 | $361.0M | 0.04% | |
| 58 | —DOMINION DIAMOND CORP | 25,000 | $355.0M | 0.03% | |
| 59 | —ASTORIA FINL CORP | 15,795 | $340.0M | 0.03% | |
| 60 | —WOLVERINE BANCORP INC | 7,800 | $335.0M | 0.03% | |
| 61 | —AKORN INC | 10,000 | $332.0M | 0.03% | |
| 62 | —VWR CORP | 10,000 | $331.0M | 0.03% | |
| 63 | —SCICLONE PHARMACEUTICALS INC | 27,500 | $308.0M | 0.03% | |
| 64 | —GENERAL COMMUNICATION INC | 7,500 | $306.0M | 0.03% | |
| 65 | —CHANGYOU COM LTD | 7,278 | $288.0M | 0.03% | |
| 66 | —PARAGON COML CORP | 5,000 | $282.0M | 0.03% | |
| 67 | MNOVMEDICINOVA INC | 43,800 | $279.0M | 0.03% | Put |
| 68 | —FIRST SOUTH BANCORP INC VA | 15,000 | $278.0M | 0.03% | |
| 69 | —ORBITAL ATK INC | 2,000 | $266.0M | 0.03% | |
| 70 | RWMPROSHARES TR | 6,000 | $262.0M | 0.03% | |
| 71 | —SOUTHWEST BANCORP INC OKLA | 8,752 | $241.0M | 0.02% | |
| 72 | —BROCADE COMMUNICATIONS SYS I | 20,000 | $239.0M | 0.02% | |
| 73 | —LANDAUER INC | 3,500 | $236.0M | 0.02% | |
| 74 | DISCKUSDDISCOVERY COMMUNICATNS NEW | 11,000 | $223.0M | 0.02% | Put |
| 75 | —MAXPOINT INTERACTIVE INC | 15,001 | $208.0M | 0.02% | |
| 76 | —DIMENSION THERAPEUTICS INC | 25,000 | $150.0M | 0.01% | |
| 77 | —TERRAFORM PWR INC | 10,000 | $132.0M | 0.01% | |
| 78 | SVASINOVAC BIOTECH LTD | 15,000 | $106.0M | 0.01% | |
| 79 | —TERRAFORM GLOBAL INC | 20,795 | $99.0M | 0.01% | |
| 80 | —YUME INC | 10,000 | $46.0M | 0.00% | |
| 81 | GSATUSDGLOBALSTAR INC | 25,000 | $41.0M | 0.00% | |
| 82 | —NUMEREX CORP PA | 10,000 | $38.0M | 0.00% | Call |
| 83 | —RUBY TUESDAY INC | 10,000 | $21.0M | 0.00% | |
| 84 | —RITE AID CORP | 10,000 | $20.0M | 0.00% |