D. E. Shaw & Co., Inc. Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$58.9B
Holdings
2,560
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (2,560 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | SPPIUSDSPECTRUM PHARMACEUTICALS INC | 2,109,895 | $561.8M | 0.95% | |
| 502 | MTNVAIL RESORTS INC | 13,470 | $561.6M | 0.95% | Call |
| 503 | VNET21VIANET GROUP INC | 80,000 | $561.0M | 0.95% | Call |
| 504 | YUSDALLEGHANY CORP DEL | 23,672 | $560.8M | 0.95% | Put |
| 505 | —GARRISON CAP INC | 59,757 | $559.0M | 0.95% | |
| 506 | CBOECBOE HLDGS INC | 27,512 | $556.5M | 0.95% | Call |
| 507 | GU9GUESS INC | 240,845 | $556.4M | 0.95% | Put |
| 508 | HSTMHEALTHSTREAM INC | 22,213 | $556.0M | 0.94% | |
| 509 | —GENERAL FIN CORP DEL | 100,000 | $555.0M | 0.94% | |
| 510 | YUMCYUM CHINA HLDGS INC | 1,268,268 | $554.6M | 0.94% | Put |
| 511 | CPKCHESAPEAKE UTILS CORP | 8,261 | $553.0M | 0.94% | |
| 512 | MOMOUSDMOMO INC | 30,000 | $551.0M | 0.94% | Put |
| 513 | NBRNABORS INDUSTRIES LTD | 3,510,682 | $549.1M | 0.93% | Put |
| 514 | PKGPACKAGING CORP AMER | 65,118 | $549.0M | 0.93% | Put |
| 515 | A4SAMERIPRISE FINL INC | 38,287 | $548.7M | 0.93% | |
| 516 | SPSCSPS COMM INC | 7,824 | $547.0M | 0.93% | |
| 517 | HNMORMAT TECHNOLOGIES INC | 10,202 | $547.0M | 0.93% | |
| 518 | MFGMIZUHO FINL GROUP INC | 152,128 | $546.0M | 0.93% | |
| 519 | WOOFOOT LOCKER INC | 7,703 | $546.0M | 0.93% | |
| 520 | BATRAUSDLIBERTY MEDIA CORP DELAWARE | 162,444 | $544.8M | 0.93% | |
| 521 | —PORTOLA PHARMACEUTICALS INC | 73,093 | $544.1M | 0.92% | |
| 522 | AMGNAMGEN INC | 1,766,791 | $544.0M | 0.92% | Put |
| 523 | XNETXUNLEI LTD | 140,844 | $544.0M | 0.92% | |
| 524 | PRAPROASSURANCE CORP | 87,308 | $540.4M | 0.92% | |
| 525 | VVISA INC | 6,920,999 | $540.0M | 0.92% | Put |
| 526 | —MAGELLAN HEALTH INC | 198,201 | $539.4M | 0.92% | |
| 527 | —OXFORD IMMUNOTEC GLOBAL PLC | 36,015 | $538.0M | 0.91% | |
| 528 | MTORMERITOR INC | 43,253 | $537.0M | 0.91% | |
| 529 | —STATE BK FINL CORP | 19,989 | $537.0M | 0.91% | |
| 530 | SPYSPDR S&P 500 ETF TR | 1,302,634 | $536.9M | 0.91% | Put |
| 531 | EMKREUREMCORE CORP | 61,599 | $536.0M | 0.91% | |
| 532 | —BLUE HILLS BANCORP INC | 28,602 | $536.0M | 0.91% | |
| 533 | WKCWORLD FUEL SVCS CORP | 52,300 | $535.9M | 0.91% | |
| 534 | UVSPUNIVEST CORP PA | 17,320 | $535.0M | 0.91% | |
| 535 | ACCUSDAMERICAN CAMPUS CMNTYS INC | 10,722 | $534.0M | 0.91% | |
| 536 | WLB1EURWESTMORELAND COAL CO | 222,368 | $533.4M | 0.91% | Call |
| 537 | NNNNATIONAL RETAIL PPTYS INC | 12,043 | $532.0M | 0.90% | |
| 538 | MATXMATSON INC | 15,007 | $531.0M | 0.90% | |
| 539 | MAAMID AMER APT CMNTYS INC | 64,947 | $530.8M | 0.90% | |
| 540 | UBSIUNITED BANKSHARES INC WEST V | 84,420 | $530.4M | 0.90% | |
| 541 | —SENIOR HSG PPTYS TR | 27,926 | $529.0M | 0.90% | |
| 542 | —WALTER INVT MGMT CORP | 111,319 | $529.0M | 0.90% | |
| 543 | —FINISAR CORP | 588,786 | $528.3M | 0.90% | Put |
| 544 | —BLACK KNIGHT FINL SVCS INC | 13,942 | $527.0M | 0.90% | |
| 545 | OMEROMEROS CORP | 53,094 | $527.0M | 0.90% | |
| 546 | AVBAVALONBAY CMNTYS INC | 2,969 | $526.0M | 0.89% | |
| 547 | —CAESARS ACQUISITION CO | 38,747 | $523.0M | 0.89% | |
| 548 | DREUSDDUKE REALTY CORP | 19,648 | $522.0M | 0.89% | |
| 549 | ITGARTNER INC | 33,533 | $521.9M | 0.89% | |
| 550 | SNASNAP ON INC | 10,229 | $521.2M | 0.89% | |
| 551 | ANATUSDAMERICAN NATL INS CO | 4,180 | $521.0M | 0.88% | |
| 552 | FAROFARO TECHNOLOGIES INC | 14,361 | $517.0M | 0.88% | |
| 553 | —CHINA DISTANCE ED HLDGS LTD | 46,219 | $517.0M | 0.88% | |
| 554 | BAMBROOKFIELD ASSET MGMT INC | 15,645 | $516.0M | 0.88% | |
| 555 | SPLKCHFSPLUNK INC | 80,000 | $515.6M | 0.88% | Put |
| 556 | PNCPNC FINL SVCS GROUP INC | 259,405 | $514.9M | 0.87% | Call |
| 557 | ELVANTHEM INC | 379,012 | $514.0M | 0.87% | Put |
| 558 | —THL CR INC | 51,204 | $513.0M | 0.87% | |
| 559 | GOOGLALPHABET INC | 646,909 | $512.6M | 0.87% | Put |
| 560 | WBWEIBO CORP | 175,957 | $512.6M | 0.87% | Put |
| 561 | OECORION ENGINEERED CARBONS S A | 135,942 | $512.1M | 0.87% | |
| 562 | BAXBAXTER INTL INC | 1,520,220 | $510.0M | 0.87% | Put |
| 563 | TEN1TENNECO INC | 8,153 | $509.0M | 0.86% | |
| 564 | UPBDRENT A CTR INC NEW | 517,190 | $508.3M | 0.86% | |
| 565 | —CALPINE CORP | 44,440 | $508.0M | 0.86% | Put |
| 566 | NPKINEWPARK RES INC | 67,745 | $508.0M | 0.86% | |
| 567 | AXASEURABRAXAS PETE CORP | 197,247 | $507.0M | 0.86% | |
| 568 | BPFHBOSTON PRIVATE FINL HLDGS IN | 134,903 | $506.7M | 0.86% | |
| 569 | —OPHTHOTECH CORP | 104,737 | $506.0M | 0.86% | |
| 570 | PKOHPARK OHIO HLDGS CORP | 11,866 | $505.0M | 0.86% | |
| 571 | RUBIEURRUBICON PROJ INC | 212,571 | $504.1M | 0.86% | |
| 572 | —FANHUA INC | 60,753 | $503.0M | 0.85% | |
| 573 | CNSCOHEN & STEERS INC | 14,970 | $503.0M | 0.85% | |
| 574 | —LENDINGCLUB CORP | 95,621 | $502.0M | 0.85% | Call |
| 575 | —DEAN FOODS CO NEW | 23,046 | $502.0M | 0.85% | |
| 576 | HASHASBRO INC | 189,216 | $501.2M | 0.85% | |
| 577 | —STAMPS COM INC | 4,357 | $500.0M | 0.85% | |
| 578 | KYOCYKYOCERA CORP | 10,018 | $499.0M | 0.85% | |
| 579 | CTRACABOT OIL & GAS CORP | 1,371,164 | $498.6M | 0.85% | Put |
| 580 | —ROADRUNNER TRNSN SVCS HLDG I | 565,176 | $498.4M | 0.85% | |
| 581 | —ALLIANCE ONE INTL INC | 25,930 | $498.0M | 0.85% | |
| 582 | TRNTRINITY INDS INC | 544,485 | $497.6M | 0.85% | Call |
| 583 | —NORTHSTAR RLTY FIN CORP | 337,008 | $497.6M | 0.85% | |
| 584 | DVNDEVON ENERGY CORP NEW | 3,732,378 | $497.1M | 0.84% | Put |
| 585 | —CALGON CARBON CORP | 29,149 | $496.0M | 0.84% | |
| 586 | CLVSEURCLOVIS ONCOLOGY INC | 771,637 | $495.8M | 0.84% | Put |
| 587 | —LIBBEY INC | 445,560 | $495.2M | 0.84% | |
| 588 | AHHARMADA HOFFLER PPTYS INC | 33,987 | $495.0M | 0.84% | |
| 589 | UVVUNIVERSAL CORP VA | 7,736 | $493.0M | 0.84% | |
| 590 | OSGAMBAC FINL GROUP INC | 21,900 | $493.0M | 0.84% | |
| 591 | RYIRYERSON HLDG CORP | 243,413 | $491.8M | 0.84% | |
| 592 | —BLACKHAWK NETWORK HLDGS INC | 13,035 | $491.0M | 0.83% | |
| 593 | —USA TRUCK INC | 56,317 | $491.0M | 0.83% | |
| 594 | MBIMBIA INC | 45,845 | $491.0M | 0.83% | Call |
| 595 | —BITAUTO HLDGS LTD | 108,400 | $490.6M | 0.83% | Put |
| 596 | PROPROS HOLDINGS INC | 22,775 | $490.0M | 0.83% | |
| 597 | —CPI CARD GROUP INC | 117,850 | $489.0M | 0.83% | |
| 598 | IBNICICI BK LTD | 4,291,627 | $488.7M | 0.83% | Put |
| 599 | DATATABLEAU SOFTWARE INC | 11,566 | $487.0M | 0.83% | |
| 600 | EVHEVOLENT HEALTH INC | 32,744 | $485.0M | 0.82% |