D. E. Shaw & Co., Inc. Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$58.9M

Holdings

2,560

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (2,560 positions)

#	Stock	Shares	Value	% Portfolio	Type
1101	—TOKAI PHARMACEUTICALS INC	203,934	$199K	0.34%
1102	AG8AGILENT TECHNOLOGIES INC	4,362,966	$199K	0.34%
1103	S9QSPIRIT AEROSYSTEMS HLDGS INC	3,397,912	$198K	0.34%
1104	—BONANZA CREEK ENERGY INC	1,192,857	$198K	0.34%
1105	BKOBLUEROCK RESIDENTIAL GRW REI	14,417	$198K	0.34%
1106	—FMC TECHNOLOGIES INC	5,548,699	$197K	0.33%
1107	—DOMINION DIAMOND CORP	511,073	$197K	0.33%
1108	PYPLPAYPAL HLDGS INC	4,969,415	$196K	0.33%	Put
1109	—ARGOS THERAPEUTICS INC	39,900	$196K	0.33%
1110	—ONEBEACON INSURANCE GROUP LT	91,006	$195K	0.33%
1111	—QUORUM HEALTH CORP	26,772	$195K	0.33%
1112	—OBALON THERAPEUTICS INC	21,919	$194K	0.33%
1113	—PANDORA MEDIA INC	3,272,452	$193K	0.33%	Put
1114	CVSCVS HEALTH CORP	2,425,421	$191K	0.33%	Put
1115	—RAMCO-GERSHENSON PPTYS TR	221,787	$190K	0.32%
1116	—GRAMERCY PPTY TR	20,727	$190K	0.32%
1117	BCOVUSDBRIGHTCOVE INC	251,262	$188K	0.32%
1118	DGIIDIGI INTL INC	199,550	$188K	0.32%
1119	—VIRNETX HLDG CORP	85,200	$187K	0.32%
1120	AMATAPPLIED MATLS INC	5,763,284	$186K	0.32%	Put
1121	HRTXHERON THERAPEUTICS INC	14,120	$185K	0.31%
1122	OSG1EUROVERSEAS SHIPHOLDING GROUP I	48,082	$185K	0.31%
1123	—TRAVELCENTERS AMER LLC	25,862	$184K	0.31%
1124	LTM1GBPLATAM AIRLS GROUP S A	22,504	$184K	0.31%
1125	—IXYS CORP	135,142	$183K	0.31%
1126	JAKKEURJAKKS PAC INC	35,390	$182K	0.31%
1127	—DYNEX CAP INC	26,499	$181K	0.31%
1128	—GULFMARK OFFSHORE INC	103,684	$181K	0.31%
1129	RRDEURDONNELLEY R R & SONS CO	541,656	$178K	0.30%
1130	—INTELSAT S A	66,201	$177K	0.30%
1131	LYTSLSI INDS INC	18,140	$177K	0.30%
1132	—OMNOVA SOLUTIONS INC	198,496	$177K	0.30%
1133	MBTGBPMOBILE TELESYSTEMS PJSC	19,334	$176K	0.30%
1134	HOUSREALOGY HLDGS CORP	6,824,044	$176K	0.30%	Put
1135	—MAGICJACK VOCALTEC LTD	25,420	$174K	0.30%
1136	PDLIEURPDL BIOPHARMA INC	1,472,189	$173K	0.29%
1137	—T MOBILE US INC	1,809,500	$171K	0.29%
1138	TSLATESLA MTRS INC	796,694	$170K	0.29%	Put
1139	UALUNITED CONTL HLDGS INC	2,332,231	$170K	0.29%	Put
1140	DYHTARGET CORP	2,328,699	$168K	0.29%	Put
1141	—CIVEO CORP CDA	1,293,116	$168K	0.28%
1142	—PARATEK PHARMACEUTICALS INC	10,806	$166K	0.28%
1143	—ARALEZ PHARMACEUTICALS INC	37,621	$166K	0.28%
1144	—TANDEM DIABETES CARE INC	76,619	$165K	0.28%
1145	CRKCOMSTOCK RES INC	16,748	$165K	0.28%
1146	CHGGCHEGG INC	232,848	$165K	0.28%
1147	—CURIS INC	706,070	$164K	0.28%
1148	—WESTERN ASSET MTG CAP CORP	16,281	$164K	0.28%
1149	AXPAMERICAN EXPRESS CO	2,197,852	$163K	0.28%	Put
1150	—SYNERGY RES CORP	525,999	$163K	0.28%
1151	KGCKINROSS GOLD CORP	51,850	$162K	0.28%
1152	VALEVALE S A	2,757,802	$162K	0.27%	Put
1153	—WINDSTREAM HLDGS INC	21,950	$161K	0.27%
1154	—TRONC INC	11,635	$161K	0.27%
1155	—PAIN THERAPEUTICS INC	279,592	$160K	0.27%
1156	PFSWUSDPFSWEB INC	18,838	$160K	0.27%
1157	LM03LIBERTY MEDIA CORP DELAWARE	4,631,898	$160K	0.27%
1158	WBAWALGREENS BOOTS ALLIANCE INC	1,923,101	$159K	0.27%	Put
1159	LRCXEURLAM RESEARCH CORP	1,499,629	$159K	0.27%	Put
1160	RTN1USDRAYTHEON CO	1,114,733	$158K	0.27%	Put
1161	—NUVECTRA CORP	31,418	$158K	0.27%
1162	HYGISHARES TR	1,822,950	$158K	0.27%
1163	PSXPHILLIPS 66	1,818,324	$157K	0.27%	Put
1164	—UNIVERSAL AMERN CORP NEW	15,751	$157K	0.27%
1165	KMBKIMBERLY CLARK CORP	1,368,702	$156K	0.27%	Put
1166	AMTAMERICAN TOWER CORP NEW	1,472,600	$156K	0.26%	Call
1167	—ISRAEL CHEMICALS LTD	37,738	$155K	0.26%
1168	—NAVIDEA BIOPHARMACEUTICALS I	244,395	$154K	0.26%
1169	—KCAP FINL INC	38,668	$154K	0.26%
1170	SEESEALED AIR CORP NEW	3,386,524	$154K	0.26%
1171	—INTRALINKS HLDGS INC	488,650	$152K	0.26%
1172	AALAMERICAN AIRLS GROUP INC	3,264,007	$152K	0.26%	Put
1173	JKSJINKOSOLAR HLDG CO LTD	10,000	$152K	0.26%	Call
1174	—MAXPOINT INTERACTIVE INC	25,388	$152K	0.26%
1175	—ALLERGAN PLC	722,951	$152K	0.26%	Put
1176	CSCOCISCO SYS INC	5,011,995	$151K	0.26%	Put
1177	AKBAAKEBIA THERAPEUTICS INC	14,477	$151K	0.26%
1178	BACVERIZON COMMUNICATIONS INC	2,828,606	$151K	0.26%	Put
1179	ALSNALLISON TRANSMISSION HLDGS I	4,459,703	$150K	0.26%
1180	OCULOCULAR THERAPEUTIX INC	17,953	$150K	0.25%
1181	HTGCHERCULES CAPITAL INC	147,541	$150K	0.25%
1182	TJXTJX COS INC NEW	1,988,174	$149K	0.25%
1183	ORCLORACLE CORP	3,883,861	$149K	0.25%	Put
1184	—STAPLES INC	16,442	$149K	0.25%
1185	—NEWLINK GENETICS CORP	113,302	$148K	0.25%
1186	—CENVEO INC	21,000	$147K	0.25%
1187	—TRONOX LTD	348,596	$146K	0.25%	Put
1188	SBACSBA COMMUNICATIONS CORP	1,413,578	$146K	0.25%
1189	COPCONOCOPHILLIPS	2,884,742	$145K	0.25%	Put
1190	—RTI SURGICAL INC	997,856	$144K	0.24%
1191	NMRNOMURA HLDGS INC	1,211,305	$144K	0.24%
1192	BABOEING CO	925,000	$144K	0.24%	Put
1193	—CONFORMIS INC	17,734	$144K	0.24%
1194	APDAIR PRODS & CHEMS INC	995,186	$143K	0.24%
1195	VIPSVIPSHOP HLDGS LTD	12,873	$142K	0.24%
1196	WKWORKIVA INC	10,417	$142K	0.24%
1197	—SILVER STD RES INC	446,268	$141K	0.24%	Put
1198	AZOAUTOZONE INC	177,700	$140K	0.24%	Put
1199	—REGULUS THERAPEUTICS INC	61,881	$139K	0.24%
1200	—EXPRESS SCRIPTS HLDG CO	2,019,536	$139K	0.24%	Put

PreviousPage 12 of 26Next