DLD Asset Management, LP Q1 2023 Filing

Filed May 15, 2023

Portfolio Value

$1.2B

Holdings

109

Report Date

Q1 2023

Filing Type

13F-HR

All Holdings (109 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	X 5 11/01/26UNITED STATES STL CORP	40,985,000	$83.8M	7.05%
2	PANW 0.75 07/01/23PALO ALTO NETWORKS INC	34,100,000	$76.6M	6.45%
3	BLMN 5 05/01/25BLOOMIN BRANDS INC	31,881,000	$73.4M	6.17%
4	TKO 3.375 12/15/23WORLD WRESTLING ENTMT INC	18,241,000	$66.9M	5.63%
5	FCN 2 08/15/23FTI CONSULTING INC	25,300,000	$49.5M	4.17%
6	CNKCINEMARK HLDGS INC	3,012,000	$44.5M	3.75%	Put
7	LTHM 4.125 07/15/25LIVENT CORP	14,915,000	$38.6M	3.24%
8	RIG 4.625 09/30/29 *TRANSOCEAN INC	18,120,000	$37.5M	3.16%
9	GTLS 1 11/15/24CHART INDS INC	15,807,000	$34.7M	2.92%
10	GES 2 04/15/24GUESS INC	31,864,000	$33.4M	2.81%
11	CNK 4.5 08/15/25CINEMARK HLDGS INC	25,155,000	$32.1M	2.70%
12	PSN 0.25 08/15/25PARSONS CORP DEL	24,968,000	$27.8M	2.34%
13	CCLCARNIVAL CORP	2,515,000	$25.5M	2.15%	Put
14	MCHPMICROCHIP TECHNOLOGY INC.	297,890	$25.0M	2.10%	Put
15	WWAYFAIR INC	765,275	$24.7M	2.08%	Put
16	LUVSOUTHWEST AIRLS CO	743,315	$24.2M	2.03%	Put
17	LITE 0.25 03/15/24LUMENTUM HLDGS INC	19,050,000	$20.2M	1.70%
18	MDRX 0.875 01/01/27VERADIGM INC	17,325,000	$19.8M	1.66%
19	PATK 1.75 12/01/28PATRICK INDS INC	20,550,000	$18.9M	1.59%
20	FT2FIRST HORIZON CORPORATION	1,035,000	$18.4M	1.55%
21	HZNPHORIZON THERAPEUTICS PUB L	166,300	$18.1M	1.53%
22	IART 0.5 08/15/25INTEGRA LIFESCIENCES HLDGS C	16,176,000	$15.8M	1.33%
23	ENV 0.75 08/15/25ENVESTNET INC	16,750,000	$15.3M	1.29%
24	GEGGEO GROUP INC NEW	1,841,000	$14.5M	1.22%	Put
25	PRGSPROGRESS SOFTWARE CORP	12,750,000	$14.0M	1.18%
26	IONS 0.125 12/15/24IONIS PHARMACEUTICALS INC	15,000,000	$14.0M	1.18%
27	MIDD 1 09/01/25MIDDLEBY CORP	11,000,000	$13.7M	1.15%
28	LCII 1.125 05/15/26LCI INDS	14,625,000	$13.4M	1.13%
29	NTRA 2.25 05/01/27NATERA INC	7,918,000	$12.9M	1.09%
30	LATAGALATA ACQUISITION CORP	1,237,500	$12.9M	1.08%
31	GU9GUESS INC	540,000	$10.5M	0.88%	Put
32	WGO 1.5 04/01/25WINNEBAGO INDS INC	9,250,000	$10.3M	0.86%
33	—FORGEROCK INC	490,559	$10.1M	0.85%
34	F 0 03/15/26FORD MTR CO DEL	10,000,000	$10.1M	0.85%
35	GMED 0.375 03/15/25NUVASIVE INC	11,000,000	$9.9M	0.83%
36	2JEFOCUS FINL PARTNERS INC	186,500	$9.7M	0.81%
37	ETSY 0.125 10/01/26ETSY INC	6,240,000	$9.0M	0.76%
38	PCG 5.5 08/16/23PG&E CORP	63,000	$9.0M	0.75%
39	AMRSEURAMYRIS INC	6,240,900	$8.5M	0.71%	Put
40	TXNMPNM RES INC	167,000	$8.1M	0.68%
41	MGIEURMONEYGRAM INTL INC	780,000	$8.1M	0.68%
42	MAXREURMAXAR TECHNOLOGIES INC	155,600	$7.9M	0.67%
43	VREX 4 06/01/25VAREX IMAGING CORP	7,000,000	$7.7M	0.65%
44	SIMOSILICON MOTION TECHNOLOGY CO	111,000	$7.3M	0.61%
45	—AMYRIS INC	23,775,000	$7.2M	0.60%
46	TYLTYLER TECHNOLOGIES INC	20,080	$7.1M	0.60%	Put
47	TGNATEGNA INC	420,000	$7.1M	0.60%
48	KDPKEURIG DR PEPPER INC	200,000	$7.1M	0.59%
49	BMRNBIOMARIN PHARMACEUTICAL INC	68,436	$6.7M	0.56%	Put
50	BKNG 0.75 05/01/25BOOKING HOLDINGS INC	4,000,000	$6.0M	0.51%
51	CRCCALIFORNIA RES CORP	156,013	$6.0M	0.51%	Put
52	IMAX 0.5 04/01/26IMAX CORP	6,181,000	$5.9M	0.50%
53	DISH 0 12/15/25DISH NETWORK CORPORATION	10,810,000	$5.8M	0.49%
54	LITELUMENTUM HLDGS INC	100,000	$5.4M	0.45%	Put
55	UNVREURUNIVAR SOLUTIONS INC	153,200	$5.4M	0.45%
56	PSTG 0.125 04/15/23PURE STORAGE INC	5,360,000	$5.4M	0.45%
57	—CRIXUS BH3 ACQUISITION CO	500,000	$5.1M	0.43%
58	IMAIMAX CORP	257,500	$4.9M	0.42%	Put
59	—QUALTRICS INTL INC	274,400	$4.9M	0.41%
60	LYVLIVE NATION ENTERTAINMENT IN	68,500	$4.8M	0.40%	Put
61	WOLF*WOLFSPEED INC	65,264	$4.2M	0.36%
62	TDSTELEPHONE & DATA SYS INC	350,000	$3.7M	0.31%
63	ACIALBERTSONS COS INC	166,600	$3.5M	0.29%
64	RADIGUSDRADIUS GLOBAL INFRASTRCTRE I	226,000	$3.3M	0.28%
65	SAVESPIRIT AIRLS INC	188,000	$3.2M	0.27%
66	MTNVAIL RESORTS INC	13,434	$3.1M	0.26%
67	PRVBUSDPROVENTION BIO INC	111,000	$2.7M	0.23%
68	GWREGUIDEWIRE SOFTWARE INC	27,500	$2.3M	0.19%	Put
69	TAUSDTRAVELCENTERS OF AMERICA INC	21,000	$1.8M	0.15%
70	—NATIONAL INSTRS CORP	33,300	$1.7M	0.15%
71	MRCYMERCURY SYS INC	32,050	$1.6M	0.14%
72	ENVUSDENVESTNET INC	25,000	$1.5M	0.12%	Put
73	UAAUNDER ARMOUR INC	140,000	$1.3M	0.11%
74	SSS1EURLIFE STORAGE INC	10,000	$1.3M	0.11%
75	AELUSDAMERICAN EQTY INVT LIFE HLD	34,000	$1.2M	0.10%
76	ALITALIGHT INC	125,000	$1.2M	0.10%
77	OAKUUOAK WOODS ACQUISITION CORP	78,000	$796K	0.07%
78	UBERUBER TECHNOLOGIES INC	25,000	$792K	0.07%	Put
79	—CIIG CAPITAL PARTNERS II INC	69,938	$727K	0.06%
80	—FRONTIER INVESTMENT CORP	69,938	$715K	0.06%
81	—ALPHA HEALTHCARE ACQU CORP I	69,938	$710K	0.06%
82	FORLUFOUR LEAF ACQUISITION CORP	65,000	$666K	0.06%
83	OSH3EUROAK STR HEALTH INC	40,000	$647K	0.05%	Put
84	—MURPHY CANYON ACQUISITION CO	50,108	$527K	0.04%
85	—KIMBELL TIGER ACQUISITION CO	46,625	$491K	0.04%
86	—GAMES & ESPORTS EXPRNC ACQ C	46,625	$490K	0.04%
87	EVCOEVEREST CONSOLIDATOR ACQ COR	46,625	$489K	0.04%
88	—FTAC ZEUS ACQUISITION COR	46,625	$479K	0.04%
89	—ALPHA PARTNERS TECH MERGR CO	46,625	$477K	0.04%
90	—AXONPRIME INFRSTCTR AQSTN CO	46,625	$471K	0.04%
91	SPMCSOUND POINT ACQUISITION CORP	37,300	$393K	0.03%
92	—C5 ACQUISITION CORPORATION	37,300	$389K	0.03%
93	LCIILCI INDS	2,500	$275K	0.02%	Put
94	BYND 0 03/15/27BEYOND MEAT INC	1,000,000	$260K	0.02%
95	SAFXCRIXUS BH3 ACQUISITION CO	990,000	$119K	0.01%	Call
96	GLYCEURGLYCOMIMETICS INC	59,400	$75K	0.01%	Put
97	LATAGALATA ACQUISITION CORP	618,750	$56K	0.00%	Call
98	GNWGENWORTH FINL INC	10,000	$50K	0.00%
99	—ANZU SPECIAL ACQUISITIN CORP	297,466	$9K	0.00%	Call
100	—AHREN ACQUISITION CORP	32,638	$4K	0.00%	Call

Page 1 of 2Next