D. E. Shaw & Co., Inc. Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$111.8B
Holdings
2,785
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (2,785 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1001 | —AZURE PWR GLOBAL LTD | 5,699 | $232.0M | 0.21% | |
| 1002 | —DOCUSIGN INC | 74,429,000 | $231.5M | 0.21% | |
| 1003 | DDSDILLARDS INC | 21,343 | $231.1M | 0.21% | Call |
| 1004 | RVPRETRACTABLE TECHNOLOGIES INC | 21,466 | $231.0M | 0.21% | |
| 1005 | TRCTEJON RANCH CO | 16,013 | $231.0M | 0.21% | |
| 1006 | —SOCIAL CAPITAL HEDOSOPHA HLD | 62,500 | $231.0M | 0.21% | |
| 1007 | —MAGELLAN HEALTH INC | 284,277 | $230.3M | 0.21% | |
| 1008 | ESEESCO TECHNOLOGIES INC | 2,225 | $230.0M | 0.21% | |
| 1009 | AYIACUITY BRANDS INC | 81,772 | $229.7M | 0.21% | |
| 1010 | CZRCAESARS ENTERTAINMENT INC NE | 195,600 | $229.3M | 0.21% | Put |
| 1011 | AMCRAMCOR PLC | 19,462 | $229.0M | 0.20% | |
| 1012 | OMCLOMNICELL COM | 1,908 | $229.0M | 0.20% | |
| 1013 | VREXVAREX IMAGING CORP | 206,146 | $228.2M | 0.20% | |
| 1014 | PNNTPENNANTPARK INVT CORP | 49,512 | $228.0M | 0.20% | |
| 1015 | —THE PROVIDENCE SERVICE CORP | 1,638 | $227.0M | 0.20% | |
| 1016 | GDENGOLDEN ENTMT INC | 105,165 | $226.9M | 0.20% | |
| 1017 | COLDAMERICOLD RLTY TR | 507,034 | $226.7M | 0.20% | |
| 1018 | IDXXIDEXX LABS INC | 452 | $226.0M | 0.20% | |
| 1019 | RPMRPM INTL INC | 67,783 | $225.9M | 0.20% | |
| 1020 | ZNGAEURZYNGA INC | 1,523,617 | $225.8M | 0.20% | |
| 1021 | ZYXIQZYNEX INC | 16,700 | $225.0M | 0.20% | |
| 1022 | MBINMERCHANTS BANCORP IND | 8,126 | $225.0M | 0.20% | |
| 1023 | FLBFLUIDIGM CORP DEL | 691,026 | $224.9M | 0.20% | |
| 1024 | EQXEQUINOX GOLD CORP | 260,391 | $224.5M | 0.20% | |
| 1025 | LECOLINCOLN ELEC HLDGS INC | 1,926 | $224.0M | 0.20% | |
| 1026 | FBMSUSDFIRST BANCSHARES INC MS | 7,240 | $224.0M | 0.20% | |
| 1027 | CSGSCSG SYS INTL INC | 144,976 | $223.3M | 0.20% | |
| 1028 | UNPUNION PAC CORP | 1,070,221 | $222.8M | 0.20% | Put |
| 1029 | FTCHQFARFETCH LTD | 3,482,451 | $222.2M | 0.20% | Put |
| 1030 | CPRTCOPART INC | 23,219 | $221.7M | 0.20% | Put |
| 1031 | CRDFCARDIFF ONCOLOGY INC | 12,274 | $221.0M | 0.20% | |
| 1032 | KALAKALA PHARMACEUTICALS INC | 32,597 | $221.0M | 0.20% | |
| 1033 | PETSPETMED EXPRESS INC | 6,908 | $221.0M | 0.20% | |
| 1034 | DGDOLLAR GEN CORP NEW | 42,788 | $220.8M | 0.20% | Call |
| 1035 | MXIMMAXIM INTEGRATED PRODS INC | 2,483,111 | $220.1M | 0.20% | |
| 1036 | VOYAVOYA FINANCIAL INC | 3,736 | $220.0M | 0.20% | |
| 1037 | AZNASTRAZENECA PLC | 4,362,472 | $218.1M | 0.19% | Call |
| 1038 | PZZAPAPA JOHNS INTL INC | 36,437 | $217.9M | 0.19% | Put |
| 1039 | —NUANCE COMMUNICATIONS INC | 117,029,000 | $217.8M | 0.19% | |
| 1040 | BKIEURBLACK KNIGHT INC | 2,464,248 | $217.7M | 0.19% | |
| 1041 | TWTRUSDTWITTER INC | 3,998,928 | $216.5M | 0.19% | Put |
| 1042 | BOHBANK HAWAII CORP | 20,503 | $216.4M | 0.19% | |
| 1043 | RGRSTURM RUGER & CO INC | 53,271 | $216.3M | 0.19% | Call |
| 1044 | DYNDYNE THERAPEUTICS INC | 10,280 | $216.0M | 0.19% | |
| 1045 | TDCTERADATA CORP DEL | 312,176 | $215.8M | 0.19% | |
| 1046 | GLOBGLOBANT S A | 43,404 | $214.2M | 0.19% | |
| 1047 | BAHBOOZ ALLEN HAMILTON HLDG COR | 72,502 | $213.1M | 0.19% | |
| 1048 | XOMAXOMA CORP DEL | 4,816 | $213.0M | 0.19% | |
| 1049 | —LUMINEX CORP DEL | 9,209 | $213.0M | 0.19% | |
| 1050 | QLYSQUALYS INC | 1,740 | $212.0M | 0.19% | |
| 1051 | UPASPIRATIONAL CONSUMER LIFEST | 200,000 | $212.0M | 0.19% | |
| 1052 | ASTHAPOLLO MED HLDGS INC | 11,589 | $212.0M | 0.19% | |
| 1053 | ADBEADOBE SYSTEMS INCORPORATED | 422,447 | $211.3M | 0.19% | Put |
| 1054 | VRTXVERTEX PHARMACEUTICALS INC | 888,248 | $209.9M | 0.19% | Call |
| 1055 | ALXALEXANDERS INC | 753 | $209.0M | 0.19% | |
| 1056 | —NESCO HLDGS INC | 216,666 | $208.0M | 0.19% | |
| 1057 | XPROFRANKS INTL N V | 676,892 | $207.6M | 0.19% | |
| 1058 | MRTNMARTEN TRANS LTD | 12,004 | $207.0M | 0.19% | |
| 1059 | FCBCFIRST CMNTY BANKSHARES INC V | 9,582 | $207.0M | 0.19% | |
| 1060 | SBACSBA COMMUNICATIONS CORP NEW | 732,576 | $206.7M | 0.18% | |
| 1061 | DVADAVITA INC | 11,749 | $206.2M | 0.18% | Put |
| 1062 | —VY GLOBAL GROWTH | 100,000 | $206.0M | 0.18% | |
| 1063 | ASCARDMORE SHIPPING CORP | 62,674 | $205.0M | 0.18% | |
| 1064 | —CHURCHILL CAPITAL CORP IV | 135,000 | $205.0M | 0.18% | |
| 1065 | ABXBARRICK GOLD CORP | 8,948,890 | $203.9M | 0.18% | Put |
| 1066 | DXCM 0.75 12/01/23DEXCOM INC | 89,473,000 | $203.7M | 0.18% | |
| 1067 | SNAP 0.75 08/01/26SNAP INC | 89,634,000 | $203.4M | 0.18% | |
| 1068 | —WORKDAY INC | 120,984,000 | $202.4M | 0.18% | |
| 1069 | GMS1EURGMS INC | 6,615 | $202.0M | 0.18% | |
| 1070 | 5E7ITEOS THERAPEUTICS INC | 5,983 | $202.0M | 0.18% | |
| 1071 | PPLPEMBINA PIPELINE CORP | 8,500 | $201.0M | 0.18% | |
| 1072 | —ASPIRA WOMENS HEALTH INC | 29,899 | $201.0M | 0.18% | |
| 1073 | SYBTSTOCK YDS BANCORP INC | 4,955 | $201.0M | 0.18% | |
| 1074 | BIIBBIOGEN INC | 817,993 | $200.3M | 0.18% | Put |
| 1075 | AHHARMADA HOFFLER PPTYS INC | 107,685 | $200.0M | 0.18% | |
| 1076 | CVGICOMMERCIAL VEH GROUP INC | 23,166 | $200.0M | 0.18% | |
| 1077 | UNHUNITEDHEALTH GROUP INC | 565,883 | $198.4M | 0.18% | Put |
| 1078 | AG8AGILENT TECHNOLOGIES INC | 1,662,912 | $197.0M | 0.18% | |
| 1079 | LM03LIBERTY MEDIA CORP DEL | 4,558,277 | $196.9M | 0.18% | |
| 1080 | —CALYXT INC | 46,540 | $196.0M | 0.18% | |
| 1081 | CGENCOMPUGEN LTD | 16,186 | $196.0M | 0.18% | |
| 1082 | NKENIKE INC | 1,382,831 | $195.6M | 0.17% | Put |
| 1083 | BKBANK NEW YORK MELLON CORP | 4,605,140 | $195.4M | 0.17% | Put |
| 1084 | LSAKNET 1 UEPS TECHNOLOGIES INC | 511,558 | $195.3M | 0.17% | |
| 1085 | STWDSTARWOOD PPTY TR INC | 10,100 | $195.0M | 0.17% | Put |
| 1086 | ALECALECTOR INC | 12,902 | $195.0M | 0.17% | |
| 1087 | MDLZMONDELEZ INTL INC | 3,318,426 | $194.0M | 0.17% | |
| 1088 | CIVBCIVISTA BANCSHARES INC | 11,071 | $194.0M | 0.17% | |
| 1089 | RCLROYAL CARIBBEAN GROUP | 2,596,069 | $193.9M | 0.17% | Put |
| 1090 | FMNBFARMERS NATIONAL BANC CORP | 14,518 | $193.0M | 0.17% | |
| 1091 | —MONROE CAP CORP | 24,000 | $193.0M | 0.17% | |
| 1092 | —RETAIL VALUE INC | 12,901 | $192.0M | 0.17% | |
| 1093 | SLBSCHLUMBERGER LTD | 8,756,520 | $191.2M | 0.17% | Put |
| 1094 | NVROEURNEVRO CORP | 1,099,450 | $190.3M | 0.17% | |
| 1095 | SG7SAGE THERAPEUTICS INC | 2,194,887 | $189.9M | 0.17% | |
| 1096 | ISDPGIM HIGH YIELD BOND FUND IN | 12,500 | $188.0M | 0.17% | |
| 1097 | ATOMATOMERA INC | 11,703 | $188.0M | 0.17% | |
| 1098 | PFEPFIZER INC | 5,086,498 | $187.2M | 0.17% | Put |
| 1099 | BGBBLACKSTONE STRATEGIC CREDIT | 15,000 | $187.0M | 0.17% | |
| 1100 | FONRFONAR CORP | 10,711 | $186.0M | 0.17% |